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Crow Point Partners, LLC Last Quarter Change: Foreign Stocks, New

Crow Point Partners, LLC quarter change: Foreign Stocks, New

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2015-09-30 to 2016-09-30, Crow Point Partners, LLC opened 11 positions, added to 0, reduced 0, sold out of 10 and left 0 unchanged. The largest increase in value was CNTHO (+$623,000); the largest decrease was VOD (-$8,500,000).

  • CNTHO: Country of operation United States; Class EQUITY; Shares 2015-09-30 0; Shares 2016-09-30 12,000.
  • TSM: Country of operation —; Class EQUITY; Shares 2015-09-30 0; Shares 2016-09-30 7,675.
  • BLX: Country of operation —; Class EQUITY; Shares 2015-09-30 0; Shares 2016-09-30 7,135.
  • NTTYY: Country of operation Japan; Class EQUITY; Shares 2015-09-30 0; Shares 2016-09-30 4,299.

Two Form 13F-HR filings compared (SEC CIK 1384305): 2015-09-30 (filed 2015-12-17) and 2016-09-30 (filed 2016-11-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2015-09-30Shares 2016-09-30Share changeValue 2015-09-30Value 2016-09-30Value change
CNTHO
Connecticut Light & Power Co 5.28 % Cum.Red.Pfd Shs Series 1967
United StatesEQUITY012,000+12,000$0$623,000+$623,000
TSM
Taiwan Semiconductor Manufacturing Co. Ltd. Sponsored ADR
EQUITY07,675+7,675$0$233,000+$233,000
BLX
Banco Latinoamericano de Comercio Exterior S.A. Class E
EQUITY07,135+7,135$0$199,000+$199,000
NTTYY
Nippon Telegraph and Telephone Corporation Sponsored ADR
JapanEQUITY04,299+4,299$0$199,000+$199,000
VOD
Vodafone Group Plc Sponsored ADR
EQUITY06,176+6,176$0$180,000+$180,000
TEVA
Teva Pharmaceutical Industries Limited Sponsored ADR
EQUITY03,646+3,646$0$169,000+$169,000
SIMO
Silicon Motion Technology Corporation Sponsored ADR
EQUITY01,769+1,769$0$91,000+$91,000
NVS
Novartis AG Sponsored ADR
EQUITY0956+956$0$76,000+$76,000
IMBBY
Imperial Brands PLC Sponsored ADR
EQUITY0350+350$0$18,000+$18,000
NSANY
Nissan Motor Co. Ltd. Sponsored ADR
EQUITY0737+737$0$14,000+$14,000
TKC
Turkcell Iletisim Hizmetleri A.S. Sponsored ADR
EQUITY01,098+1,098$0$9,000+$9,000

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