Crow Point Partners, LLC quarter change: USA Everything Else, New
In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2015-09-30 to 2016-09-30, Crow Point Partners, LLC opened 128 positions, added to 0, reduced 0, sold out of 55 and left 0 unchanged. The largest increase in value was Syntel incorporated (+$23,364,000); the largest decrease was Endurance Specialty Holdings Ltd. ENH (-$14,717,000).
- Syntel incorporated: Country of operation —; Class EQUITY; Shares 2015-09-30 0; Shares 2016-09-30 557,482.
- ALLIANT ENERGY CORP: Country of operation —; Class EQUITY; Shares 2015-09-30 0; Shares 2016-09-30 588,000.
- AMERICAN WTR WKS CO INC NEW COM: Country of operation —; Class EQUITY; Shares 2015-09-30 0; Shares 2016-09-30 250,000.
- Spark Energy Inc. Class A: Country of operation —; Class EQUITY; Shares 2015-09-30 0; Shares 2016-09-30 611,869.
Two Form 13F-HR filings compared (SEC CIK 1384305): 2015-09-30 (filed 2015-12-17) and 2016-09-30 (filed 2016-11-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2015-09-30 | Shares 2016-09-30 | Share change | Value 2015-09-30 | Value 2016-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| Syntel incorporated CUSIP 87162H103 | EQUITY | 0 | 557,482 | +557,482 | $0 | $23,364,000 | +$23,364,000 | |
| ALLIANT ENERGY CORP CUSIP 18802108 | EQUITY | 0 | 588,000 | +588,000 | $0 | $22,526,000 | +$22,526,000 | |
| AMERICAN WTR WKS CO INC NEW COM CUSIP 30420103 | EQUITY | 0 | 250,000 | +250,000 | $0 | $18,710,000 | +$18,710,000 | |
| Spark Energy Inc. Class A CUSIP 846511103 | EQUITY | 0 | 611,869 | +611,869 | $0 | $17,824,000 | +$17,824,000 | |
| American Electric Power Company Inc. CUSIP 25537101 | EQUITY | 0 | 248,765 | +248,765 | $0 | $15,973,000 | +$15,973,000 | |
| CenturyLink Inc. CUSIP 156700106 | EQUITY | 0 | 473,876 | +473,876 | $0 | $12,998,000 | +$12,998,000 | |
| SOUTH JERSEY INDUSTRIES CUSIP 838518108 | EQUITY | 0 | 325,400 | +325,400 | $0 | $9,616,000 | +$9,616,000 | |
| Great Plains Energy Incorporated CUSIP 391164100 | EQUITY | 0 | 317,049 | +317,049 | $0 | $8,652,000 | +$8,652,000 | |
| Physicians Realty Trust CUSIP 71943U104 | United States | EQUITY | 0 | 345,000 | +345,000 | $0 | $7,431,000 | +$7,431,000 |
| Preferred Apartment Communities Inc. CUSIP 74039L103 | EQUITY | 0 | 450,000 | +450,000 | $0 | $6,080,000 | +$6,080,000 | |
| Scorpio Tankers Inc 7 1/2 % Notes 2014-15.10.17 Sr CUSIP Y7542C114 | EQUITY | 0 | 223,707 | +223,707 | $0 | $5,664,000 | +$5,664,000 | |
| Seaspan Corp 6 3/8 % Notes 2014-30.4.19 Sr CUSIP 81254U205 | EQUITY | 0 | 213,600 | +213,600 | $0 | $5,425,000 | +$5,425,000 | |
| DYN D Series PFD UNITS CUSIP 26817R405 | EQUITY | 0 | 66,500 | +66,500 | $0 | $5,386,000 | +$5,386,000 | |
| DTE Energy Company 5.375% 01-JUN-2076 CUSIP 233331800 | EQUITY | 0 | 206,603 | +206,603 | $0 | $5,326,000 | +$5,326,000 | |
| Frontier Communications Corporation CUSIP 35906A108 | EQUITY | 0 | 1,056,067 | +1,056,067 | $0 | $4,393,000 | +$4,393,000 | |
| SOUTHERN CO JR SUB NT 76 CUSIP 842587305 | EQUITY | 0 | 164,000 | +164,000 | $0 | $4,148,000 | +$4,148,000 | |
| Wheeler Real Estate Investment Trust 8.75% per annum CUSIP 963025606 | United States | EQUITY | 0 | 160,000 | +160,000 | $0 | $4,080,000 | +$4,080,000 |
| SCANA Corp. CUSIP 80589M102 | EQUITY | 0 | 50,000 | +50,000 | $0 | $3,618,000 | +$3,618,000 | |
| Dominion Resources Inc. 5.25% 30-JUL-2076 CUSIP 25746U844 | EQUITY | 0 | 131,800 | +131,800 | $0 | $3,356,000 | +$3,356,000 | |
| Spectra Energy Corp CUSIP 847560109 | EQUITY | 0 | 77,321 | +77,321 | $0 | $3,305,000 | +$3,305,000 | |
| Diana Shipping Inc 8 1/2 % Notes 2015-15.5.20 Sr CUSIP Y2066G120 | EQUITY | 0 | 150,000 | +150,000 | $0 | $3,240,000 | +$3,240,000 | |
| INDIANAPOLIS PWR + LT CO PFD PCT CUSIP 455434878 | EQUITY | 0 | 28,811 | +28,811 | $0 | $2,946,000 | +$2,946,000 | |
| BreitBurn Energy Partners L.P. 8.625% 15-OCT-2020 CUSIP 106777AB1 | EQUITY | 0 | 5,680,000 | +5,680,000 | $0 | $2,925,000 | +$2,925,000 | |
| United States Cellular Corporation 7.25% 01-DEC-2064 CUSIP 911684603 | EQUITY | 0 | 95,000 | +95,000 | $0 | $2,569,000 | +$2,569,000 | |
| Arlington Asset Investment Corp 6 5/8 % Notes 2013-1.5.23 Sr CUSIP 41356304 | EQUITY | 0 | 100,040 | +100,040 | $0 | $2,358,000 | +$2,358,000 | |
| Scorpio Bulkers Inc 7 1/2 % Notes 2014-15.9.19 Sr CUSIP Y7546A114 | EQUITY | 0 | 105,000 | +105,000 | $0 | $2,226,000 | +$2,226,000 | |
| Ashford Hospitality Trust PFD 7 3/8% CUSIP 44103604 | EQUITY | 0 | 80,000 | +80,000 | $0 | $2,075,000 | +$2,075,000 | |
| Seaspan Corp 8 1/4 % Cum Red Pfd Shs Series E CUSIP Y75638133 | EQUITY | 0 | 68,255 | +68,255 | $0 | $1,706,000 | +$1,706,000 | |
| NextEra Energy Capital Holdings CUSIP 65339K100 | EQUITY | 0 | 43,826 | +43,826 | $0 | $1,126,000 | +$1,126,000 | |
| Alabama Power Company Non Cumulative Pfd Shs CUSIP 10392488 | EQUITY | 0 | 41,284 | +41,284 | $0 | $1,084,000 | +$1,084,000 | |
| Qwest Corporation 6.625% 15-SEP-2055 CUSIP 74913G709 | EQUITY | 0 | 40,000 | +40,000 | $0 | $1,047,000 | +$1,047,000 | |
| Energy & Exploration Partners Inc. 8.0% CUSIP 29270RAA0 | EQUITY | 0 | 10,000,000 | +10,000,000 | $0 | $1,000,000 | +$1,000,000 | |
| Scorpio Tankers Inc. 6.75% 15 MAY-2020 CUSIP 80918T109 | EQUITY | 0 | 40,000 | +40,000 | $0 | $964,000 | +$964,000 | |
| NorthStar Realty Finance Corp. CUSIP 66704R803 | EQUITY | 0 | 68,750 | +68,750 | $0 | $905,000 | +$905,000 | |
| MFRI Inc. CUSIP 552721102 | EQUITY | 0 | 117,500 | +117,500 | $0 | $895,000 | +$895,000 | |
| NorthStar Asset Management Corp CUSIP 66705Y104 | EQUITY | 0 | 62,500 | +62,500 | $0 | $808,000 | +$808,000 | |
| Landmark Infastucture Partners LP 8% CUSIP 51508J207 | EQUITY | 0 | 25,000 | +25,000 | $0 | $749,000 | +$749,000 | |
| Ashford Hospitality Prime Inc. CUSIP 44102101 | EQUITY | 0 | 49,117 | +49,117 | $0 | $693,000 | +$693,000 | |
| WEC Energy Group Inc Notes 2013-1.8.73 Jr Subord Fltg Rt CUSIP 45822P204 | EQUITY | 0 | 25,050 | +25,050 | $0 | $685,000 | +$685,000 | |
| Gastar Exploration Inc Cum Pfd Shs Series B CUSIP 36729P306 | EQUITY | 0 | 56,900 | +56,900 | $0 | $649,000 | +$649,000 | |
| Eagle Point Credit Company Inc Unsecured Baby bond 6.625% CUSIP 269809208 | EQUITY | 0 | 25,000 | +25,000 | $0 | $638,000 | +$638,000 | |
| GasLog Ltd Cum Red Perp Pfd Shs Series A CUSIP G37585117 | EQUITY | 0 | 25,000 | +25,000 | $0 | $631,000 | +$631,000 | |
| AHP SERIES B 5.5% PFD CUSIP 44102507 | EQUITY | 0 | 25,580 | +25,580 | $0 | $603,000 | +$603,000 | |
| ALLETE Inc. CUSIP 18522300 | EQUITY | 0 | 10,000 | +10,000 | $0 | $596,000 | +$596,000 | |
| CorEnergy Infrastructure Trust Inc. CUSIP 21870U502 | EQUITY | 0 | 18,000 | +18,000 | $0 | $528,000 | +$528,000 | |
| MEDLEY LLC SR NT 26 CUSIP 58503Y105 | EQUITY | 0 | 20,000 | +20,000 | $0 | $491,000 | +$491,000 | |
| Oil company LUKOIL PJSC Sponsored ADR CUSIP 69343P105 | EQUITY | 0 | 8,705 | +8,705 | $0 | $421,000 | +$421,000 | |
| Best Buy Co. Inc. CUSIP 86516101 | EQUITY | 0 | 9,242 | +9,242 | $0 | $346,000 | +$346,000 | |
| Bank of America Corp Deposit Shs Repr 1/1.000th Non-Cum Pfd Shs Series -EE- CUSIP 60505260 | EQUITY | 0 | 12,596 | +12,596 | $0 | $332,000 | +$332,000 | |
| Aetna Inc. CUSIP 00817Y108 | EQUITY | 0 | 2,798 | +2,798 | $0 | $322,000 | +$322,000 | |
| Navios Maritime Holdings Inc. Sponsored ADR Class H CUSIP 63938Y308 | EQUITY | 0 | 59,000 | +59,000 | $0 | $316,000 | +$316,000 | |
| BB&T Corporation 5.625% CUSIP 54937875 | EQUITY | 0 | 11,021 | +11,021 | $0 | $292,000 | +$292,000 | |
| Colony Capital Inc. Class A CUSIP 19624R106 | EQUITY | 0 | 16,043 | +16,043 | $0 | $288,000 | +$288,000 | |
| Ellington Financial LLC CUSIP 288522303 | EQUITY | 0 | 16,656 | +16,656 | $0 | $278,000 | +$278,000 | |
| MFA Financial Inc. CUSIP 55272X102 | EQUITY | 0 | 36,334 | +36,334 | $0 | $271,000 | +$271,000 | |
| National General Holdings Corp 7 1/2 % Deposit Shs Repr 1/40th Non-Cum Perp Pfd Shs Series C CUSIP 636220857 | EQUITY | 0 | 10,000 | +10,000 | $0 | $260,000 | +$260,000 | |
| American Eagle Outfitters Inc. CUSIP 2553E106 | EQUITY | 0 | 14,565 | +14,565 | $0 | $258,000 | +$258,000 | |
| LANDMARK INFRASTRUCTURE LP PFD UT SER B CUSIP 51508J306 | EQUITY | 0 | 10,000 | +10,000 | $0 | $257,000 | +$257,000 | |
| Western Refining Inc. CUSIP 959319104 | EQUITY | 0 | 10,059 | +10,059 | $0 | $255,000 | +$255,000 | |
| NorthStar Realty Europe Corp. CUSIP 66706L101 | EQUITY | 0 | 22,916 | +22,916 | $0 | $251,000 | +$251,000 | |
| Cooper Tire & Rubber Company CUSIP 216831107 | EQUITY | 0 | 6,408 | +6,408 | $0 | $238,000 | +$238,000 | |
| General Electric Company CUSIP 369604103 | United States | EQUITY | 0 | 8,065 | +8,065 | $0 | $238,000 | +$238,000 |
| R.R. Donnelley & Sons Company CUSIP 257867200 | EQUITY | 0 | 14,613 | +14,613 | $0 | $228,000 | +$228,000 | |
| Torchmark Corporation 6.125% 15-JUN-2056 CUSIP 891027401 | EQUITY | 0 | 8,338 | +8,338 | $0 | $228,000 | +$228,000 | |
| Amgen Inc. CUSIP 31162100 | EQUITY | 0 | 1,342 | +1,342 | $0 | $222,000 | +$222,000 | |
| Mentor Graphics Corporation CUSIP 587200106 | EQUITY | 0 | 8,520 | +8,520 | $0 | $210,000 | +$210,000 | |
| Companhia Paranaense de Energia Sponsored ADR Pfd Class B CUSIP 20441B407 | EQUITY | 0 | 18,587 | +18,587 | $0 | $197,000 | +$197,000 | |
| Big Lots Inc. CUSIP 89302103 | EQUITY | 0 | 4,034 | +4,034 | $0 | $193,000 | +$193,000 | |
| CA Inc. CUSIP 12673P105 | EQUITY | 0 | 5,854 | +5,854 | $0 | $192,000 | +$192,000 | |
| HealthSouth Corporation CUSIP 421924309 | EQUITY | 0 | 4,671 | +4,671 | $0 | $189,000 | +$189,000 | |
| Endurance Specialty Holdings Ltd. CUSIP G30397106 | EQUITY | 0 | 2,649 | +2,649 | $0 | $174,000 | +$174,000 | |
| JPMorgan Chase & Co Deposit Shs Repr 1/400th Non-Cum Pfd Shs Series W CUSIP 481246700 | EQUITY | 0 | 5,973 | +5,973 | $0 | $166,000 | +$166,000 | |
| Newcastle Investment Corp Pfd Shs B CUSIP 65105M207 | EQUITY | 0 | 6,375 | +6,375 | $0 | $166,000 | +$166,000 | |
| Aspen Insurance Holdings Ltd 7.25% Perepetual Non-Cumulative Shs CUSIP G05384147 | EQUITY | 0 | 6,080 | +6,080 | $0 | $157,000 | +$157,000 | |
| New Media Investment Group Inc. CUSIP 64704V106 | EQUITY | 0 | 9,950 | +9,950 | $0 | $156,000 | +$156,000 | |
| Wells Fargo & Co Deposit Shs Repr 1/1000th 5 1/2 % Non-Cum Perp Pfd Shs A Series X CUSIP 94988U672 | EQUITY | 0 | 6,000 | +6,000 | $0 | $154,000 | +$154,000 | |
| KeyCorp 5.0% PERP CUSIP 493267AK4 | United States | EQUITY | 0 | 1,500 | +1,500 | $0 | $150,000 | +$150,000 |
| Morgan Stanley Deposit Shs Repr 1/1000th 6 5/8 % Non-Cum Pfd Shs Series G CUSIP 61762V507 | EQUITY | 0 | 5,311 | +5,311 | $0 | $148,000 | +$148,000 | |
| Qwest Corp 7 % Notes 2012-1.7.52 CUSIP 74913G501 | EQUITY | 0 | 5,578 | +5,578 | $0 | $147,000 | +$147,000 | |
| Apple Inc. CUSIP 37833100 | EQUITY | 0 | 1,168 | +1,168 | $0 | $131,000 | +$131,000 | |
| CAPITAL ONE FINL CORP DEP SHS PFD G CUSIP 14040H865 | EQUITY | 0 | 5,000 | +5,000 | $0 | $127,000 | +$127,000 | |
| MACQUARIE INFRASTR CO LLC MEMBERSHIP INT CUSIP 55608B105 | EQUITY | 0 | 1,491 | +1,491 | $0 | $124,000 | +$124,000 | |
| ARCHER-DANIELS-MIDLAND CO CUSIP 39483102 | EQUITY | 0 | 2,944 | +2,944 | $0 | $122,000 | +$122,000 | |
| Nuance Communications Inc. CUSIP 67020Y100 | EQUITY | 0 | 8,448 | +8,448 | $0 | $121,000 | +$121,000 | |
| INC Research Holdings Inc. Class A CUSIP 45329R109 | EQUITY | 0 | 2,634 | +2,634 | $0 | $116,000 | +$116,000 | |
| Hospitality Properties Trust CUSIP 44106M102 | EQUITY | 0 | 3,705 | +3,705 | $0 | $110,000 | +$110,000 | |
| Qwest Corporation 7.0% 01-FEB-2056 CUSIP 74913G808 | EQUITY | 0 | 3,670 | +3,670 | $0 | $100,000 | +$100,000 | |
| LEGG MASON INC JR SUB NT 56 CUSIP 524901600 | EQUITY | 0 | 4,000 | +4,000 | $0 | $100,000 | +$100,000 | |
| #N/A CUSIP 44103406 | EQUITY | 0 | 3,666 | +3,666 | $0 | $93,000 | +$93,000 | |
| Apollo Global Management LLC Class A CUSIP 37612306 | EQUITY | 0 | 4,925 | +4,925 | $0 | $88,000 | +$88,000 | |
| DuPont Fabros Technology Ser C PFD 6.625% CUSIP 26613Q403 | EQUITY | 0 | 3,118 | +3,118 | $0 | $87,000 | +$87,000 | |
| BOEING CO COM CUSIP 97023105 | EQUITY | 0 | 650 | +650 | $0 | $85,000 | +$85,000 | |
| AG Mortgage Investment Trust Inc 8 % Cum Red Pfd Shs Series B CUSIP 1228303 | EQUITY | 0 | 3,372 | +3,372 | $0 | $84,000 | +$84,000 | |
| Enersis Americas S.A. Sponsored ADR CUSIP 29274F104 | EQUITY | 0 | 9,767 | +9,767 | $0 | $81,000 | +$81,000 | |
| XEROX CORP CUSIP 984121103 | EQUITY | 0 | 7,258 | +7,258 | $0 | $74,000 | +$74,000 | |
| REYNOLDS AMERICAN INC CUSIP 761713106 | EQUITY | 0 | 1,522 | +1,522 | $0 | $72,000 | +$72,000 | |
| Arlington Asset Investment Corp 6 3/4 % Notes 2015-15.3.25 Sr CUSIP 41356502 | EQUITY | 0 | 3,000 | +3,000 | $0 | $69,000 | +$69,000 | |
| Annaly Capital Management Inc 7.50% Cum Red Pfd Shs Series D CUSIP 35710805 | EQUITY | 0 | 2,746 | +2,746 | $0 | $69,000 | +$69,000 | |
| TravelCenters of America LLC 8.0% 15-OCT-2030 CUSIP 894174408 | EQUITY | 0 | 2,745 | +2,745 | $0 | $69,000 | +$69,000 | |
| LM 6 3/8% 3/15/56 CUSIP 524901501 | EQUITY | 0 | 2,400 | +2,400 | $0 | $64,000 | +$64,000 |
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