CITADEL ADVISORS LLC historic quarter change: USA Everything Else, New
In partnership units, exchange-traded notes and anything else (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 11,824 positions, added to 16,498, reduced 15,969 and sold out of 13,072.
- Q4 2014: Stock IBIO INC; Country of operation —; Class Cmn; Shares before 0.
- Q4 2014: Stock MITCHAM INDS INC CMN STOCK; Country of operation —; Class Cmn; Shares before 0.
- Q4 2014: Stock CLEAN DIESEL TECHNOLOGS INC CMN STOCK; Country of operation —; Class Cmn; Shares before 0.
- Q4 2014: Stock CUSHING MLP TOTAL RETURN FUN; Country of operation —; Class Cmn; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q4 2014 | IBIO INC
CUSIP 451033104 | — | Cmn | 0 | 98,814 | +98,814 | $0 | $68 | +$68 | 2015-02-18 |
|---|
| Q4 2014 | MITCHAM INDS INC CMN STOCK
CUSIP 606501104 | — | Cmn | 0 | 11,542 | +11,542 | $0 | $68 | +$68 | 2015-02-18 |
|---|
| Q4 2014 | CLEAN DIESEL TECHNOLOGS INC CMN STOCK
CUSIP 18449C401 | — | Cmn | 0 | 36,326 | +36,326 | $0 | $66 | +$66 | 2015-02-18 |
|---|
| Q4 2014 | CUSHING MLP TOTAL RETURN FUN
CUSIP 231631102 | — | Cmn | 0 | 10,314 | +10,314 | $0 | $61 | +$61 | 2015-02-18 |
|---|
| Q4 2014 | ROSETTA STONE INC
CUSIP 777780107 | — | Cmn | 0 | 6,104 | +6,104 | $0 | $60 | +$60 | 2015-02-18 |
|---|
| Q4 2014 | PAIN THERAPEUTICS INC
CUSIP 69562K100 | — | Cmn | 0 | 29,112 | +29,112 | $0 | $59 | +$59 | 2015-02-18 |
|---|
| Q4 2014 | AUDIENCE INC
CUSIP 05070J102 | — | Cmn | 0 | 13,289 | +13,289 | $0 | $58 | +$58 | 2015-02-18 |
|---|
| Q4 2014 | HHGREGG INC
CUSIP 42833L108 | — | Cmn | 0 | 7,698 | +7,698 | $0 | $58 | +$58 | 2015-02-18 |
|---|
| Q4 2014 | REGULUS THERAPEUTICS INC
CUSIP 75915K101 | — | Cmn | 0 | 3,567 | +3,567 | $0 | $57 | +$57 | 2015-02-18 |
|---|
| Q4 2014 | BTU INTERNATIONAL INC CMN STK
CUSIP 056032105 | — | Cmn | 0 | 16,964 | +16,964 | $0 | $56 | +$56 | 2015-02-18 |
|---|
| Q4 2014 | PHILLIPS 66 PARTNERS LP
CUSIP 718549207 | — | Cmn | 0 | 806 | +806 | $0 | $56 | +$56 | 2015-02-18 |
|---|
| Q4 2014 | NEONODE INC CMN STK
CUSIP 64051M402 | — | Cmn | 0 | 16,438 | +16,438 | $0 | $56 | +$56 | 2015-02-18 |
|---|
| Q4 2014 | RADA ELECTRONIC INDS CMN STK
CUSIP M81863116 | — | Cmn | 0 | 22,282 | +22,282 | $0 | $56 | +$56 | 2015-02-18 |
|---|
| Q4 2014 | AETERNA ZENTARIS INC CMN STK
CUSIP 007975303 | — | Cmn | 0 | 89,809 | +89,809 | $0 | $54 | +$54 | 2015-02-18 |
|---|
| Q4 2014 | ECA MARCELLUS TRUST I
CUSIP 26827L109 | — | Cmn | 0 | 16,959 | +16,959 | $0 | $53 | +$53 | 2015-02-18 |
|---|
| Q4 2014 | TUBEMOGUL INC
CUSIP 898570106 | — | Cmn | 0 | 2,230 | +2,230 | $0 | $50 | +$50 | 2015-02-18 |
|---|
| Q4 2014 | RESOURCE CAPITAL CORP COMMON STOCK
CUSIP 76120W302 | — | Cmn | 0 | 9,038 | +9,038 | $0 | $46 | +$46 | 2015-02-18 |
|---|
| Q4 2014 | MEI PHARMA INC
CUSIP 55279B202 | — | Cmn | 0 | 10,779 | +10,779 | $0 | $46 | +$46 | 2015-02-18 |
|---|
| Q4 2014 | CRESTWOOD EQUITY PARTNERS LP
CUSIP 226344109 | — | Cmn | 0 | 5,633 | +5,633 | $0 | $46 | +$46 | 2015-02-18 |
|---|
| Q4 2014 | RMG NETWORKS HOLDING CORP
CUSIP 74966K102 | — | Cmn | 0 | 37,189 | +37,189 | $0 | $46 | +$46 | 2015-02-18 |
|---|
| Q4 2014 | ISORAY INC COMMON STOCK
CUSIP 46489V104 | — | Cmn | 0 | 31,027 | +31,027 | $0 | $45 | +$45 | 2015-02-18 |
|---|
| Q4 2014 | CHINA GERUI ADVANCED MATERIA
CUSIP G21101137 | — | Cmn | 0 | 24,812 | +24,812 | $0 | $44 | +$44 | 2015-02-18 |
|---|
| Q4 2014 | BIOLASE INC
CUSIP 090911108 | — | Cmn | 0 | 16,720 | +16,720 | $0 | $44 | +$44 | 2015-02-18 |
|---|
| Q4 2014 | MERU NETWORKS INC
CUSIP 59047Q103 | — | Cmn | 0 | 11,701 | +11,701 | $0 | $44 | +$44 | 2015-02-18 |
|---|
| Q4 2014 | TOWERSTREAM CORP COMMON STOCK
CUSIP 892000100 | — | Cmn | 0 | 22,823 | +22,823 | $0 | $42 | +$42 | 2015-02-18 |
|---|
| Q4 2014 | ASIA PACIFIC WIRE & CABLE COMMON STOCK
CUSIP G0535E106 | — | Cmn | 0 | 15,783 | +15,783 | $0 | $41 | +$41 | 2015-02-18 |
|---|
| Q4 2014 | COLLECTORS UNIVERSE INC CMN STOCK
CUSIP 19421R200 | — | Cmn | 0 | 1,969 | +1,969 | $0 | $41 | +$41 | 2015-02-18 |
|---|
| Q4 2014 | ON TRACK INNOVATIONS CMN STOCK
CUSIP M8791A109 | — | Cmn | 0 | 24,597 | +24,597 | $0 | $41 | +$41 | 2015-02-18 |
|---|
| Q4 2014 | GOLDFIELD CORP CMN STK
CUSIP 381370105 | — | Cmn | 0 | 16,301 | +16,301 | $0 | $40 | +$40 | 2015-02-18 |
|---|
| Q4 2014 | UTSTARCOM HOLDINGS CORP
CUSIP G9310A114 | — | Cmn | 0 | 14,119 | +14,119 | $0 | $40 | +$40 | 2015-02-18 |
|---|
| Q4 2014 | IKANOS COMMUNICATIONS INC COMMON STOCK
CUSIP 45173E105 | — | Cmn | 0 | 124,145 | +124,145 | $0 | $39 | +$39 | 2015-02-18 |
|---|
| Q4 2014 | ROYALE ENERGY INC CMN STOCK
CUSIP 78074G200 | — | Cmn | 0 | 18,281 | +18,281 | $0 | $39 | +$39 | 2015-02-18 |
|---|
| Q4 2014 | CARDIOMA PHARMA CORP
CUSIP 14159U301 | — | Cmn | 0 | 4,041 | +4,041 | $0 | $37 | +$37 | 2015-02-18 |
|---|
| Q4 2014 | AVIAT NETWORKS INC
CUSIP 05366Y102 | — | Cmn | 0 | 24,285 | +24,285 | $0 | $36 | +$36 | 2015-02-18 |
|---|
| Q4 2014 | GFI GROUP INC COMMON STOCK
CUSIP 361652209 | — | Cmn | 0 | 6,519 | +6,519 | $0 | $36 | +$36 | 2015-02-18 |
|---|
| Q4 2014 | CROSSROADS SYSTEMS INC CMN STOCK
CUSIP 22765D209 | — | Cmn | 0 | 13,879 | +13,879 | $0 | $35 | +$35 | 2015-02-18 |
|---|
| Q4 2014 | VERSAR INC CMN STK
CUSIP 925297103 | — | Cmn | 0 | 11,002 | +11,002 | $0 | $35 | +$35 | 2015-02-18 |
|---|
| Q4 2014 | PRANA BIOTECHNOLOGY LTD - ADR
CUSIP 739727105 | — | Depository Receipt | 0 | 21,181 | +21,181 | $0 | $35 | +$35 | 2015-02-18 |
|---|
| Q4 2014 | UNI-PIXEL INC
CUSIP 904572203 | — | Cmn | 0 | 6,183 | +6,183 | $0 | $35 | +$35 | 2015-02-18 |
|---|
| Q4 2014 | GLOBUS MARITIME LIMITED
CUSIP Y27265209 | — | Cmn | 0 | 14,309 | +14,309 | $0 | $34 | +$34 | 2015-02-18 |
|---|
| Q4 2014 | UNILIFE CORP
CUSIP 90478E103 | — | Cmn | 0 | 10,004 | +10,004 | $0 | $34 | +$34 | 2015-02-18 |
|---|
| Q4 2014 | YOU ON DEMAND HOLDINGS INC
CUSIP 98741R207 | — | Cmn | 0 | 16,481 | +16,481 | $0 | $34 | +$34 | 2015-02-18 |
|---|
| Q4 2014 | EQUUS TOTAL RETURN INC CMN STOCK
CUSIP 294766100 | — | Cmn | 0 | 15,730 | +15,730 | $0 | $33 | +$33 | 2015-02-18 |
|---|
| Q4 2014 | ARTECH CORP
CUSIP 042682203 | — | Cmn | 0 | 14,398 | +14,398 | $0 | $33 | +$33 | 2015-02-18 |
|---|
| Q4 2014 | CHINA XD PLASTICS CO LTD
CUSIP 16948F107 | — | Cmn | 0 | 6,114 | +6,114 | $0 | $33 | +$33 | 2015-02-18 |
|---|
| Q4 2014 | BIOANALYTICAL SYSTEMS INC CMN STOCK
CUSIP 09058M103 | — | Cmn | 0 | 14,793 | +14,793 | $0 | $32 | +$32 | 2015-02-18 |
|---|
| Q4 2014 | IMAGE SENSING SYS INC CMN STOCK
CUSIP 45244C104 | — | Cmn | 0 | 12,100 | +12,100 | $0 | $32 | +$32 | 2015-02-18 |
|---|
| Q4 2014 | STALNAYA GRUPPA MECHEL-ADR 1:3 COMMON
CUSIP 583840103 | — | Depository Receipt | 0 | 46,243 | +46,243 | $0 | $32 | +$32 | 2015-02-18 |
|---|
| Q4 2014 | EVERYWARE GLOBAL INC
CUSIP 300439106 | — | Cmn | 0 | 42,214 | +42,214 | $0 | $31 | +$31 | 2015-02-18 |
|---|
| Q4 2014 | COVISINT CORP
CUSIP 22357R103 | — | Cmn | 0 | 11,279 | +11,279 | $0 | $30 | +$30 | 2015-02-18 |
|---|
| Q4 2014 | CINEDIGM CORP
CUSIP 172406100 | — | Cmn | 0 | 18,375 | +18,375 | $0 | $30 | +$30 | 2015-02-18 |
|---|
| Q4 2014 | MAGNEGAS CORP
CUSIP 55939L202 | — | Cmn | 0 | 41,629 | +41,629 | $0 | $29 | +$29 | 2015-02-18 |
|---|
| Q4 2014 | FIRST ACCEPTANCE CORP CMN STK
CUSIP 318457108 | — | Cmn | 0 | 11,044 | +11,044 | $0 | $28 | +$28 | 2015-02-18 |
|---|
| Q4 2014 | ELECTRONICS FOR IMAGING INC CMN STK
CUSIP 286082102 | — | Cmn | 0 | 650 | +650 | $0 | $28 | +$28 | 2015-02-18 |
|---|
| Q4 2014 | PENDRELL CORPORATION
CUSIP 70686R104 | — | Cmn | 0 | 19,964 | +19,964 | $0 | $28 | +$28 | 2015-02-18 |
|---|
| Q4 2014 | LIFEVANTAGE CORP
CUSIP 53222K106 | — | Cmn | 0 | 21,686 | +21,686 | $0 | $28 | +$28 | 2015-02-18 |
|---|
| Q4 2014 | SPAR GROUP INC CMN STOCK
CUSIP 784933103 | United States | Cmn | 0 | 20,296 | +20,296 | $0 | $28 | +$28 | 2015-02-18 |
|---|
| Q4 2014 | RIT TECHNOLOGIES CMN STOCK
CUSIP M8215Q110 | — | Cmn | 0 | 29,067 | +29,067 | $0 | $28 | +$28 | 2015-02-18 |
|---|
| Q4 2014 | BOX SHIPS INC
CUSIP Y09675102 | — | Cmn | 0 | 31,649 | +31,649 | $0 | $27 | +$27 | 2015-02-18 |
|---|
| Q4 2014 | TGC INDUSTRIES INC CMN STK
CUSIP 872417308 | — | Cmn | 0 | 11,872 | +11,872 | $0 | $26 | +$26 | 2015-02-18 |
|---|
| Q4 2014 | US GEOTHERMAL INC COMMON STOCK
CUSIP 90338S102 | — | Cmn | 0 | 55,496 | +55,496 | $0 | $26 | +$26 | 2015-02-18 |
|---|
| Q4 2014 | SORL AUTO PARTS INC COMMON STOCK
CUSIP 78461U101 | — | Cmn | 0 | 6,969 | +6,969 | $0 | $26 | +$26 | 2015-02-18 |
|---|
| Q4 2014 | CHINA ZENIX AUTO INTERNA-ADR
CUSIP 16951E104 | — | Depository Receipt | 0 | 17,677 | +17,677 | $0 | $25 | +$25 | 2015-02-18 |
|---|
| Q4 2014 | RIO ALTO MINING LTD
CUSIP 76689T104 | — | Cmn | 0 | 10,235 | +10,235 | $0 | $25 | +$25 | 2015-02-18 |
|---|
| Q4 2014 | ALLIED HEALTHCARE PRODS INC CMN STK
CUSIP 019222108 | — | Cmn | 0 | 12,947 | +12,947 | $0 | $24 | +$24 | 2015-02-18 |
|---|
| Q4 2014 | SILVERCREST MINES INC
CUSIP 828365106 | — | Cmn | 0 | 18,548 | +18,548 | $0 | $24 | +$24 | 2015-02-18 |
|---|
| Q4 2014 | KINGTONE WIRELESSINFO SOLUTION HOLDING LTD - ADR
CUSIP 496880204 | — | Depository Receipt | 0 | 10,158 | +10,158 | $0 | $24 | +$24 | 2015-02-18 |
|---|
| Q4 2014 | WIDEPOINT CORP CMN STOCK
CUSIP 967590100 | — | Cmn | 0 | 17,304 | +17,304 | $0 | $24 | +$24 | 2015-02-18 |
|---|
| Q4 2014 | ZUOAN FASHION LTD-SPON ADR
CUSIP 98982X103 | — | Depository Receipt | 0 | 28,914 | +28,914 | $0 | $24 | +$24 | 2015-02-18 |
|---|
| Q4 2014 | ESCALON MED CORP CMN STK
CUSIP 296074305 | — | Cmn | 0 | 13,977 | +13,977 | $0 | $23 | +$23 | 2015-02-18 |
|---|
| Q4 2014 | WPCS INTERNATIONAL INC CMN STK
CUSIP 92931L302 | — | Cmn | 0 | 82,156 | +82,156 | $0 | $23 | +$23 | 2015-02-18 |
|---|
| Q4 2014 | SINO-GLOBAL SHIPPING AMERICA
CUSIP 82935V109 | — | Cmn | 0 | 14,417 | +14,417 | $0 | $23 | +$23 | 2015-02-18 |
|---|
| Q4 2014 | ODYSSEY MARINE EXPL INC CMN STOCK
CUSIP 676118102 | — | Cmn | 0 | 25,167 | +25,167 | $0 | $23 | +$23 | 2015-02-18 |
|---|
| Q4 2014 | USA TECHNOLOGIES INC -CMN STOCK
CUSIP 90328S500 | — | Cmn | 0 | 14,498 | +14,498 | $0 | $23 | +$23 | 2015-02-18 |
|---|
| Q4 2014 | SMART TECHNOLOGIES INC - A
CUSIP 83172R108 | — | Cmn | 0 | 19,427 | +19,427 | $0 | $23 | +$23 | 2015-02-18 |
|---|
| Q4 2014 | ALCOBRA LTD
CUSIP M2239P109 | — | Cmn | 0 | 5,957 | +5,957 | $0 | $22 | +$22 | 2015-02-18 |
|---|
| Q4 2014 | DIGITAL POWER CMN STOCK
CUSIP 253862106 | — | Cmn | 0 | 16,642 | +16,642 | $0 | $22 | +$22 | 2015-02-18 |
|---|
| Q4 2014 | POINTS INTERNATIONAL LTD COMMON STOCK
CUSIP 730843208 | — | Cmn | 0 | 1,693 | +1,693 | $0 | $22 | +$22 | 2015-02-18 |
|---|
| Q4 2014 | PEDEVCO CORP
CUSIP 70532Y204 | — | Cmn | 0 | 49,340 | +49,340 | $0 | $22 | +$22 | 2015-02-18 |
|---|
| Q4 2014 | INUVO INC
CUSIP 46122W204 | — | Cmn | 0 | 16,600 | +16,600 | $0 | $22 | +$22 | 2015-02-18 |
|---|
| Q4 2014 | ALPHATEC HOLDINGS INC
CUSIP 02081G102 | — | Cmn | 0 | 15,138 | +15,138 | $0 | $21 | +$21 | 2015-02-18 |
|---|
| Q4 2014 | ELBIT MEDICAL IMAGING LTD CMN STK
CUSIP M37605116 | — | Cmn | 0 | 12,638 | +12,638 | $0 | $21 | +$21 | 2015-02-18 |
|---|
| Q4 2014 | NATUZZI SPA-SPONS ADR
CUSIP 63905A101 | — | Depository Receipt | 0 | 13,433 | +13,433 | $0 | $21 | +$21 | 2015-02-18 |
|---|
| Q4 2014 | IVANHOE ENERGY INC
CUSIP 465790509 | — | Cmn | 0 | 41,257 | +41,257 | $0 | $21 | +$21 | 2015-02-18 |
|---|
| Q4 2014 | ORIGIN AGRITECH LTD COMMON STOCK
CUSIP G67828106 | — | Cmn | 0 | 14,429 | +14,429 | $0 | $21 | +$21 | 2015-02-18 |
|---|
| Q4 2014 | ACTIVE POWER INC
CUSIP 00504W308 | — | Cmn | 0 | 11,170 | +11,170 | $0 | $21 | +$21 | 2015-02-18 |
|---|
| Q4 2014 | COMMAND SECURITY CORPORATION CMN STK
CUSIP 20050L100 | — | Cmn | 0 | 11,562 | +11,562 | $0 | $21 | +$21 | 2015-02-18 |
|---|
| Q4 2014 | INDIA GLOBALIZATION CAPITAL
CUSIP 45408X308 | United States | Cmn | 0 | 29,804 | +29,804 | $0 | $21 | +$21 | 2015-02-18 |
|---|
| Q4 2014 | ANDATEE CHINA MARINE FUEL SE
CUSIP 67086W105 | — | Cmn | 0 | 12,797 | +12,797 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | BLUELINX HOLDINGS INC. COMMON STOCK
CUSIP 09624H109 | — | Cmn | 0 | 17,198 | +17,198 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | ACASTI PHARMA INC
CUSIP 00430K105 | — | Cmn | 0 | 39,709 | +39,709 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | HOOPER HOLMES INC CMN STK
CUSIP 439104100 | — | Cmn | 0 | 38,720 | +38,720 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | ITERIS INC COMMON STOCK
CUSIP 46564T107 | — | Cmn | 0 | 11,470 | +11,470 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | DOCUMENT SECURITIES SYSTEMS INC COMMON STOCK
CUSIP 25614T101 | — | Cmn | 0 | 45,332 | +45,332 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | CHINA SUNERGY CO LTD-ADR
CUSIP 16942X302 | — | Depository Receipt | 0 | 16,295 | +16,295 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | GULF COAST ULTRA DEEP ROYALT
CUSIP 40222T104 | — | Cmn | 0 | 16,081 | +16,081 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | MAGELLAN PETROLEUM CORP CMN STK
CUSIP 559091301 | — | Cmn | 0 | 21,585 | +21,585 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | RARE ELEMENT RESOURCES LTD COMMON STOCK
CUSIP 75381M102 | — | Cmn | 0 | 51,889 | +51,889 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | VENAXIS INC
CUSIP 92262A107 | — | Cmn | 0 | 11,399 | +11,399 | $0 | $20 | +$20 | 2015-02-18 |
|---|
| Q4 2014 | TORCHLIGHT ENERGY RESOURCES
CUSIP 89102U103 | — | Cmn | 0 | 23,941 | +23,941 | $0 | $20 | +$20 | 2015-02-18 |
|---|