CITADEL ADVISORS LLC historic quarter change: USA Preferred Shares, Reduced
In preferred shares (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 157 positions, added to 87, reduced 99 and sold out of 175.
- Q1 2026: Stock FPE; Country of operation United States; Class PFD SECS INC ETF; Shares before 189,050.
- Q4 2025: Stock GOLDMAN SACHS ETF TR; Country of operation United States; Class ACCESS U S PFD S; Shares before 26,229.
- Q4 2025: Stock PRINCIPAL EXCHANGE TRADED FD; Country of operation United States; Class SPECTRUM PFD; Shares before 26,385.
- Q3 2025: Stock SPDR SERIES TRUST; Country of operation United States; Class ICE PFD SEC ETF; Shares before 50,363.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q1 2026 | FPE
FIRST TR EXCH TRADED FD III | United States | PFD SECS INC ETF | 189,050 | 56,292 | -132,758 | $3,444,491 | $999,183 | -$2,445,308 | 2026-05-15 |
|---|
| Q4 2025 | GOLDMAN SACHS ETF TR
CUSIP 38149W127 | United States | ACCESS U S PFD S | 26,229 | 4,945 | -21,284 | $1,349,548 | $250,365 | -$1,099,183 | 2026-02-17 |
|---|
| Q4 2025 | PRINCIPAL EXCHANGE TRADED FD
CUSIP 74255Y888 | United States | SPECTRUM PFD | 26,385 | 19,869 | -6,516 | $505,009 | $378,902 | -$126,107 | 2026-02-17 |
|---|
| Q3 2025 | SPDR SERIES TRUST
CUSIP 78464A292 | United States | ICE PFD SEC ETF | 50,363 | 11,823 | -38,540 | $1,599,529 | $390,987 | -$1,208,542 | 2025-11-14 |
|---|
| Q3 2025 | GOLDMAN SACHS ETF TR
CUSIP 38149W127 | United States | ACCESS U S PFD S | 39,679 | 26,229 | -13,450 | $2,002,111 | $1,349,548 | -$652,563 | 2025-11-14 |
|---|
| Q3 2025 | ETFIS SER TR I
CUSIP 26923G400 | — | INFRACP REIT PFD | 20,021 | 13,927 | -6,094 | $358,496 | $260,435 | -$98,061 | 2025-11-14 |
|---|
| Q2 2025 | ETFIS SER TR I
CUSIP 26923G400 | — | INFRACP REIT PFD | 33,098 | 20,021 | -13,077 | $599,736 | $358,496 | -$241,240 | 2025-08-14 |
|---|
| Q2 2025 | VANECK ETF TRUST
CUSIP 92189F429 | — | PREFERRED SECURT | 30,540 | 21,580 | -8,960 | $511,850 | $369,450 | -$142,400 | 2025-08-14 |
|---|
| Q4 2024 | INVESCO EXCH TRADED FD TR II
CUSIP 46138G870 | United States | VAR RATE PFD | 32,507 | 8,299 | -24,208 | $795,121 | $200,753 | -$594,368 | 2025-02-14 |
|---|
| Q4 2024 | FIDELITY COVINGTON TRUST
CUSIP 316092261 | — | PFD SECS INCOME | 16,987 | 14,302 | -2,685 | $378,895 | $308,012 | -$70,883 | 2025-02-14 |
|---|
| Q3 2024 | PFF
ISHARES TR | United States | PFD AND INCM SEC | 72,979 | 3,960 | -69,019 | $2,302,487 | $131,591 | -$2,170,896 | 2024-11-14 |
|---|
| Q3 2024 | PGX
INVESCO EXCH TRADED FD TR II | United States | PFD ETF | 141,500 | 422 | -141,078 | $1,634,325 | $5,212 | -$1,629,113 | 2024-11-14 |
|---|
| Q2 2024 | PFFD
GLOBAL X FDS | United States | US PFD ETF | 61,935 | 14,119 | -47,816 | $1,248,610 | $277,862 | -$970,748 | 2024-08-14 |
|---|
| Q2 2024 | PGX
INVESCO EXCH TRADED FD TR II | United States | PFD ETF | 153,980 | 141,500 | -12,480 | $1,829,282 | $1,634,325 | -$194,957 | 2024-08-14 |
|---|
| Q1 2024 | INVESCO EXCHANGE TRADED FD T
CUSIP 46137V621 | — | FINL PFD ETF | 73,774 | 1,666 | -72,108 | $1,075,625 | $25,390 | -$1,050,235 | 2024-05-15 |
|---|
| Q1 2024 | FPE
FIRST TR EXCH TRADED FD III | United States | PFD SECS INC ETF | 51,978 | 13,082 | -38,896 | $876,349 | $226,580 | -$649,769 | 2024-05-15 |
|---|
| Q1 2024 | ETFIS SER TR I
CUSIP 26923G400 | — | INFRACP REIT PFD | 15,065 | 11,884 | -3,181 | $280,962 | $222,112 | -$58,850 | 2024-05-15 |
|---|
| Q4 2023 | PFFD
GLOBAL X FDS | United States | US PFD ETF | 35,302 | 19,768 | -15,534 | $664,031 | $383,499 | -$280,532 | 2024-02-14 |
|---|
| Q4 2023 | AMERICAN CENTY ETF TR
CUSIP 025072539 | — | QUALITY PREFER | 12,001 | 6,315 | -5,686 | $419,555 | $226,441 | -$193,114 | 2024-02-14 |
|---|
| Q3 2023 | RLJ LODGING TR
CUSIP 74965L200 | — | CUM CONV PFD A | 12,888 | 10,304 | -2,584 | $310,472 | $247,811 | -$62,661 | 2023-11-14 |
|---|
| Q2 2023 | FPE
FIRST TR EXCH TRADED FD III | United States | PFD SECS INC ETF | 64,925 | 420 | -64,505 | $1,036,203 | $6,707 | -$1,029,496 | 2023-08-14 |
|---|
| Q2 2023 | SPDR SER TR
CUSIP 78464A292 | United States | ICE PFD SEC ETF | 7,699 | 1,453 | -6,246 | $261,458 | $48,632 | -$212,826 | 2023-08-14 |
|---|
| Q2 2023 | PFFD
GLOBAL X FDS | United States | US PFD ETF | 7,370 | 167 | -7,203 | $146,368 | $3,238 | -$143,130 | 2023-08-14 |
|---|
| Q2 2023 | PGX
INVESCO EXCH TRADED FD TR II | United States | PFD ETF | 18,682 | 7,104 | -11,578 | $214,469 | $80,772 | -$133,697 | 2023-08-14 |
|---|
| Q2 2023 | RLJ LODGING TR
CUSIP 74965L200 | — | CUM CONV PFD A | 15,146 | 12,888 | -2,258 | $379,559 | $310,472 | -$69,087 | 2023-08-14 |
|---|
| Q2 2023 | WELLS FARGO CO NEW
CUSIP 949746804 | — | PERP PFD CNV A | 351 | 301 | -50 | $412,864 | $346,752 | -$66,112 | 2023-08-14 |
|---|
| Q1 2023 | PFF
ISHARES TR | United States | PFD AND INCM SEC | 102,420 | 6,766 | -95,654 | $3,126,883 | $211,235 | -$2,915,648 | 2023-05-15 |
|---|
| Q1 2023 | PGX
INVESCO EXCH TRADED FD TR II | United States | PFD ETF | 79,909 | 18,682 | -61,227 | $893,383 | $214,469 | -$678,914 | 2023-05-15 |
|---|
| Q1 2023 | INVESCO EXCHANGE TRADED FD T
CUSIP 46137V621 | — | FINL PFD ETF | 10,101 | 4,200 | -5,901 | $145,454 | $60,984 | -$84,470 | 2023-05-15 |
|---|
| Q4 2022 | APTIV PLC
CUSIP G6095L117 | — | 5.5% CNV PFD A | 234,778 | 209,602 | -25,176 | $22,154 | $22,550,960 | +$22,528,806 | 2023-02-14 |
|---|
| Q4 2022 | PRINCIPAL EXCHANGE TRADED FD
CUSIP 74255Y888 | United States | SPECTRUM PFD | 52,111 | 29,039 | -23,072 | $874 | $496,857 | +$495,983 | 2023-02-14 |
|---|
| Q4 2022 | FPE
FIRST TR EXCH TRADED FD III | United States | PFD SECS INC ETF | 115,129 | 23,422 | -91,707 | $1,923 | $393,490 | +$391,567 | 2023-02-14 |
|---|
| Q4 2022 | WELLS FARGO CO NEW
CUSIP 949746804 | — | PERP PFD CNV A | 591 | 301 | -290 | $695 | $356,685 | +$355,990 | 2023-02-14 |
|---|
| Q4 2022 | FIDELITY COVINGTON TRUST
CUSIP 316092261 | — | PFD SECS INCOME | 34,346 | 16,983 | -17,363 | $682 | $336,263 | +$335,581 | 2023-02-14 |
|---|
| Q4 2022 | RLJ LODGING TR
CUSIP 74965L200 | — | CUM CONV PFD A | 11,628 | 10,357 | -1,271 | $303 | $246,393 | +$246,090 | 2023-02-14 |
|---|
| Q4 2022 | INVESCO EXCH TRADED FD TR II
CUSIP 46138G870 | United States | VAR RATE PFD | 12,702 | 10,973 | -1,729 | $278 | $245,685 | +$245,407 | 2023-02-14 |
|---|
| Q4 2022 | VANECK ETF TRUST
CUSIP 92189F429 | — | PREFERRED SECURT | 17,513 | 10,482 | -7,031 | $301 | $175,154 | +$174,853 | 2023-02-14 |
|---|
| Q3 2022 | FIRST TR EXCH TRADED FD III
CUSIP 33739P855 | — | INSTL PFD SECS | 204,541 | 27,680 | -176,861 | $3,624 | $475 | -$3,149 | 2022-11-14 |
|---|
| Q3 2022 | INVESCO EXCH TRADED FD TR II
CUSIP 46138G870 | United States | VAR RATE PFD | 114,640 | 12,702 | -101,938 | $2,544 | $278 | -$2,266 | 2022-11-14 |
|---|
| Q3 2022 | PRINCIPAL EXCHANGE TRADED FD
CUSIP 74255Y888 | United States | SPECTRUM PFD | 110,136 | 52,111 | -58,025 | $1,901 | $874 | -$1,027 | 2022-11-14 |
|---|
| Q3 2022 | FIDELITY COVINGTON TRUST
CUSIP 316092261 | — | PFD SECS INCOME | 34,362 | 34,346 | -16 | $692 | $682 | -$10 | 2022-11-14 |
|---|
| Q3 2022 | RLJ LODGING TR
CUSIP 74965L200 | — | CUM CONV PFD A | 11,700 | 11,628 | -72 | $295 | $303 | +$8 | 2022-11-14 |
|---|
| Q2 2022 | BROADCOM INC
CUSIP 11135F200 | — | 8% MCNV PFD SR A | 20,350 | 350 | -20,000 | $39,960 | $532 | -$39,428 | 2022-08-15 |
|---|
| Q2 2022 | CLARIVATE PLC
CUSIP G21810208 | — | 5.25% PFD CONV A | 401,261 | 192,213 | -209,048 | $27,164 | $10,997 | -$16,167 | 2022-08-15 |
|---|
| Q2 2022 | PRINCIPAL EXCHANGE-TRADED FD
CUSIP 74255Y888 | United States | SPECTRUM PFD | 490,269 | 110,136 | -380,133 | $9,310 | $1,901 | -$7,409 | 2022-08-15 |
|---|
| Q2 2022 | FPE
FIRST TR EXCH TRADED FD III | United States | PFD SECS INC ETF | 124,669 | 79,256 | -45,413 | $2,371 | $1,366 | -$1,005 | 2022-08-15 |
|---|
| Q2 2022 | AMERICAN CENTY ETF TR
CUSIP 025072539 | — | QUALITY PREFER | 10,996 | 8,902 | -2,094 | $428 | $322 | -$106 | 2022-08-15 |
|---|
| Q2 2022 | RLJ LODGING TR
CUSIP 74965L200 | — | CUM CONV PFD A | 12,183 | 11,700 | -483 | $325 | $295 | -$30 | 2022-08-15 |
|---|
| Q2 2022 | BK OF AMERICA CORP
CUSIP 060505682 | — | 7.25%CNV PFD L | 208 | 201 | -7 | $272 | $242 | -$30 | 2022-08-15 |
|---|
| Q1 2022 | BROADCOM INC
CUSIP 11135F200 | — | 8% MCNV PFD SR A | 44,821 | 20,350 | -24,471 | $92,937 | $39,960 | -$52,977 | 2022-05-16 |
|---|
| Q1 2022 | CLARIVATE PLC
CUSIP G21810208 | — | 5.25% PFD CONV A | 500,095 | 401,261 | -98,834 | $45,325 | $27,164 | -$18,161 | 2022-05-16 |
|---|
| Q1 2022 | APTIV PLC
CUSIP G6095L117 | — | 5.5% CNV PFD A | 11,301 | 2,171 | -9,130 | $2,079 | $297 | -$1,782 | 2022-05-16 |
|---|
| Q1 2022 | PGX
INVESCO EXCH TRADED FD TR II | United States | PFD ETF | 39,775 | 21,845 | -17,930 | $597 | $296 | -$301 | 2022-05-16 |
|---|
| Q1 2022 | AMERICAN CENTY ETF TR
CUSIP 025072539 | — | QUALITY PREFER | 11,838 | 10,996 | -842 | $488 | $428 | -$60 | 2022-05-16 |
|---|
| Q1 2021 | PFF
ISHARES TR | United States | PFD AND INCM SEC | 110,144 | 50,884 | -59,260 | $4,242 | $1,954 | -$2,288 | 2021-05-17 |
|---|
| Q1 2021 | PGX
INVESCO EXCH TRADED FD TR II | United States | PFD ETF | 42,531 | 23,163 | -19,368 | $649 | $347 | -$302 | 2021-05-17 |
|---|
| Q4 2020 | SPDR SER TR
CUSIP 78464A292 | United States | WELLS FG PFD ETF | 47,566 | 7,793 | -39,773 | $2,068 | $346 | -$1,722 | 2021-02-16 |
|---|
| Q4 2020 | INVESCO EXCH TRADED FD TR II
CUSIP 46138G870 | United States | VAR RATE PFD | 291,299 | 217,706 | -73,593 | $7,172 | $5,649 | -$1,523 | 2021-02-16 |
|---|
| Q4 2019 | NEXTERA ENERGY INC
CUSIP 65339F796 | — | Pref Stk | 200,000 | 100,200 | -99,800 | $10,048 | $5,128 | -$4,920 | 2020-02-14 |
|---|
| Q4 2019 | EQUITY COMWLTH
CUSIP 294628201 | — | Pref Stk | 13,413 | 13,145 | -268 | $349 | $358 | +$9 | 2020-02-14 |
|---|
| Q3 2019 | SOUTH JERSEY INDS INC
CUSIP 838518116 | — | Pref Stk | 150,001 | 150,000 | -1 | $7,977 | $7,853 | -$124 | 2019-11-14 |
|---|
| Q2 2019 | QTS RLTY TR INC
CUSIP 74736A301 | — | Pref Stk | 50,182 | 50,000 | -182 | $5,490 | $5,575 | +$85 | 2019-08-14 |
|---|
| Q2 2019 | EQUITY COMWLTH
CUSIP 294628201 | — | Pref Stk | 13,175 | 13,098 | -77 | $342 | $341 | -$1 | 2019-08-14 |
|---|
| Q1 2019 | EQUITY COMWLTH
CUSIP 294628201 | — | Pref Stk | 13,298 | 13,175 | -123 | $346 | $342 | -$4 | 2019-05-15 |
|---|
| Q2 2018 | IRIDIUM COMMUNICATIONS INC
CUSIP 46269C409 | — | Pref Stk | 18,700 | 18,299 | -401 | $7,215 | $10,043 | +$2,828 | 2018-08-10 |
|---|
| Q1 2018 | IRIDIUM COMMUNICATIONS INC
CUSIP 46269C409 | — | Pref Stk | 20,700 | 18,700 | -2,000 | $8,518 | $7,215 | -$1,303 | 2018-05-11 |
|---|
| Q4 2017 | KINDER MORGAN INC DEL
CUSIP 49456B200 | — | Pref Stk | 6,028 | 5,433 | -595 | $254 | $205 | -$49 | 2018-02-09 |
|---|
| Q3 2017 | DYNEGY INC NEW DEL
CUSIP 26817R405 | — | Pref Stk | 130,000 | 50,000 | -80,000 | $7,944 | $3,380 | -$4,564 | 2017-11-09 |
|---|
| Q2 2017 | DYNEGY INC NEW DEL
CUSIP 26817R405 | — | Pref Stk | 180,000 | 130,000 | -50,000 | $10,550 | $7,944 | -$2,606 | 2017-08-11 |
|---|
| Q4 2016 | ALLERGAN PLC
CUSIP G0177J116 | — | Pref Stk | 40,000 | 30,000 | -10,000 | $32,830 | $22,903 | -$9,927 | 2017-02-10 |
|---|
| Q1 2016 | FIAT CHRYSLER AUTOMOBILES 7.875% MAND 12/15/2016-R
CUSIP N31738110 | — | Pref Stk | 500,000 | 300,000 | -200,000 | $58,093 | $21,693 | -$36,400 | 2016-05-13 |
|---|
| Q1 2016 | ALLERGAN 5.5% MAND 03/01/2018-REGISTERED
CUSIP G0177J116 | — | Pref Stk | 30,000 | 20,000 | -10,000 | $30,792 | $18,324 | -$12,468 | 2016-05-13 |
|---|
| Q4 2015 | ALLERGAN 5.5% MAND 03/01/2018-REGISTERED
CUSIP G0177J116 | — | Pref Stk | 50,000 | 30,000 | -20,000 | $47,286 | $30,792 | -$16,494 | 2016-02-12 |
|---|
| Q3 2015 | FIAT CHRYSLER AUTOMOBILES 7.875% MAND 12/15/2016-R
CUSIP N31738110 | — | Pref Stk | 450,000 | 350,000 | -100,000 | $57,167 | $41,531 | -$15,636 | 2015-11-16 |
|---|
| Q2 2015 | ARCELORMITTAL 6% MAND 01/15/2016-REGISTERED
CUSIP L0302D178 | — | Pref Stk | 700,000 | 400,000 | -300,000 | $10,621 | $6,252 | -$4,369 | 2015-08-14 |
|---|
| Q2 2015 | IRIDIUM COMMUNICATIONS 6.75% CNV PREF PERP-REGISTE
CUSIP 46269C409 | — | Pref Stk | 90 | 60 | -30 | $32 | $20 | -$12 | 2015-08-14 |
|---|
| Q1 2015 | ARCELORMITTAL 6% MAND 01/15/2016-REGISTERED
CUSIP L0302D178 | — | Pref Stk | 1,250,000 | 700,000 | -550,000 | $21,890 | $10,621 | -$11,269 | 2015-05-15 |
|---|
| Q4 2014 | ARCELORMITTAL 6% MAND 01/15/2016-REGISTERED
CUSIP L0302D178 | — | Pref Stk | 1,850,000 | 1,250,000 | -600,000 | $39,188 | $21,890 | -$17,298 | 2015-02-18 |
|---|
| Q4 2014 | TYSON FOODS 4.75% MAND 07/15/2017-REGISTERED
CUSIP 902494301 | — | Pref Stk | 350,000 | 200,000 | -150,000 | $17,628 | $10,086 | -$7,542 | 2015-02-18 |
|---|
| Q3 2014 | ARCELORMITTAL 6% MAND 01/15/2016-REGISTERED
CUSIP L0302D178 | — | Pref Stk | 2,850,000 | 1,850,000 | -1,000,000 | $64,167 | $39,188 | -$24,979 | 2014-11-14 |
|---|
| Q3 2014 | AMERICAN TOWER CORP 5.25% MAND 05/15/2017 - REGIS
CUSIP 03027X308 | — | Pref Stk | 60,000 | 45,000 | -15,000 | $6,397 | $4,858 | -$1,539 | 2014-11-14 |
|---|
| Q2 2014 | LEXINGTON REALTY TRUST 6.5% CNV PREF-PERP C-REGI
CUSIP 529043309 | — | Pref Stk | 220 | 20 | -200 | $10 | $1 | -$9 | 2014-08-14 |
|---|
| Q2 2014 | CHESAPEAKE ENERGY 4.5% CNV PREF-PERP-REGISTERED
CUSIP 165167842 | — | Pref Stk | 122 | 22 | -100 | $11 | $2 | -$9 | 2014-08-14 |
|---|
| Q1 2014 | PPL CORP 8.75% MAND 05/01/2014- REGISTERED
CUSIP 69351T114 | — | Pref Stk | 225,000 | 100,000 | -125,000 | $11,869 | $5,475 | -$6,394 | 2014-05-15 |
|---|
| Q1 2014 | ARCELORMITTAL 6% MAND 01/15/2016-REGISTERED
CUSIP L0302D178 | — | Pref Stk | 2,100,006 | 2,100,000 | -6 | $54,167 | $50,159 | -$4,008 | 2014-05-15 |
|---|
| Q1 2014 | THOMPSON CREEK METALS 6.5% MAND 05/15/2015-REGISTE
CUSIP 884768300 | — | Pref Stk | 500,140 | 500,000 | -140 | $6,348 | $6,383 | +$35 | 2014-05-15 |
|---|
| Q1 2014 | FELCOR LODGING 7.8% CNV PREF-PERP-REGISTERED
CUSIP 31430F200 | — | Pref Stk | 638 | 480 | -158 | $15 | $12 | -$3 | 2014-05-15 |
|---|
| Q4 2013 | UNISYS CORPORATION 6.25% MAND 03/01/2014 - REGISTE
CUSIP 909214405 | — | Pref Stk | 2,793 | 1,243 | -1,550 | $193 | $111 | -$82 | 2014-02-14 |
|---|
| Q4 2013 | MOLYCORP INC 5.5% MAND 02/15/2014-REGISTERED
CUSIP 608753208 | — | Pref Stk | 1,363 | 1,289 | -74 | $28 | $16 | -$12 | 2014-02-14 |
|---|
| Q4 2013 | GOODYEAR TIRE & RUBBER COMPANY 5.875% MAND 04/01/2
CUSIP 382550309 | — | Pref Stk | 386 | 277 | -109 | $25 | $19 | -$6 | 2014-02-14 |
|---|
| Q4 2013 | FELCOR LODGING 7.8% CNV PREF-PERP-REGISTERED
CUSIP 31430F200 | — | Pref Stk | 805 | 638 | -167 | $19 | $15 | -$4 | 2014-02-14 |
|---|
| Q4 2013 | LEXINGTON CORP PROPERTIES TRUST 6.5% PERP CONV PRE
CUSIP 529043309 | — | Pref Stk | 300 | 220 | -80 | $14 | $10 | -$4 | 2014-02-14 |
|---|
| Q4 2013 | ENTERTAINMENT PROPERTIES TRUST 9% CONV PREF PERP-R
CUSIP 26884U307 | — | Pref Stk | 220 | 100 | -120 | $6 | $3 | -$3 | 2014-02-14 |
|---|
| Q4 2013 | CHESAPEAKE ENERGY 4.5% CNV PREF-PERP-REGISTERED
CUSIP 165167842 | — | Pref Stk | 121 | 93 | -28 | $11 | $9 | -$2 | 2014-02-14 |
|---|
| Q4 2013 | NYB 6 11/01/51
CUSIP 64944P307 | — | Pref Stk | 14 | 10 | -4 | $1 | $0 | -$1 | 2014-02-14 |
|---|
| Q3 2013 | THOMPSON CREEK METALS 6.5% MAND 05/15/2015-REGISTE
CUSIP 884768300 | — | Pref Stk | 400,300 | 400,040 | -260 | $6,535 | $7,484 | +$949 | 2013-11-14 |
|---|
| Q3 2013 | HOVNANIAN ENTERPRISES 7.25% MAND 02/15/2014-REGIST
CUSIP 44248W208 | — | Pref Stk | 532 | 200 | -332 | $15 | $5 | -$10 | 2013-11-14 |
|---|
| Q3 2013 | FELCOR LODGING 7.8% CNV PREF-PERP-REGISTERED
CUSIP 31430F200 | — | Pref Stk | 901 | 805 | -96 | $22 | $19 | -$3 | 2013-11-14 |
|---|
| Q3 2013 | NEXTERA ENERGY INC 5.889% MAND 09/01/2015-REGISTER
CUSIP 65339F887 | — | Pref Stk | 58 | 4 | -54 | $3 | $0 | -$3 | 2013-11-14 |
|---|