ELLIOTT MANAGEMENT CORP Historic Quarter Change: USA Bonds: Convertible Notes, Added

ELLIOTT MANAGEMENT CORP historic quarter change: USA Bonds: Convertible Notes, Added

In convertible notes that pay a coupon (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, ELLIOTT MANAGEMENT CORP opened 20 positions, added to 9, reduced 6 and sold out of 21.

Q2 2016: Stock NVIDIA CORP; Country of operation —; Class NOTE 1.000%12/0; Principal before $5,000,000.
Q1 2016: Stock NVIDIA CORP; Country of operation —; Class NOTE 1.000%12/0; Principal before $3,500,000.
Q4 2015: Stock NAVISTAR INTL CORP NEW; Country of operation —; Class NOTE 4.750% 4/1; Principal before $64,109,000.
Q4 2014: Stock SUNPOWER CORP; Country of operation —; Class DBCV 4.500% 3/1; Principal before $7,500,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1048445), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-07-17); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-03-10); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-09-30.

Quarter	Stock	Class	Principal before	Principal after	Share change	Value before	Value after	Value change	Filed
Q2 2016	NVIDIA CORP CUSIP 67066GAC8	NOTE 1.000%12/0	$5,000,000	$17,500,000	+12,500,000	$8,930,000	$40,800,000	+$31,870,000	2016-08-15
Q1 2016	NVIDIA CORP CUSIP 67066GAC8	NOTE 1.000%12/0	$3,500,000	$5,000,000	+1,500,000	$5,812,000	$8,930,000	+$3,118,000	2016-05-16
Q4 2015	NAVISTAR INTL CORP NEW CUSIP 63934EAS7	NOTE 4.750% 4/1	$64,109,000	$75,859,000	+11,750,000	$44,235,000	$37,930,000	-$6,305,000	2016-02-16
Q4 2014	SUNPOWER CORP CUSIP 867652AE9	DBCV 4.500% 3/1	$7,500,000	$10,000,000	+2,500,000	$11,370,000	$11,711,000	+$341,000	2015-02-17
Q4 2014	SOLAZYME INC CUSIP 83415TAB7	NOTE 6.000% 2/0	$750,000	$1,250,000	+500,000	$871,000	$764,000	-$107,000	2015-02-17
Q3 2014	MERITOR INC CUSIP 59001KAC4	NOTE 7.875% 3/0	$1,750,000	$5,000,000	+3,250,000	$2,822,000	$7,191,000	+$4,369,000	2014-11-14
Q2 2014	SUNPOWER CORP CUSIP 867652AE9	DBCV 4.500% 3/1	$5,000,000	$7,500,000	+2,500,000	$7,576,000	$13,757,000	+$6,181,000	2014-08-14
Q4 2013	EQUINIX INC CUSIP 29444UAG1	NOTE 3.000% 10/1	$7,500,000	$12,500,000	+5,000,000	$12,559,000	$19,738,000	+$7,179,000	2014-03-10
Q3 2013	EQUINIX INC CUSIP 29444UAG1	NOTE 3.000% 10/1	$5,000,000	$7,500,000	+2,500,000	$8,425,000	$12,559,000	+$4,134,000	2013-11-14

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