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Cordasco Financial Network Historic Quarter Change: Foreign Stocks, Added

Cordasco Financial Network historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 11 quarters from 2013-12-31 to 2016-09-30, Cordasco Financial Network opened 5 positions, added to 11, reduced 17 and sold out of 7.

  • Q4 2015: Stock SAN; Country of operation —; Class ADR; Shares before 2,225.
  • Q2 2015: Stock SAN; Country of operation —; Class ADR; Shares before 2,178.
  • Q1 2015: Stock HSBC; Country of operation —; Class SPON ADR NEW; Shares before 31,564.
  • Q1 2015: Stock SAN; Country of operation —; Class ADR; Shares before 2,130.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1594061), 11 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-31); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-25); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-25); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-29); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-28); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-11); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-08); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-05); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-11); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2015SAN
BANCO SANTANDER SA
ADR2,2252,247+22$12,000$11,000-$1,0002016-01-29
Q2 2015SAN
BANCO SANTANDER SA
ADR2,1782,225+47$16,000$16,000$02015-08-11
Q1 2015HSBC
HSBC HLDGS PLC
SPON ADR NEW31,56434,180+2,616$1,491,000$1,456,000-$35,0002015-05-08
Q1 2015SAN
BANCO SANTANDER SA
ADR2,1302,178+48$18,000$16,000-$2,0002015-05-08
Q4 2014SAN
BANCO SANTANDER SA
ADR2,0842,130+46$20,000$18,000-$2,0002015-02-10
Q3 2014VALE
VALE S A
ADR52,85553,683+828$699,000$591,000-$108,0002014-11-05
Q3 2014SQM
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B25,98626,468+482$762,000$692,000-$70,0002014-11-05
Q3 2014SAN
BANCO SANTANDER SA
ADR2,0432,084+41$21,000$20,000-$1,0002014-11-05
Q2 2014SAN
BANCO SANTANDER SA
ADR2,0002,043+43$19,000$21,000+$2,0002014-08-11
Q1 2014VALE
VALE S A
ADR50057,523+57,023$8,000$796,000+$788,0002014-05-13
Q1 2014NVO
NOVO-NORDISK A S
ADR6005,000+4,400$111,000$228,000+$117,0002014-05-13

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