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DST Global Advisors Ltd Historic Quarter Change: Foreign ETF, Reduced

DST Global Advisors Ltd historic quarter change: Foreign ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), over 7 quarters from 2014-12-31 to 2016-09-30, DST Global Advisors Ltd opened 1 positions, added to 0, reduced 6 and sold out of 0.

  • Q3 2016: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 18,970.
  • Q2 2016: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 18,972.
  • Q1 2016: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 23,423.
  • Q4 2015: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 103,159.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550172), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-03); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2016-02-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2016-02-16); Q1 2015 (2014-12-31 to 2015-03-31, filed 2016-02-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-06-30.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016BABA
ALIBABA GROUP HOLDINGS LTD
SPONSORED ADS18,97015,161-3,809$1,508,000$1,603,000+$95,0002016-11-14
Q2 2016BABA
ALIBABA GROUP HOLDINGS LTD
SPONSORED ADS18,97218,970-2$1,499,000$1,508,000+$9,0002016-08-15
Q1 2016BABA
ALIBABA GROUP HOLDINGS LTD
SPONSORED ADS23,42318,972-4,451$1,903,000$1,499,000-$404,0002016-05-03
Q4 2015BABA
ALIBABA GROUP HOLDINGS LTD
SPONSORED ADS103,15923,423-79,736$6,083,000$1,903,000-$4,180,0002016-02-16
Q3 2015BABA
ALIBABA GROUP HOLDINGS LTD
SPONSORED ADS114,465103,159-11,306$9,417,000$6,083,000-$3,334,0002016-02-16
Q2 2015BABA
ALIBABA GROUP HOLDINGS LTD
SPONSORED ADS430,367114,465-315,902$35,823,000$9,417,000-$26,406,0002016-02-16

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