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Citadel Advisors LLC Historic Quarter Change: USA Everything Else, New, 2020 Q1, Page 3

CITADEL ADVISORS LLC historic quarter change: USA Everything Else, New

In partnership units, exchange-traded notes and anything else (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 11,824 positions, added to 16,498, reduced 15,969 and sold out of 13,072.

  • Q1 2020: Stock NEOVASC INC; Country of operation —; Class Cmn; Shares before 0.
  • Q1 2020: Stock BARCLAYS BANK PLC; Country of operation —; Class Cmn; Shares before 0.
  • Q1 2020: Stock CONFORMIS INC; Country of operation —; Class Cmn; Shares before 0.
  • Q1 2020: Stock ACHIEVE LIFE SCIENCE INC; Country of operation —; Class Cmn; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2020NEOVASC INC
CUSIP 64065J304
—Cmn035,510+35,510$0$52+$522020-05-15
Q1 2020BARCLAYS BANK PLC
CUSIP 06745R693
—Cmn012,286+12,286$0$51+$512020-05-15
Q1 2020CONFORMIS INC
CUSIP 20717E101
—Cmn077,838+77,838$0$49+$492020-05-15
Q1 2020ACHIEVE LIFE SCIENCE INC
CUSIP 004468203
—Cmn0140,211+140,211$0$46+$462020-05-15
Q1 2020ROADRUNNER TRANSN SYS INC
CUSIP 76973Q204
—Cmn017,893+17,893$0$46+$462020-05-15
Q1 2020ASCENA RETAIL GROUP INC
CUSIP 04351G200
—Cmn033,062+33,062$0$46+$462020-05-15
Q1 2020INTEVAC INC
CUSIP 461148108
—Cmn011,025+11,025$0$45+$452020-05-15
Q1 2020UBS AG LONDON BRANCH
CUSIP 90274E166
—Cmn015,451+15,451$0$44+$442020-05-15
Q1 2020MENLO THERAPEUTICS INC
CUSIP 586858102
—Cmn015,851+15,851$0$42+$422020-05-15
Q1 2020NANTHEALTH INC
CUSIP 630104107
—Cmn026,076+26,076$0$41+$412020-05-15
Q1 2020EVELO BIOSCIENCES INC
CUSIP 299734103
—Cmn010,225+10,225$0$38+$382020-05-15
Q1 2020RESTORBIO INC
CUSIP 76133L103
—Cmn035,167+35,167$0$36+$362020-05-15
Q1 2020ADAMIS PHARMACEUTICALS CORP
CUSIP 00547W208
—Cmn096,185+96,185$0$34+$342020-05-15
Q1 2020ZION OIL & GAS INC
CUSIP 989696109
—Cmn0190,326+190,326$0$34+$342020-05-15
Q1 2020ARCADIA BIOSCIENCES INC
CUSIP 039014204
—Cmn011,434+11,434$0$33+$332020-05-15
Q1 2020DONNELLEY R R & SONS CO
CUSIP 257867200
—Cmn034,871+34,871$0$33+$332020-05-15
Q1 2020PARETEUM CORP
CUSIP 69946T207
—Cmn077,352+77,352$0$32+$322020-05-15
Q1 2020TOUGHBUILT INDS INC
CUSIP 89157G207
—Cmn0220,558+220,558$0$32+$322020-05-15
Q1 2020TRANSENTERIX INC
CUSIP 89366M300
—Cmn090,840+90,840$0$32+$322020-05-15
Q1 2020EVOKE PHARMA INC
CUSIP 30049G104
—Cmn026,602+26,602$0$31+$312020-05-15
Q1 2020ELOXX PHARMACEUTICALS INC
CUSIP 29014R103
—Cmn015,646+15,646$0$31+$312020-05-15
Q1 2020PRGX GLOBAL INC
CUSIP 69357C503
—Cmn010,675+10,675$0$30+$302020-05-15
Q1 2020COHEN & STEERS MLP INC & ENR
CUSIP 19249B106
—Cmn015,973+15,973$0$28+$282020-05-15
Q1 2020ARMSTRONG FLOORING INC
CUSIP 04238R106
—Cmn019,470+19,470$0$28+$282020-05-15
Q1 2020CHINANET ONLINE HLDGS INC
CUSIP 16949H201
—Cmn029,378+29,378$0$28+$282020-05-15
Q1 2020ELEVATE CREDIT INC
CUSIP 28621V101
—Cmn026,582+26,582$0$28+$282020-05-15
Q1 2020CTI BIOPHARMA CORP
CUSIP 12648L601
—Cmn029,289+29,289$0$27+$272020-05-15
Q1 2020ZOSANO PHARMA CORP
CUSIP 98979H202
—Cmn046,257+46,257$0$26+$262020-05-15
Q1 2020NEOS THERAPEUTICS INC
CUSIP 64052L106
—Cmn034,271+34,271$0$26+$262020-05-15
Q1 2020INNOVATE BIOPHARMACEUTICLS I
CUSIP 45782F105
—Cmn051,062+51,062$0$26+$262020-05-15
Q1 2020CONTURA ENERGY INC
CUSIP 21241B100
—Cmn010,870+10,870$0$26+$262020-05-15
Q1 2020NUVEEN ALL CAP ENE MLP OPPO
CUSIP 67075E108
—Cmn023,276+23,276$0$26+$262020-05-15
Q1 2020CLEARBRIDGE ENERGY MIDSTRM O
CUSIP 18469P100
—Cmn019,174+19,174$0$25+$252020-05-15
Q1 2020GLOBUS MARITIME LIMITED NEW
CUSIP Y27265407
—Cmn041,579+41,579$0$25+$252020-05-15
Q1 2020CHINA RECYCLING ENERGY CORP
CUSIP 168913200
—Cmn073,167+73,167$0$24+$242020-05-15
Q1 2020U.S. AUTO PARTS NETWORK INC
CUSIP 90343C100
—Cmn013,587+13,587$0$24+$242020-05-15
Q1 2020GREENLANE HLDGS INC
CUSIP 395330103
—Cmn013,155+13,155$0$23+$232020-05-15
Q1 2020FIDUCIARY CLAYMORE ENGRY INF
CUSIP 31647Q106
—Cmn017,982+17,982$0$23+$232020-05-15
Q1 2020MARRONE BIO INNOVATIONS INC
CUSIP 57165B106
—Cmn027,750+27,750$0$23+$232020-05-15
Q1 2020ENSERVCO CORP
CUSIP 29358Y102
—Cmn0183,894+183,894$0$22+$222020-05-15
Q1 2020COHBAR INC
CUSIP 19249J109
—Cmn018,543+18,543$0$21+$212020-05-15
Q1 2020NAVIDEA BIOPHARMACEUTICALS I
CUSIP 63937X202
—Cmn028,127+28,127$0$21+$212020-05-15
Q1 2020ZAFGEN INC
CUSIP 98885E103
—Cmn025,350+25,350$0$20+$202020-05-15
Q1 2020CLEARBRIDGE MLP AND MIDSTRM
CUSIP 18469Q108
—Cmn014,178+14,178$0$20+$202020-05-15
Q1 2020CLEVELAND BIOLABS INC
CUSIP 185860202
—Cmn012,009+12,009$0$20+$202020-05-15
Q1 2020MOTUS GI HLDGS INC
CUSIP 62014P108
—Cmn027,770+27,770$0$19+$192020-05-15
Q1 2020AVALON GLOBOCARE CORP
CUSIP 05344R104
—Cmn012,405+12,405$0$19+$192020-05-15
Q1 2020PACIFIC DRILLING SA LUXEMBOU
CUSIP L7257P205
—Cmn042,681+42,681$0$18+$182020-05-15
Q1 2020SERVICESOURCE INTL INC
CUSIP 81763U100
—Cmn021,215+21,215$0$18+$182020-05-15
Q1 2020SEELOS THERAPEUTICS INC
CUSIP 81577F109
—Cmn035,450+35,450$0$17+$172020-05-15
Q1 2020VBI VACCINES INC
CUSIP 91822J103
—Cmn017,988+17,988$0$17+$172020-05-15
Q1 2020BARNES & NOBLE ED INC
CUSIP 06777U101
—Cmn011,955+11,955$0$16+$162020-05-15
Q1 2020CONATUS PHARMACEUTICALS INC
CUSIP 20600T108
—Cmn052,296+52,296$0$16+$162020-05-15
Q1 2020EXELA TECHNOLOGIES INC
CUSIP 30162V102
—Cmn079,722+79,722$0$16+$162020-05-15
Q1 2020MOGU INC
CUSIP 608012100
—Depository Receipt013,956+13,956$0$16+$162020-05-15
Q1 2020SALEM MEDIA GROUP INC
CUSIP 794093104
—Cmn017,781+17,781$0$16+$162020-05-15
Q1 2020IDERA PHARMACEUTICALS INC
CUSIP 45168K405
—Cmn011,871+11,871$0$16+$162020-05-15
Q1 2020ARCIMOTO INC
CUSIP 039587100
—Cmn012,621+12,621$0$15+$152020-05-15
Q1 2020CELLECTAR BIOSCIENCES INC
CUSIP 15117F500
—Cmn012,155+12,155$0$15+$152020-05-15
Q1 2020SEADRILL LTD
CUSIP G7998G106
—Cmn031,500+31,500$0$14+$142020-05-15
Q1 2020RITTER PHARMACEUTICALS INC
CUSIP 767836307
—Cmn053,925+53,925$0$14+$142020-05-15
Q1 2020POLYMET MINING CORP
CUSIP 731916102
—Cmn060,669+60,669$0$14+$142020-05-15
Q1 2020CHINA SXT PHARMACEUTICALS IN
CUSIP G2161P108
—Cmn024,312+24,312$0$14+$142020-05-15
Q1 2020CAPSTONE TURBINE CORP
CUSIP 14067D508
—Cmn011,763+11,763$0$14+$142020-05-15
Q1 2020AGEX THERAPEUTICS INC
CUSIP 00848H108
—Cmn015,335+15,335$0$14+$142020-05-15
Q1 2020ACTINIUM PHARMACEUTICALS INC
CUSIP 00507W107
—Cmn068,833+68,833$0$13+$132020-05-15
Q1 2020INUVO INC
CUSIP 46122W204
—Cmn054,823+54,823$0$13+$132020-05-15
Q1 2020OBLONG INC
CUSIP 674434105
—Cmn010,388+10,388$0$13+$132020-05-15
Q1 2020ROSEHILL RES INC
CUSIP 777385105
—Cmn028,328+28,328$0$12+$122020-05-15
Q1 2020RTW RETAILWINDS INC
CUSIP 74980D100
—Cmn058,869+58,869$0$12+$122020-05-15
Q1 2020BIOCEPT INC
CUSIP 09072V402
—Cmn047,137+47,137$0$12+$122020-05-15
Q1 2020WESTWATER RES INC
CUSIP 961684206
United StatesCmn012,625+12,625$0$12+$122020-05-15
Q1 2020YOUNGEVITY INTL INC
CUSIP 987537206
—Cmn015,447+15,447$0$11+$112020-05-15
Q1 2020RUMBLEON INC
CUSIP 781386206
—Cmn050,905+50,905$0$11+$112020-05-15
Q1 2020DYNAGAS LNG PARTNERS LP
CUSIP Y2188B108
—Cmn010,066+10,066$0$11+$112020-05-15
Q1 2020NAKED BRAND GROUP LIMITED
CUSIP Q6519T117
—Cmn021,023+21,023$0$11+$112020-05-15
Q1 2020MARATHON PATENT GROUP INC
CUSIP 56585W401
—Cmn023,340+23,340$0$11+$112020-05-15
Q1 2020NXT ID INC
CUSIP 67091J206
—Cmn031,050+31,050$0$11+$112020-05-15
Q1 2020MIRAGEN THERAPEUTICS INC
CUSIP 60463E103
—Cmn022,101+22,101$0$10+$102020-05-15
Q1 2020CEMTREX INC
CUSIP 15130G600
—Cmn014,912+14,912$0$10+$102020-05-15
Q1 2020ADVAXIS INC
CUSIP 007624307
—Cmn019,506+19,506$0$10+$102020-05-15
Q1 2020LIANLUO SMART LTD
CUSIP G5478K100
—Cmn020,731+20,731$0$10+$102020-05-15
Q1 2020HELIUS MED TECHNOLOGIES INC
CUSIP 42328V504
—Cmn027,528+27,528$0$9+$92020-05-15
Q1 2020AERPIO PHARMACEUTICALS INC
CUSIP 00810B105
—Cmn016,038+16,038$0$9+$92020-05-15
Q1 2020ORGANOVO HLDGS INC
CUSIP 68620A104
—Cmn019,396+19,396$0$8+$82020-05-15
Q1 2020CHAPARRAL ENERGY INC
CUSIP 15942R208
—Cmn016,631+16,631$0$8+$82020-05-15
Q1 2020WESTELL TECHNOLOGIES INC
CUSIP 957541204
—Cmn010,265+10,265$0$8+$82020-05-15
Q1 2020UNUM THERAPEUTICS INC
CUSIP 903214104
—Cmn019,313+19,313$0$8+$82020-05-15
Q1 2020TORCHLIGHT ENERGY RES INC
CUSIP 89102U103
—Cmn017,396+17,396$0$7+$72020-05-15
Q1 2020PHUNWARE INC
CUSIP 71948P100
—Cmn010,902+10,902$0$7+$72020-05-15
Q1 2020AZURRX BIOPHARMA INC
CUSIP 05502L105
—Cmn011,829+11,829$0$7+$72020-05-15
Q1 2020ENERGY FOCUS INC
CUSIP 29268T300
—Cmn020,884+20,884$0$7+$72020-05-15
Q1 2020GUARDION HEALTH SCIENCES INC
CUSIP 40145Q203
—Cmn012,756+12,756$0$6+$62020-05-15
Q1 2020QUORUM HEALTH CORP
CUSIP 74909E106
—Cmn013,249+13,249$0$6+$62020-05-15
Q1 2020CITIUS PHARMACEUTICALS INC
CUSIP 17322U207
—Cmn010,652+10,652$0$6+$62020-05-15
Q1 2020LIPOCINE INC NEW
CUSIP 53630X104
—Cmn012,257+12,257$0$6+$62020-05-15
Q1 2020UBS AG LONDON BRANCH
CUSIP 90274E117
—Cmn019,390+19,390$0$6+$62020-05-15
Q1 2020CHINA CERAMICS CO LTD
CUSIP G2113X134
—Cmn011,765+11,765$0$5+$52020-05-15
Q1 2020JAKKS PAC INC
CUSIP 47012E106
—Cmn013,728+13,728$0$5+$52020-05-15
Q1 2020GENIUS BRANDS INTL INC
CUSIP 37229T301
—Cmn018,647+18,647$0$5+$52020-05-15

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