Daiwa SB Investments Ltd. current holdings: USA Stocks
Daiwa SB Investments Ltd. reported $0.29 billion in share positions in stocks (listed in the US), 149 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are MSFT, AAPL, NEE.
- MSFT: Country of operation United States; Class COM; Shares 196,210; Value $11,302,000.
- AAPL: Country of operation United States; Class COM; Shares 96,810; Value $10,944,000.
- NEE: Country of operation United States; Class COM; Shares 82,100; Value $10,042,000.
- PM: Country of operation United States; Class COM; Shares 102,240; Value $9,940,000.
Form 13F-HR as filed (SEC CIK 1435346): quarter ended 2016-09-30, filed 2016-10-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|---|
| MSFT MICROSOFT CORP | United States | COM | 196,210 | $11,302,000 | 3.86% | 2016-09-30 | 2016-10-12 | +783.61% |
| AAPL APPLE INC | United States | COM | 96,810 | $10,944,000 | 3.74% | 2016-09-30 | 2016-10-12 | |
| NEE NEXTERA ENERGY INC | United States | COM | 82,100 | $10,042,000 | 3.43% | 2016-09-30 | 2016-10-12 | +148.17% |
| PM PHILIP MORRIS INTERNATIONAL | United States | COM | 102,240 | $9,940,000 | 3.40% | 2016-09-30 | 2016-10-12 | +99.44% |
| MRK MERCK & CO INC | United States | COM | 157,310 | $9,818,000 | 3.36% | 2016-09-30 | 2016-10-12 | +150.68% |
| AWK AMERICAN WATER WORKS CO INC | United States | COM | 130,570 | $9,772,000 | 3.34% | 2016-09-30 | 2016-10-12 | +73.44% |
| HD HOME DEPOT INC | United States | COM | 75,280 | $9,687,000 | 3.31% | 2016-09-30 | 2016-10-12 | +123.84% |
| ADI ANALOG DEVICES | United States | COM | 147,290 | $9,493,000 | 3.25% | 2016-09-30 | 2016-10-12 | +517.87% |
| CAH CARDINAL HEALTH INC | United States | COM | 121,400 | $9,433,000 | 3.22% | 2016-09-30 | 2016-10-12 | +188.17% |
| T AT&T INC | United States | COM | 231,370 | $9,396,000 | 3.21% | 2016-09-30 | 2016-10-12 | -20.18% |
| COP CONOCOPHILLIPS | United States | COM | 214,940 | $9,343,000 | 3.19% | 2016-09-30 | 2016-10-12 | +188.57% |
| MO ALTRIA GROUP INC | United States | COM | 143,270 | $9,059,000 | 3.10% | 2016-09-30 | 2016-10-12 | +8.68% |
| NOC NORTHROP GRUMMAN CORP | United States | COM | 42,010 | $8,988,000 | 3.07% | 2016-09-30 | 2016-10-12 | +135.85% |
| XOMXXXX EXXON MOBIL CORPORATION | COM | 102,910 | $8,982,000 | 3.07% | 2016-09-30 | 2016-10-12 | ||
| BMY BRISTOL-MYERS SQUIBB | United States | COM | 163,590 | $8,821,000 | 3.02% | 2016-09-30 | 2016-10-12 | +16.58% |
| NVDA NVIDIA CORP | United States | COM | 125,520 | $8,601,000 | 2.94% | 2016-09-30 | 2016-10-12 | +13187.13% |
| SBUX STARBUCKS CORP | United States | COM | 148,710 | $8,051,000 | 2.75% | 2016-09-30 | 2016-10-12 | +76.27% |
| JPM JPMORGAN CHASE & CO | United States | COM | 119,370 | $7,949,000 | 2.72% | 2016-09-30 | 2016-10-12 | +403.05% |
| SLB SCHLUMBERGER LTD | COM | 99,910 | $7,857,000 | 2.69% | 2016-09-30 | 2016-10-12 | -36.58% | |
| BFB BROWN-FORMAN CORP-CLASS B | CL B | 163,480 | $7,755,000 | 2.65% | 2016-09-30 | 2016-10-12 | ||
| ED CONSOLIDATED EDISON INC | United States | COM | 85,740 | $6,456,000 | 2.21% | 2016-09-30 | 2016-10-12 | +37.22% |
| FRCB FIRST REPUBLIC BANK/CA | United States | COM | 83,000 | $6,400,000 | 2.19% | 2016-09-30 | 2016-10-12 | |
| NTRS NORTHERN TRUST CORP | United States | COM | 92,950 | $6,320,000 | 2.16% | 2016-09-30 | 2016-10-12 | +154.36% |
| UNH UNITEDHEALTH GROUP INC | United States | COM | 44,100 | $6,174,000 | 2.11% | 2016-09-30 | 2016-10-12 | +167.81% |
| TD TORONTO-DOMINION BANK | COM NEW | 136,510 | $6,061,000 | 2.07% | 2016-09-30 | 2016-10-12 | +168.02% | |
| MCD MCDONALDS CORP | United States | COM | 51,800 | $5,976,000 | 2.04% | 2016-09-30 | 2016-10-12 | +102.83% |
| WFC WELLS FARGO & COMPANY | United States | COM | 113,370 | $5,020,000 | 1.72% | 2016-09-30 | 2016-10-12 | +81.75% |
| SJM JM SMUCKER CO/THE | United States | COM NEW | 23,360 | $3,166,000 | 1.08% | 2016-09-30 | 2016-10-12 | -10.95% |
| XYL XYLEM INC | United States | COM | 34,300 | $1,799,000 | 0.62% | 2016-09-30 | 2016-10-12 | +92.43% |
| ZTS ZOETIS INC | United States | CL A | 34,400 | $1,789,000 | 0.61% | 2016-09-30 | 2016-10-12 | +35.17% |
| XYZ SQUARE INC - A | United States | CL A | 134,000 | $1,562,000 | 0.53% | 2016-09-30 | 2016-10-12 | +535.08% |
| AMZN AMAZON.COM INC | United States | COM | 1,850 | $1,549,000 | 0.53% | 2016-09-30 | 2016-10-12 | +489.13% |
| META FACEBOOK INC-A | United States | CL A | 11,800 | $1,514,000 | 0.52% | 2016-09-30 | 2016-10-12 | +475.96% |
| GOOGL ALPHABET INC-CL A | United States | CAP STK CL A | 1,870 | $1,504,000 | 0.51% | 2016-09-30 | 2016-10-12 | +748.06% |
| SSYS STRATASYS LTD | United States | SHS | 51,400 | $1,238,000 | 0.42% | 2016-09-30 | 2016-10-12 | -64.67% |
| V VISA INC-CLASS A SHRS | United States | COM CL A | 14,070 | $1,164,000 | 0.40% | 2016-09-30 | 2016-10-12 | +342.42% |
| FSLR FIRST SOLAR INC | United States | COM | 29,000 | $1,145,000 | 0.39% | 2016-09-30 | 2016-10-12 | +348.04% |
| NKE NIKE INC | United States | CL B | 20,850 | $1,098,000 | 0.38% | 2016-09-30 | 2016-10-12 | -31.93% |
| GOOG ALPHABET INC-CL C | United States | CAP STK CL C | 1,402 | $1,090,000 | 0.37% | 2016-09-30 | 2016-10-12 | +768.04% |
| ELV ANTHEM INC | United States | COM | 8,500 | $1,065,000 | 0.36% | 2016-09-30 | 2016-10-12 | +213.41% |
| LUV SOUTHWEST AIRLINES CO | United States | COM | 27,070 | $1,053,000 | 0.36% | 2016-09-30 | 2016-10-12 | +8.20% |
| TDOC TELADOC INC | United States | COM | 54,800 | $1,003,000 | 0.34% | 2016-09-30 | 2016-10-12 | — split 2022-04-28, ratio not on file |
| TSLA TESLA MOTORS INC | United States | COM | 4,900 | $1,000,000 | 0.34% | 2016-09-30 | 2016-10-12 | +2494.03% |
| NDAQ NASDAQ INC | United States | COM | 14,670 | $991,000 | 0.34% | 2016-09-30 | 2016-10-12 | +308.04% |
| EXPD EXPEDITORS INTL WASH INC | United States | COM | 18,980 | $978,000 | 0.33% | 2016-09-30 | 2016-10-12 | +265.22% |
| KR KROGER CO | United States | COM | 32,620 | $968,000 | 0.33% | 2016-09-30 | 2016-10-12 | +104.82% |
| TMUS T-MOBILE US INC | United States | COM | 20,540 | $960,000 | 0.33% | 2016-09-30 | 2016-10-12 | +248.84% |
| JCI JOHNSON CONTROLS INTERNATIONAL PLC | SHS | 20,307 | $945,000 | 0.32% | 2016-09-30 | 2016-10-12 | +221.13% | |
| ZBH ZIMMER BIOMET HOLDINGS INC | United States | COM | 7,100 | $923,000 | 0.32% | 2016-09-30 | 2016-10-12 | -27.64% |
| ITRI ITRON INC | United States | COM | 16,300 | $909,000 | 0.31% | 2016-09-30 | 2016-10-12 | +56.73% |
| C CITIGROUP INC | United States | COM NEW | 18,880 | $892,000 | 0.30% | 2016-09-30 | 2016-10-12 | +176.94% |
| PEP PEPSICO INC | United States | COM | 8,060 | $877,000 | 0.30% | 2016-09-30 | 2016-10-12 | +18.31% |
| KMI KINDER MORGAN INC | United States | COM | 36,680 | $848,000 | 0.29% | 2016-09-30 | 2016-10-12 | +31.65% |
| ROP ROPER TECHNOLOGIES INC | United States | COM | 4,610 | $841,000 | 0.29% | 2016-09-30 | 2016-10-12 | +91.51% |
| HRL HORMEL FOODS CORP | United States | COM | 21,480 | $815,000 | 0.28% | 2016-09-30 | 2016-10-12 | -47.67% |
| PPG PPG INDUSTRIES INC | United States | COM | 7,770 | $803,000 | 0.27% | 2016-09-30 | 2016-10-12 | +2.57% |
| DIS THE WALT DISNEY CO. | United States | COM DISNEY | 8,590 | $798,000 | 0.27% | 2016-09-30 | 2016-10-12 | +13.51% |
| FISV FISERV INC | United States | COM | 7,980 | $794,000 | 0.27% | 2016-09-30 | 2016-10-12 | — split 2025-10-29, ratio not on file |
| TJX TJX COMPANIES INC | United States | COM | 10,600 | $793,000 | 0.27% | 2016-09-30 | 2016-10-12 | +257.85% |
| ACN ACCENTURE PLC-CL A | SHS CLASS A | 6,470 | $790,000 | 0.27% | 2016-09-30 | 2016-10-12 | +44.98% | |
| HAS HASBRO INC | United States | COM | 9,750 | $773,000 | 0.26% | 2016-09-30 | 2016-10-12 | +11.26% |
| EA ELECTRONIC ARTS INC | United States | COM | 8,750 | $747,000 | 0.26% | 2016-09-30 | 2016-10-12 | |
| ISRG INTUITIVE SURGICAL INC | United States | COM NEW | 990 | $718,000 | 0.25% | 2016-09-30 | 2016-10-12 | +411.77% |
| EOG EOG RESOURCES INC | United States | COM | 7,350 | $711,000 | 0.24% | 2016-09-30 | 2016-10-12 | +44.41% |
| ORLY O'REILLY AUTOMOTIVE INC | United States | COM | 2,490 | $697,000 | 0.24% | 2016-09-30 | 2016-10-12 | +361.01% |
| ROST ROSS STORES INC | United States | COM | 10,740 | $691,000 | 0.24% | 2016-09-30 | 2016-10-12 | +264.54% |
| ECL ECOLAB INC | United States | COM | 5,580 | $679,000 | 0.23% | 2016-09-30 | 2016-10-12 | +128.29% |
| EFX EQUIFAX INC | United States | COM | 4,900 | $659,000 | 0.23% | 2016-09-30 | 2016-10-12 | +4.64% |
| LSAK NET 1 UEPS TECHNOLOGIES INC | COM NEW | 76,400 | $654,000 | 0.22% | 2016-09-30 | 2016-10-12 | -51.75% | |
| AYI ACUITY BRANDS INC | United States | COM | 2,460 | $651,000 | 0.22% | 2016-09-30 | 2016-10-12 | +16.70% |
| INTU INTUIT INC | United States | COM | 5,920 | $651,000 | 0.22% | 2016-09-30 | 2016-10-12 | +143.64% |
| GIL GILDAN ACTIVEWEAR INC | COM | 22,780 | $637,000 | 0.22% | 2016-09-30 | 2016-10-12 | +53.09% | |
| MAS MASCO CORP | United States | COM | 18,430 | $632,000 | 0.22% | 2016-09-30 | 2016-10-12 | +99.27% |
| MRSH MARSH & MCLENNAN COS | United States | COM | 9,350 | $629,000 | 0.22% | 2016-09-30 | 2016-10-12 | +153.41% |
| CVS CVS HEALTH CORP | United States | COM | 7,000 | $623,000 | 0.21% | 2016-09-30 | 2016-10-12 | -2.12% |
| WTS WATTS WATER TECHNOLOGIES-A | United States | CL A | 9,500 | $616,000 | 0.21% | 2016-09-30 | 2016-10-12 | +451.65% |
| VLO VALERO ENERGY CORP | United States | COM | 11,570 | $613,000 | 0.21% | 2016-09-30 | 2016-10-12 | +631.55% |
| BXP BOSTON PROPERTIES INC | United States | COM | 4,490 | $612,000 | 0.21% | 2016-09-30 | 2016-10-12 | -54.72% |
| CTAS CINTAS CORP | United States | COM | 5,300 | $597,000 | 0.20% | 2016-09-30 | 2016-10-12 | +602.45% |
| NEOG NEOGEN CORP | United States | COM | 10,600 | $593,000 | 0.20% | 2016-09-30 | 2016-10-12 | -39.32% |
| VMRK EQUITY RESIDENTIAL | United States | SH BEN INT | 9,090 | $585,000 | 0.20% | 2016-09-30 | 2016-10-12 | -4.63% |
| SHW SHERWIN-WILLIAMS CO/THE | United States | COM | 2,100 | $581,000 | 0.20% | 2016-09-30 | 2016-10-12 | +258.32% |
| PYPL PAYPAL HOLDINGS INC | United States | COM | 13,990 | $573,000 | 0.20% | 2016-09-30 | 2016-10-12 | +31.54% |
| AZO AUTOZONE INC | United States | COM | 730 | $561,000 | 0.19% | 2016-09-30 | 2016-10-12 | +274.31% |
| ILMN ILLUMINA INC | United States | COM | 3,000 | $545,000 | 0.19% | 2016-09-30 | 2016-10-12 | +53.92% |
| ALL ALLSTATE CORP | United States | COM | 6,450 | $446,000 | 0.15% | 2016-09-30 | 2016-10-12 | +225.85% |
| AGIO AGIOS PHARMACEUTICALS INC | United States | COM | 8,228 | $435,000 | 0.15% | 2016-09-30 | 2016-10-12 | — split 2025-11-19, ratio not on file |
| SPG SIMON PROPERTY GROUP INC | United States | COM | 2,080 | $431,000 | 0.15% | 2016-09-30 | 2016-10-12 | -1.32% |
| MCK MCKESSON CORPORATION | United States | COM | 2,220 | $370,000 | 0.13% | 2016-09-30 | 2016-10-12 | +418.63% |
| ALNY ALNYLAM PHARMACEUTICALS INC | United States | COM | 4,811 | $326,000 | 0.11% | 2016-09-30 | 2016-10-12 | — split 2016-10-06, ratio not on file |
| JNJ JOHNSON & JOHNSON | United States | COM | 2,710 | $320,000 | 0.11% | 2016-09-30 | 2016-10-12 | +126.50% |
| INTC INTEL CORP | United States | COM | 7,180 | $271,000 | 0.09% | 2016-09-30 | 2016-10-12 | +207.10% |
| PFE PFIZER INC | United States | COM | 7,550 | $256,000 | 0.09% | 2016-09-30 | 2016-10-12 | -10.63% |
| IBM INTL BUSINESS MACHINES CORP | United States | COM | 1,490 | $237,000 | 0.08% | 2016-09-30 | 2016-10-12 | +44.86% |
| HPE HEWLETT PACKARD ENTERPRIS | United States | COM | 9,540 | $217,000 | 0.07% | 2016-09-30 | 2016-10-12 | +365.04% |
| WMT WAL-MART STORES INC | United States | COM | 2,940 | $212,000 | 0.07% | 2016-09-30 | 2016-10-12 | +344.26% |
| GM GENERAL MOTORS CO | United States | COM | 6,290 | $200,000 | 0.07% | 2016-09-30 | 2016-10-12 | +153.29% |
| HPQ HP INC | United States | COM | 12,780 | $198,000 | 0.07% | 2016-09-30 | 2016-10-12 | +97.88% |
| BDX BECTON DICKINSON AND CO | United States | COM | 1,050 | $189,000 | 0.06% | 2016-09-30 | 2016-10-12 | +32.01% |
| CMCSA COMCAST CORP-CL A | United States | CL A | 2,800 | $186,000 | 0.06% | 2016-09-30 | 2016-10-12 | -30.52% |
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| Not available yet | |||