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COMMUNITY FINANCIAL SYSTEM, INC. Historic Quarter Change: Foreign Everything Else, New

COMMUNITY FINANCIAL SYSTEM, INC. historic quarter change: Foreign Everything Else, New

In partnership units, exchange-traded notes and anything else (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, COMMUNITY FINANCIAL SYSTEM, INC. opened 6 positions, added to 3, reduced 2 and sold out of 2.

  • Q1 2014: Stock NATIONAL GRID PLC SPON ADR NEW; Country of operation —; Class FOREIGN EQUITIES; Shares before 0.
  • Q3 2013: Stock ROYAL DUTCH SHELL PLC SPONS ADR A; Country of operation —; Class FOREIGN EQUITIES; Shares before 0.
  • Q3 2013: Stock TOTAL S A SPONSORED ADR; Country of operation —; Class FOREIGN EQUITIES; Shares before 0.
  • Q3 2013: Stock GLAXOSMITHKLINE PLC SPONSORED ADR; Country of operation —; Class FOREIGN EQUITIES; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 723188), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2015-02-03); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-25); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-30); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-28); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-19). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2004-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2014NATIONAL GRID PLC SPON ADR NEW
CUSIP 636274300
FOREIGN EQUITIES0150+150$0$10,000+$10,0002014-04-30
Q3 2013ROYAL DUTCH SHELL PLC SPONS ADR A
CUSIP 780259206
FOREIGN EQUITIES08,037+8,037$0$528,000+$528,0002013-11-19
Q3 2013TOTAL S A SPONSORED ADR
CUSIP 89151E109
FOREIGN EQUITIES08,050+8,050$0$466,000+$466,0002013-11-19
Q3 2013GLAXOSMITHKLINE PLC SPONSORED ADR
CUSIP 37733W105
FOREIGN EQUITIES0700+700$0$35,000+$35,0002013-11-19
Q3 2013VODAFONE GROUP PLC NEW SPONS ADR NEW
CUSIP 92857W209
FOREIGN EQUITIES0515+515$0$18,000+$18,0002013-11-19
Q3 2013NATIONAL BK GREECE S A SPN ADR REP 1 SH
CUSIP 633643705
FOREIGN EQUITIES020+20$0$0$02013-11-19

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