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Crow Point Partners, LLC Historic Quarter Change: Foreign ETF, Added

Crow Point Partners, LLC historic quarter change: Foreign ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), over 6 quarters from 2014-03-31 to 2016-09-30, Crow Point Partners, LLC opened 0 positions, added to 0, reduced 0 and sold out of 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1384305), 6 quarters: Q3 2016 (2015-09-30 to 2016-09-30, filed 2016-11-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-12-17); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-09-24); Q1 2015 (2014-09-30 to 2015-03-31, filed 2015-05-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-20); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-10-29). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.

No position of this class changed this way in the filings compared.

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