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DFPG INVESTMENTS, LLC Current Holdings: Foreign ADRs

DFPG INVESTMENTS, LLC current holdings: Foreign ADRs

DFPG INVESTMENTS, LLC reported $0.00 billion in depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), 2 positions, in its Form 13F for the quarter ended 2023-12-31; the largest are ASTRAZENECA PLC, TOTALENERGIES SE.

  • ASTRAZENECA PLC: Country of operation —; Class SPONSORED ADR; Shares 11,304; Value $772,318.
  • TOTALENERGIES SE: Country of operation —; Class SPONSORED ADS; Shares 7,065; Value $477,676.

Form 13F-HR as filed (SEC CIK 1504665): quarter ended 2023-12-31, filed 2024-01-10. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
ASTRAZENECA PLC
CUSIP 046353108
SPONSORED ADR11,304$772,3182023-12-312024-01-10
TOTALENERGIES SE
CUSIP 89151E109
SPONSORED ADS7,065$477,6762023-12-312024-01-10

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