COWEN AND COMPANY, LLC Info

COWEN AND COMPANY, LLC info

COWEN AND COMPANY, LLC (SEC CIK 48966) first filed with the SEC on 2002-03-04 (Form X-17A-5) and has filed 214 times since, including 22 Form 13F-HR quarterly holdings reports. It is organized in DE and registered at 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022.

Name: Value COWEN AND COMPANY, LLC.
SEC CIK: Value 48966.
State of organization: Value DE.
Business address: Value 599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022.

No Form ADV row is held for this firm, so its adviser registration date, assets under management and employees are left out rather than estimated.

Firm

Field	Value
Name	COWEN AND COMPANY, LLC
SEC CIK	48966
State of organization	DE
Business address	599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022
Mailing address	599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022
Phone	212-827-6971
Fiscal year end	December 31
Former names	SG COWEN & CO., LLC (2005-03-08 to 2005-03-08); SG COWEN SECURITIES CORPORATION (2002-03-04 to 2004-03-01)

SEC Filing History

Field	Value
First SEC filing	2002-03-04 (Form X-17A-5)
Latest SEC filing	2025-08-12 (Form SCHEDULE 13G/A)
Filings on EDGAR	214
First Form 13F-HR	2019-11-12 (quarter ended 2019-09-30)
Latest Form 13F-HR	2025-02-14 (quarter ended 2024-12-31)
Form 13F-HR filings	22

Filings by Form

Form	Filings	Latest
SC 13G	69	2024-12-05
SC 13G/A	41	2024-11-13
X-17A-5	23	2024-02-29
13F-HR	22	2025-02-14
SCHEDULE 13G/A	21	2025-08-12
FOCUSN	15	2024-02-29
4	9	2024-06-24
3	7	2024-05-22
X-17A-5/A	2	2018-03-06
FOCUSN/A	1	2012-03-02
13F-HR/A	1	2024-02-12
N-PX	1	2024-08-28
N-PX/A	1	2024-08-30
SCHEDULE 13G	1	2025-02-13

Filings by Year

Year	Filings	Form 13F-HR
2025	23	1
2024	100	4
2023	27	4
2022	10	4
2021	10	4
2020	5	4
2019	4	1
2018	3	0
2017	1	0
2016	2	0
2015	2	0
2014	2	0
2013	2	0
2012	3	0
2011	2	0
2010	3	0
2009	2	0
2008	2	0
2007	2	0
2006	2	0
2005	2	0
2004	2	0
2003	2	0
2002	1	0

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