CITADEL ADVISORS LLC historic quarter change: USA Everything Else, New
In partnership units, exchange-traded notes and anything else (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 11,824 positions, added to 16,498, reduced 15,969 and sold out of 13,072.
- Q3 2017: Stock MERRIMACK PHARMACEUTICALS IN; Country of operation —; Class Cmn; Shares before 0.
- Q3 2017: Stock ADVENT CLAYMORE CV SECS & IN; Country of operation —; Class Cmn; Shares before 0.
- Q3 2017: Stock GAFISA S A; Country of operation —; Class Depository Receipt; Shares before 0.
- Q3 2017: Stock VIEWRAY INC; Country of operation —; Class Cmn; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2017 | MERRIMACK PHARMACEUTICALS IN CUSIP 590328209 | — | Cmn | 0 | 12,553 | +12,553 | $0 | $183 | +$183 | 2017-11-09 |
|---|
| Q3 2017 | ADVENT CLAYMORE CV SECS & IN CUSIP 00764C109 | — | Cmn | 0 | 11,296 | +11,296 | $0 | $183 | +$183 | 2017-11-09 |
|---|
| Q3 2017 | GAFISA S A CUSIP 362607400 | — | Depository Receipt | 0 | 20,475 | +20,475 | $0 | $176 | +$176 | 2017-11-09 |
|---|
| Q3 2017 | VIEWRAY INC CUSIP 92672L107 | — | Cmn | 0 | 30,200 | +30,200 | $0 | $174 | +$174 | 2017-11-09 |
|---|
| Q3 2017 | LUXFER HLDGS PLC CUSIP 550678106 | — | Depository Receipt | 0 | 13,919 | +13,919 | $0 | $173 | +$173 | 2017-11-09 |
|---|
| Q3 2017 | PRUDENTIAL SHT DURATION HG Y CUSIP 74442F107 | — | Cmn | 0 | 11,111 | +11,111 | $0 | $170 | +$170 | 2017-11-09 |
|---|
| Q3 2017 | PARK STERLING CORP CUSIP 70086Y105 | — | Cmn | 0 | 13,189 | +13,189 | $0 | $164 | +$164 | 2017-11-09 |
|---|
| Q3 2017 | APPLIED GENETIC TECHNOL CORP CUSIP 03820J100 | — | Cmn | 0 | 41,270 | +41,270 | $0 | $163 | +$163 | 2017-11-09 |
|---|
| Q3 2017 | TRONC INC CUSIP 89703P107 | — | Cmn | 0 | 10,949 | +10,949 | $0 | $159 | +$159 | 2017-11-09 |
|---|
| Q3 2017 | MAGICJACK VOCALTEC LTD CUSIP M6787E101 | — | Cmn | 0 | 21,618 | +21,618 | $0 | $155 | +$155 | 2017-11-09 |
|---|
| Q3 2017 | OXFORD LANE CAP CORP CUSIP 691543102 | — | Cmn | 0 | 14,415 | +14,415 | $0 | $147 | +$147 | 2017-11-09 |
|---|
| Q3 2017 | GLADSTONE CAPITAL CORP CUSIP 376535100 | — | Cmn | 0 | 15,495 | +15,495 | $0 | $147 | +$147 | 2017-11-09 |
|---|
| Q3 2017 | EATON VANCE TXMGD GL BUYWR O CUSIP 27829C105 | — | Cmn | 0 | 12,181 | +12,181 | $0 | $144 | +$144 | 2017-11-09 |
|---|
| Q3 2017 | MONROE CAP CORP CUSIP 610335101 | United States | Cmn | 0 | 10,067 | +10,067 | $0 | $144 | +$144 | 2017-11-09 |
|---|
| Q3 2017 | TUESDAY MORNING CORP CUSIP 899035505 | — | Cmn | 0 | 44,542 | +44,542 | $0 | $143 | +$143 | 2017-11-09 |
|---|
| Q3 2017 | THERAPEUTICSMD INC CUSIP 88338N107 | — | Cmn | 0 | 26,350 | +26,350 | $0 | $139 | +$139 | 2017-11-09 |
|---|
| Q3 2017 | FIBRIA CELULOSE S A CUSIP 31573A109 | — | Depository Receipt | 0 | 10,071 | +10,071 | $0 | $136 | +$136 | 2017-11-09 |
|---|
| Q3 2017 | POINTS INTL LTD CUSIP 730843208 | — | Cmn | 0 | 11,641 | +11,641 | $0 | $133 | +$133 | 2017-11-09 |
|---|
| Q3 2017 | HEMISPHERE MEDIA GROUP INC CUSIP 42365Q103 | — | Cmn | 0 | 10,714 | +10,714 | $0 | $128 | +$128 | 2017-11-09 |
|---|
| Q3 2017 | VOYA GLBL EQTY DIV & PREM OP CUSIP 92912T100 | — | Cmn | 0 | 15,168 | +15,168 | $0 | $123 | +$123 | 2017-11-09 |
|---|
| Q3 2017 | NEXEO SOLUTIONS INC CUSIP 65342H102 | — | Cmn | 0 | 16,007 | +16,007 | $0 | $117 | +$117 | 2017-11-09 |
|---|
| Q3 2017 | U.S. AUTO PARTS NETWORK INC CUSIP 90343C100 | — | Cmn | 0 | 40,109 | +40,109 | $0 | $116 | +$116 | 2017-11-09 |
|---|
| Q3 2017 | AMERICA FIRST MULTIFAMILY IN CUSIP 02364V107 | — | Cmn | 0 | 18,671 | +18,671 | $0 | $113 | +$113 | 2017-11-09 |
|---|
| Q3 2017 | REPUBLIC FIRST BANCORP INC CUSIP 760416107 | — | Cmn | 0 | 12,165 | +12,165 | $0 | $113 | +$113 | 2017-11-09 |
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| Q3 2017 | ADESTO TECHNOLOGIES CORP CUSIP 00687D101 | — | Cmn | 0 | 14,334 | +14,334 | $0 | $113 | +$113 | 2017-11-09 |
|---|
| Q3 2017 | 22ND CENTY GROUP INC CUSIP 90137F103 | — | Cmn | 0 | 40,404 | +40,404 | $0 | $112 | +$112 | 2017-11-09 |
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| Q3 2017 | MYOMO INC CUSIP 62857J102 | — | Cmn | 0 | 17,463 | +17,463 | $0 | $105 | +$105 | 2017-11-09 |
|---|
| Q3 2017 | USA TECHNOLOGIES INC CUSIP 90328S500 | — | Cmn | 0 | 16,775 | +16,775 | $0 | $105 | +$105 | 2017-11-09 |
|---|
| Q3 2017 | PEREGRINE PHARMACEUTICALS IN CUSIP 713661502 | — | Cmn | 0 | 32,998 | +32,998 | $0 | $104 | +$104 | 2017-11-09 |
|---|
| Q3 2017 | FORTRESS BIOTECH INC CUSIP 34960Q109 | — | Cmn | 0 | 22,793 | +22,793 | $0 | $101 | +$101 | 2017-11-09 |
|---|
| Q3 2017 | PC-TEL INC CUSIP 69325Q105 | — | Cmn | 0 | 16,101 | +16,101 | $0 | $101 | +$101 | 2017-11-09 |
|---|
| Q3 2017 | WILLBROS GROUP INC DEL CUSIP 969203108 | — | Cmn | 0 | 31,023 | +31,023 | $0 | $100 | +$100 | 2017-11-09 |
|---|
| Q3 2017 | ROYAL BK SCOTLAND GROUP PLC CUSIP 780097689 | — | Depository Receipt | 0 | 13,550 | +13,550 | $0 | $99 | +$99 | 2017-11-09 |
|---|
| Q3 2017 | MCDERMOTT INTL INC CUSIP 580037109 | — | Cmn | 0 | 12,161 | +12,161 | $0 | $88 | +$88 | 2017-11-09 |
|---|
| Q3 2017 | ENDOCYTE INC CUSIP 29269A102 | — | Cmn | 0 | 61,595 | +61,595 | $0 | $87 | +$87 | 2017-11-09 |
|---|
| Q3 2017 | DIGILITI MONEY GROUP INC CUSIP 25381F102 | — | Cmn | 0 | 80,781 | +80,781 | $0 | $87 | +$87 | 2017-11-09 |
|---|
| Q3 2017 | MOLECULAR TEMPLATES INC CUSIP 608550109 | — | Cmn | 0 | 11,646 | +11,646 | $0 | $81 | +$81 | 2017-11-09 |
|---|
| Q3 2017 | SOPHIRIS BIO INC CUSIP 83578Q209 | — | Cmn | 0 | 36,721 | +36,721 | $0 | $79 | +$79 | 2017-11-09 |
|---|
| Q3 2017 | CHINA XD PLASTICS CO LTD CUSIP 16948F107 | — | Cmn | 0 | 16,420 | +16,420 | $0 | $77 | +$77 | 2017-11-09 |
|---|
| Q3 2017 | TICC CAPITAL CORP CUSIP 87244T109 | — | Cmn | 0 | 10,654 | +10,654 | $0 | $73 | +$73 | 2017-11-09 |
|---|
| Q3 2017 | FULING GLOBAL INC CUSIP G3729B102 | — | Cmn | 0 | 12,062 | +12,062 | $0 | $71 | +$71 | 2017-11-09 |
|---|
| Q3 2017 | GAIN CAP HLDGS INC CUSIP 36268W100 | — | Cmn | 0 | 11,102 | +11,102 | $0 | $71 | +$71 | 2017-11-09 |
|---|
| Q3 2017 | ITERIS INC CUSIP 46564T107 | — | Cmn | 0 | 10,616 | +10,616 | $0 | $71 | +$71 | 2017-11-09 |
|---|
| Q3 2017 | CIVEO CORP CDA CUSIP 17878Y108 | — | Cmn | 0 | 24,508 | +24,508 | $0 | $70 | +$70 | 2017-11-09 |
|---|
| Q3 2017 | SYNACOR INC CUSIP 871561106 | — | Cmn | 0 | 23,257 | +23,257 | $0 | $63 | +$63 | 2017-11-09 |
|---|
| Q3 2017 | BRAINSTORM CELL THERAPEUTICS CUSIP 10501E201 | — | Cmn | 0 | 14,798 | +14,798 | $0 | $61 | +$61 | 2017-11-09 |
|---|
| Q3 2017 | SORRENTO THERAPEUTICS INC CUSIP 83587F202 | — | Cmn | 0 | 32,723 | +32,723 | $0 | $56 | +$56 | 2017-11-09 |
|---|
| Q3 2017 | SYNTHETIC BIOLOGICS INC CUSIP 87164U102 | — | Cmn | 0 | 58,677 | +58,677 | $0 | $55 | +$55 | 2017-11-09 |
|---|
| Q3 2017 | EP ENERGY CORP CUSIP 268785102 | — | Cmn | 0 | 16,466 | +16,466 | $0 | $54 | +$54 | 2017-11-09 |
|---|
| Q3 2017 | ZIX CORP CUSIP 98974P100 | — | Cmn | 0 | 11,033 | +11,033 | $0 | $54 | +$54 | 2017-11-09 |
|---|
| Q3 2017 | ATHERSYS INC CUSIP 04744L106 | — | Cmn | 0 | 25,882 | +25,882 | $0 | $54 | +$54 | 2017-11-09 |
|---|
| Q3 2017 | CHINA AUTOMOTIVE SYS INC CUSIP 16936R105 | — | Cmn | 0 | 10,216 | +10,216 | $0 | $53 | +$53 | 2017-11-09 |
|---|
| Q3 2017 | CHINA GREEN AGRICULTURE INC CUSIP 16943W105 | — | Cmn | 0 | 43,244 | +43,244 | $0 | $53 | +$53 | 2017-11-09 |
|---|
| Q3 2017 | SEARS HOMETOWN & OUTLET STOR CUSIP 812362101 | — | Cmn | 0 | 20,718 | +20,718 | $0 | $53 | +$53 | 2017-11-09 |
|---|
| Q3 2017 | IDERA PHARMACEUTICALS INC CUSIP 45168K306 | — | Cmn | 0 | 23,050 | +23,050 | $0 | $51 | +$51 | 2017-11-09 |
|---|
| Q3 2017 | ROYAL BANCSHARES PA INC CUSIP 780081105 | — | Cmn | 0 | 11,100 | +11,100 | $0 | $50 | +$50 | 2017-11-09 |
|---|
| Q3 2017 | CINEDIGM CORP CUSIP 172406209 | — | Cmn | 0 | 33,782 | +33,782 | $0 | $49 | +$49 | 2017-11-09 |
|---|
| Q3 2017 | FINJAN HLDGS INC CUSIP 31788H303 | — | Cmn | 0 | 20,459 | +20,459 | $0 | $48 | +$48 | 2017-11-09 |
|---|
| Q3 2017 | HORNBECK OFFSHORE SVCS INC N CUSIP 440543106 | — | Cmn | 0 | 11,568 | +11,568 | $0 | $47 | +$47 | 2017-11-09 |
|---|
| Q3 2017 | CURIS INC CUSIP 231269101 | — | Cmn | 0 | 31,760 | +31,760 | $0 | $47 | +$47 | 2017-11-09 |
|---|
| Q3 2017 | GULF RESOURCES INC CUSIP 40251W309 | — | Cmn | 0 | 24,388 | +24,388 | $0 | $46 | +$46 | 2017-11-09 |
|---|
| Q3 2017 | AU OPTRONICS CORP CUSIP 002255107 | — | Depository Receipt | 0 | 10,565 | +10,565 | $0 | $43 | +$43 | 2017-11-09 |
|---|
| Q3 2017 | CLEANTECH SOLUTIONS INTL INC CUSIP 18451N303 | — | Cmn | 0 | 12,956 | +12,956 | $0 | $43 | +$43 | 2017-11-09 |
|---|
| Q3 2017 | NYMOX PHARMACEUTICAL CORP CUSIP P73398102 | — | Cmn | 0 | 10,646 | +10,646 | $0 | $41 | +$41 | 2017-11-09 |
|---|
| Q3 2017 | WESTWATER RES INC CUSIP 961684107 | — | Cmn | 0 | 27,611 | +27,611 | $0 | $40 | +$40 | 2017-11-09 |
|---|
| Q3 2017 | PALATIN TECHNOLOGIES INC CUSIP 696077403 | — | Cmn | 0 | 58,936 | +58,936 | $0 | $39 | +$39 | 2017-11-09 |
|---|
| Q3 2017 | NEW YORK & CO INC CUSIP 649295102 | — | Cmn | 0 | 18,649 | +18,649 | $0 | $39 | +$39 | 2017-11-09 |
|---|
| Q3 2017 | MONSTER DIGITAL INC CUSIP 61174L501 | — | Cmn | 0 | 54,169 | +54,169 | $0 | $38 | +$38 | 2017-11-09 |
|---|
| Q3 2017 | ADVERUM BIOTECHNOLOGIES INC CUSIP 00773U108 | — | Cmn | 0 | 10,147 | +10,147 | $0 | $37 | +$37 | 2017-11-09 |
|---|
| Q3 2017 | ZION OIL & GAS INC CUSIP 989696109 | — | Cmn | 0 | 10,938 | +10,938 | $0 | $37 | +$37 | 2017-11-09 |
|---|
| Q3 2017 | ELEVEN BIOTHERAPEUTICS INC CUSIP 286221106 | — | Cmn | 0 | 22,747 | +22,747 | $0 | $36 | +$36 | 2017-11-09 |
|---|
| Q3 2017 | WIRELESS TELECOM GROUP INC CUSIP 976524108 | — | Cmn | 0 | 21,285 | +21,285 | $0 | $36 | +$36 | 2017-11-09 |
|---|
| Q3 2017 | NETLIST INC CUSIP 64118P109 | — | Cmn | 0 | 48,700 | +48,700 | $0 | $36 | +$36 | 2017-11-09 |
|---|
| Q3 2017 | ACTINIUM PHARMACEUTICALS INC CUSIP 00507W107 | — | Cmn | 0 | 58,567 | +58,567 | $0 | $34 | +$34 | 2017-11-09 |
|---|
| Q3 2017 | SUMMER INFANT INC CUSIP 865646103 | — | Cmn | 0 | 17,899 | +17,899 | $0 | $34 | +$34 | 2017-11-09 |
|---|
| Q3 2017 | ORIGIN AGRITECH LIMITED CUSIP G67828106 | — | Cmn | 0 | 20,657 | +20,657 | $0 | $34 | +$34 | 2017-11-09 |
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| Q3 2017 | ECO STIM ENERGY SOLUTIONS IN CUSIP 27888D101 | — | Cmn | 0 | 20,837 | +20,837 | $0 | $32 | +$32 | 2017-11-09 |
|---|
| Q3 2017 | BIOLASE INC CUSIP 090911108 | — | Cmn | 0 | 52,551 | +52,551 | $0 | $32 | +$32 | 2017-11-09 |
|---|
| Q3 2017 | NOVA LIFESTYLE INC CUSIP 66979P102 | — | Cmn | 0 | 18,734 | +18,734 | $0 | $31 | +$31 | 2017-11-09 |
|---|
| Q3 2017 | SOCIAL REALITY INC CUSIP 83362P300 | — | Cmn | 0 | 12,320 | +12,320 | $0 | $31 | +$31 | 2017-11-09 |
|---|
| Q3 2017 | BIRKS GROUP INC CUSIP 09088U109 | — | Cmn | 0 | 16,108 | +16,108 | $0 | $30 | +$30 | 2017-11-09 |
|---|
| Q3 2017 | COGENTIX MED INC CUSIP 19243A104 | — | Cmn | 0 | 11,197 | +11,197 | $0 | $29 | +$29 | 2017-11-09 |
|---|
| Q3 2017 | INTERPACE DIAGNOSTICS GROUP CUSIP 46062X204 | — | Cmn | 0 | 18,852 | +18,852 | $0 | $29 | +$29 | 2017-11-09 |
|---|
| Q3 2017 | ENTEROMEDICS INC CUSIP 29365M505 | — | Cmn | 0 | 16,421 | +16,421 | $0 | $29 | +$29 | 2017-11-09 |
|---|
| Q3 2017 | KINGOLD JEWELRY INC CUSIP 49579A204 | — | Cmn | 0 | 13,990 | +13,990 | $0 | $29 | +$29 | 2017-11-09 |
|---|
| Q3 2017 | MEDICAL TRANSCRIPTION BLG CO CUSIP 58464J105 | — | Cmn | 0 | 18,922 | +18,922 | $0 | $28 | +$28 | 2017-11-09 |
|---|
| Q3 2017 | SYNTHESIS ENERGY SYS INC CUSIP 871628103 | — | Cmn | 0 | 52,355 | +52,355 | $0 | $28 | +$28 | 2017-11-09 |
|---|
| Q3 2017 | DIGITAL ALLY INC CUSIP 25382P208 | — | Cmn | 0 | 11,641 | +11,641 | $0 | $28 | +$28 | 2017-11-09 |
|---|
| Q3 2017 | TENGASCO INC CUSIP 88033R502 | — | Cmn | 0 | 39,995 | +39,995 | $0 | $27 | +$27 | 2017-11-09 |
|---|
| Q3 2017 | 180 DEGREE CAP CORP CUSIP 68235B109 | — | Cmn | 0 | 15,123 | +15,123 | $0 | $26 | +$26 | 2017-11-09 |
|---|
| Q3 2017 | INDUSTRIAL SVCS AMER INC FLA CUSIP 456314103 | — | Cmn | 0 | 15,687 | +15,687 | $0 | $26 | +$26 | 2017-11-09 |
|---|
| Q3 2017 | CARTESIAN INC CUSIP 146534102 | — | Cmn | 0 | 39,103 | +39,103 | $0 | $25 | +$25 | 2017-11-09 |
|---|
| Q3 2017 | SPHERIX INC CUSIP 84842R403 | — | Cmn | 0 | 16,205 | +16,205 | $0 | $24 | +$24 | 2017-11-09 |
|---|
| Q3 2017 | EV ENERGY PARTNERS LP CUSIP 26926V107 | — | Cmn | 0 | 36,317 | +36,317 | $0 | $23 | +$23 | 2017-11-09 |
|---|
| Q3 2017 | TOP IMAGE SYSTEMS LTD CUSIP M87896102 | — | Cmn | 0 | 17,803 | +17,803 | $0 | $22 | +$22 | 2017-11-09 |
|---|
| Q3 2017 | ACHIEVE LIFE SCIENCE INC CUSIP 004468104 | — | Cmn | 0 | 10,901 | +10,901 | $0 | $22 | +$22 | 2017-11-09 |
|---|
| Q3 2017 | AEVI GENOMIC MEDICINE INC CUSIP 00835P105 | — | Cmn | 0 | 17,338 | +17,338 | $0 | $22 | +$22 | 2017-11-09 |
|---|
| Q3 2017 | FUTURE FINTECH GROUP INC CUSIP 36117V105 | — | Cmn | 0 | 11,791 | +11,791 | $0 | $22 | +$22 | 2017-11-09 |
|---|
| Q3 2017 | CONNECTURE INC CUSIP 20786J106 | — | Cmn | 0 | 33,242 | +33,242 | $0 | $22 | +$22 | 2017-11-09 |
|---|
| Q3 2017 | INTELLIPHARMACEUTICS INTL IN CUSIP 458173101 | — | Cmn | 0 | 20,847 | +20,847 | $0 | $21 | +$21 | 2017-11-09 |
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