CLEARBRIDGE, LLC Historic Quarter Change: Foreign Stocks, Reduced

CLEARBRIDGE, LLC historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, CLEARBRIDGE, LLC opened 9 positions, added to 18, reduced 13 and sold out of 6.

Q3 2016: Stock FMX; Country of operation —; Class SPON ADR UNITS; Shares before 18,670.
Q3 2016: Stock ABEV; Country of operation —; Class SPONSORED ADR; Shares before 2,040.
Q2 2016: Stock DEO; Country of operation —; Class SPON ADR NEW; Shares before 28,860.
Q1 2016: Stock SAP; Country of operation —; Class SPON ADR; Shares before 50,040.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 820330), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2007-12-31.

Quarter	Stock	Class	Shares before	Shares after	Share change	Value before	Value after	Value change	Filed
Q3 2016	FMX FOMENTO ECONOMICO MEXICANO S	SPON ADR UNITS	18,670	13,870	-4,800	$1,727,000	$1,277,000	-$450,000	2016-11-14
Q3 2016	ABEV AMBEV SA	SPONSORED ADR	2,040	1,230	-810	$12,000	$7,000	-$5,000	2016-11-14
Q2 2016	DEO DIAGEO P L C	SPON ADR NEW	28,860	25,260	-3,600	$3,113,000	$2,851,000	-$262,000	2016-08-15
Q1 2016	SAP SAP SE	SPON ADR	50,040	30,800	-19,240	$3,958,000	$2,477,000	-$1,481,000	2016-05-16
Q1 2016	NVO NOVO-NORDISK A S	ADR	67,370	67,170	-200	$3,913,000	$3,640,000	-$273,000	2016-05-16
Q1 2016	DEO DIAGEO P L C	SPON ADR NEW	30,730	28,860	-1,870	$3,352,000	$3,113,000	-$239,000	2016-05-16
Q3 2015	FMX FOMENTO ECONOMICO MEXICANO S	SPON ADR UNITS	28,320	18,520	-9,800	$2,523,000	$1,653,000	-$870,000	2015-11-16
Q3 2014	FMX FOMENTO ECONOMICO MEXICANO S	SPON ADR UNITS	32,720	27,320	-5,400	$3,064,000	$2,515,000	-$549,000	2014-11-14
Q1 2014	BBVA BANCO BILBAO VIZCAYA ARGENTA	SPONSORED ADR	3,566,020	181,000	-3,385,020	$44,183,000	$2,174,000	-$42,009,000	2014-05-15
Q1 2014	DEO DIAGEO P L C	SPON ADR NEW	44,200	18,450	-25,750	$5,853,000	$2,299,000	-$3,554,000	2014-05-15
Q1 2014	FMX FOMENTO ECONOMICO MEXICANO S	SPON ADR UNITS	39,700	32,720	-6,980	$3,885,000	$3,051,000	-$834,000	2014-05-15
Q3 2013	DEO DIAGEO P L C	SPON ADR NEW	72,500	44,200	-28,300	$8,334,000	$5,617,000	-$2,717,000	2013-11-14
Q3 2013	SNY SANOFI	SPONSORED ADR	69,100	42,400	-26,700	$3,560,000	$2,147,000	-$1,413,000	2013-11-14

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