CITADEL ADVISORS LLC historic quarter change: USA Everything Else, New
In partnership units, exchange-traded notes and anything else (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 11,824 positions, added to 16,498, reduced 15,969 and sold out of 13,072.
- Q4 2013: Stock BANCO FRANCES SA-SP ADR 1:3; Country of operation —; Class Depository Receipt; Shares before 0.
- Q4 2013: Stock LUBYS INC; Country of operation —; Class Cmn; Shares before 0.
- Q4 2013: Stock ADECOAGRO SA; Country of operation United States; Class Cmn; Shares before 0.
- Q4 2013: Stock VASCO DATA SEC INTL INC CMN STOCK; Country of operation —; Class Cmn; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q4 2013 | BANCO FRANCES SA-SP ADR 1:3
CUSIP 07329M100 | — | Depository Receipt | 0 | 14,919 | +14,919 | $0 | $104 | +$104 | 2014-02-14 |
|---|
| Q4 2013 | LUBYS INC
CUSIP 549282101 | — | Cmn | 0 | 13,156 | +13,156 | $0 | $102 | +$102 | 2014-02-14 |
|---|
| Q4 2013 | ADECOAGRO SA
CUSIP L00849106 | United States | Cmn | 0 | 12,642 | +12,642 | $0 | $102 | +$102 | 2014-02-14 |
|---|
| Q4 2013 | VASCO DATA SEC INTL INC CMN STOCK
CUSIP 92230Y104 | — | Cmn | 0 | 12,955 | +12,955 | $0 | $100 | +$100 | 2014-02-14 |
|---|
| Q4 2013 | WESTELL TECHNOLOGIES INC CMN STOCK
CUSIP 957541105 | — | Cmn | 0 | 24,577 | +24,577 | $0 | $100 | +$100 | 2014-02-14 |
|---|
| Q4 2013 | ONCOTHERA PHARMACEUTICALS INC COMMON STOCK
CUSIP 15117N404 | — | Cmn | 0 | 23,216 | +23,216 | $0 | $90 | +$90 | 2014-02-14 |
|---|
| Q4 2013 | ZALICUS INC
CUSIP 98887C204 | — | Cmn | 0 | 80,498 | +80,498 | $0 | $89 | +$89 | 2014-02-14 |
|---|
| Q4 2013 | CRESTWOOD EQUITY PARTNERS LP
CUSIP 226344109 | — | Cmn | 0 | 6,316 | +6,316 | $0 | $87 | +$87 | 2014-02-14 |
|---|
| Q4 2013 | FORTEGRA FINANCIAL CORP
CUSIP 34954W104 | — | Cmn | 0 | 10,464 | +10,464 | $0 | $87 | +$87 | 2014-02-14 |
|---|
| Q4 2013 | CRAY INC CMN STOCK
CUSIP 225223304 | — | Cmn | 0 | 3,125 | +3,125 | $0 | $86 | +$86 | 2014-02-14 |
|---|
| Q4 2013 | FAB UNIVERSAL CORP
CUSIP 302771100 | — | Cmn | 0 | 27,588 | +27,588 | $0 | $85 | +$85 | 2014-02-14 |
|---|
| Q4 2013 | ZIX CORP CMN STK
CUSIP 98974P100 | — | Cmn | 0 | 18,285 | +18,285 | $0 | $83 | +$83 | 2014-02-14 |
|---|
| Q4 2013 | MOVE INC CMN STOCK
CUSIP 62458M207 | — | Cmn | 0 | 4,896 | +4,896 | $0 | $78 | +$78 | 2014-02-14 |
|---|
| Q4 2013 | FEDERAL MOGUL CORP CL A
CUSIP 313549404 | — | Cmn | 0 | 3,981 | +3,981 | $0 | $78 | +$78 | 2014-02-14 |
|---|
| Q4 2013 | DREYFUS STRATEGIC MUNS INC CMN STOCK
CUSIP 261932107 | — | Cmn | 0 | 10,101 | +10,101 | $0 | $77 | +$77 | 2014-02-14 |
|---|
| Q4 2013 | ARQULE INC CMN STOCK
CUSIP 04269E107 | — | Cmn | 0 | 34,911 | +34,911 | $0 | $75 | +$75 | 2014-02-14 |
|---|
| Q4 2013 | FLEETMATICS GROUP PLC
CUSIP G35569105 | — | Cmn | 0 | 1,648 | +1,648 | $0 | $71 | +$71 | 2014-02-14 |
|---|
| Q4 2013 | SINCLAIR BROADCASTING GROUP COMMON STOCK
CUSIP 829226109 | — | Cmn | 0 | 1,843 | +1,843 | $0 | $66 | +$66 | 2014-02-14 |
|---|
| Q4 2013 | MFS INTERMEDIATE INCOME TRUST
CUSIP 55273C107 | United States | Cmn | 0 | 12,178 | +12,178 | $0 | $63 | +$63 | 2014-02-14 |
|---|
| Q4 2013 | CAESARS ENTERTAINMENT CORP
CUSIP 127686103 | — | Cmn | 0 | 2,697 | +2,697 | $0 | $58 | +$58 | 2014-02-14 |
|---|
| Q4 2013 | PIXELWORKS INC CMN STK
CUSIP 72581M305 | — | Cmn | 0 | 11,808 | +11,808 | $0 | $57 | +$57 | 2014-02-14 |
|---|
| Q4 2013 | JUST ENERGY GROUP INC
CUSIP 48213W101 | — | Cmn | 0 | 8,014 | +8,014 | $0 | $57 | +$57 | 2014-02-14 |
|---|
| Q4 2013 | MODEL N INC
CUSIP 607525102 | — | Cmn | 0 | 4,629 | +4,629 | $0 | $55 | +$55 | 2014-02-14 |
|---|
| Q4 2013 | CYTRX CORP CMN STK
CUSIP 232828509 | — | Cmn | 0 | 8,079 | +8,079 | $0 | $51 | +$51 | 2014-02-14 |
|---|
| Q4 2013 | PEREGRINE PHARMACEUTICALS INC COMMON STOCK
CUSIP 713661304 | — | Cmn | 0 | 36,302 | +36,302 | $0 | $50 | +$50 | 2014-02-14 |
|---|
| Q4 2013 | ARROWHEAD RESEARCH CORP COMMON STOCK
CUSIP 042797209 | — | Cmn | 0 | 4,499 | +4,499 | $0 | $49 | +$49 | 2014-02-14 |
|---|
| Q4 2013 | FLOW INTL CORP CMN STK
CUSIP 343468104 | — | Cmn | 0 | 11,065 | +11,065 | $0 | $45 | +$45 | 2014-02-14 |
|---|
| Q4 2013 | BOINGO WIRELESS INC
CUSIP 09739C102 | — | Cmn | 0 | 6,882 | +6,882 | $0 | $44 | +$44 | 2014-02-14 |
|---|
| Q4 2013 | U S ENERGY CORP/WY CMN STK
CUSIP 911805109 | — | Cmn | 0 | 10,572 | +10,572 | $0 | $40 | +$40 | 2014-02-14 |
|---|
| Q4 2013 | STONE ENERGY CORP CMN STK
CUSIP 861642106 | — | Cmn | 0 | 1,168 | +1,168 | $0 | $40 | +$40 | 2014-02-14 |
|---|
| Q4 2013 | OCLARO INC COMMON STOCK
CUSIP 67555N206 | — | Cmn | 0 | 15,643 | +15,643 | $0 | $39 | +$39 | 2014-02-14 |
|---|
| Q4 2013 | INOVIO PHARMACEUTICALS INC
CUSIP 45773H102 | — | Cmn | 0 | 13,261 | +13,261 | $0 | $38 | +$38 | 2014-02-14 |
|---|
| Q4 2013 | ACTIVE POWER INC
CUSIP 00504W308 | — | Cmn | 0 | 10,871 | +10,871 | $0 | $37 | +$37 | 2014-02-14 |
|---|
| Q4 2013 | PLX TECHNOLOGY INC CMN STOCK
CUSIP 693417107 | — | Cmn | 0 | 5,540 | +5,540 | $0 | $36 | +$36 | 2014-02-14 |
|---|
| Q4 2013 | ACURA PHARMACEUTICALS INC CMN STK
CUSIP 00509L703 | — | Cmn | 0 | 21,511 | +21,511 | $0 | $36 | +$36 | 2014-02-14 |
|---|
| Q4 2013 | NEONODE INC CMN STK
CUSIP 64051M402 | — | Cmn | 0 | 5,095 | +5,095 | $0 | $32 | +$32 | 2014-02-14 |
|---|
| Q4 2013 | NEVSUN RESOURCES LTD COMMON STOCK
CUSIP 64156L101 | — | Cmn | 0 | 9,628 | +9,628 | $0 | $32 | +$32 | 2014-02-14 |
|---|
| Q4 2013 | PLURISTEM THERAPEUTICS INC COMMON STOCK
CUSIP 72940R102 | — | Cmn | 0 | 8,377 | +8,377 | $0 | $29 | +$29 | 2014-02-14 |
|---|
| Q4 2013 | AGENUS INC
CUSIP 00847G705 | — | Cmn | 0 | 10,979 | +10,979 | $0 | $29 | +$29 | 2014-02-14 |
|---|
| Q4 2013 | LANOPTICS LTD CMN STOCK
CUSIP M4146Y108 | — | Cmn | 0 | 1,101 | +1,101 | $0 | $27 | +$27 | 2014-02-14 |
|---|
| Q4 2013 | INSPIREMD INC
CUSIP 45779A309 | — | Cmn | 0 | 10,708 | +10,708 | $0 | $26 | +$26 | 2014-02-14 |
|---|
| Q4 2013 | ORION ENERGY SYSTEMS INC
CUSIP 686275108 | — | Cmn | 0 | 3,841 | +3,841 | $0 | $26 | +$26 | 2014-02-14 |
|---|
| Q4 2013 | NEPTUNE TECH & BIORESSOURCES
CUSIP 64077P108 | — | Cmn | 0 | 8,248 | +8,248 | $0 | $24 | +$24 | 2014-02-14 |
|---|
| Q4 2013 | CGI GROUP INC CMN STOCK CL A
CUSIP 39945C109 | — | Cmn | 0 | 720 | +720 | $0 | $24 | +$24 | 2014-02-14 |
|---|
| Q4 2013 | CHINA HOUSING & LAND DEVELOP
CUSIP 16939V103 | — | Cmn | 0 | 10,536 | +10,536 | $0 | $24 | +$24 | 2014-02-14 |
|---|
| Q4 2013 | NANOSPHERE INC
CUSIP 63009F105 | — | Cmn | 0 | 10,457 | +10,457 | $0 | $24 | +$24 | 2014-02-14 |
|---|
| Q4 2013 | URANIUM RESOURCES COMMON STOCK
CUSIP 916901606 | — | Cmn | 0 | 7,728 | +7,728 | $0 | $23 | +$23 | 2014-02-14 |
|---|
| Q4 2013 | QUATERRA RESOURCES INC
CUSIP 747952109 | — | Cmn | 0 | 216,747 | +216,747 | $0 | $22 | +$22 | 2014-02-14 |
|---|
| Q4 2013 | CHINA BAK BATTERY INC COMMON STOCK
CUSIP 16936Y209 | — | Cmn | 0 | 9,903 | +9,903 | $0 | $22 | +$22 | 2014-02-14 |
|---|
| Q4 2013 | IVANHOE ENERGY INC
CUSIP 465790301 | — | Cmn | 0 | 33,897 | +33,897 | $0 | $21 | +$21 | 2014-02-14 |
|---|
| Q4 2013 | TIGER MEDIA INC
CUSIP G88685105 | — | Cmn | 0 | 13,710 | +13,710 | $0 | $21 | +$21 | 2014-02-14 |
|---|
| Q4 2013 | VERSO PAPER CORP
CUSIP 92531L108 | — | Cmn | 0 | 32,557 | +32,557 | $0 | $21 | +$21 | 2014-02-14 |
|---|
| Q4 2013 | OXFORD RESOURCE PARTNERS LP
CUSIP 691807101 | — | Cmn | 0 | 17,128 | +17,128 | $0 | $21 | +$21 | 2014-02-14 |
|---|
| Q4 2013 | NINETOWNS DIGITAL WORLD TRADE HLD LTD 1:1 ADR
CUSIP 654407105 | — | Depository Receipt | 0 | 12,149 | +12,149 | $0 | $21 | +$21 | 2014-02-14 |
|---|
| Q4 2013 | NOVABAY PHARMACEUTICALS INC
CUSIP 66987P102 | — | Cmn | 0 | 15,954 | +15,954 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | AUGUSTA RESOURCE CORP COMMON STOCK
CUSIP 050912203 | — | Cmn | 0 | 13,823 | +13,823 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | INTELLIGENT SYSTEM CP CMN STK
CUSIP 45816D100 | — | Cmn | 0 | 11,933 | +11,933 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | TIGERLOGIC CORP
CUSIP 8867EQ101 | — | Cmn | 0 | 10,574 | +10,574 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | TIMBERLINE RESOURCES CORP COMMON STOCK
CUSIP 887133106 | — | Cmn | 0 | 115,304 | +115,304 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | CHINA PRECISION STEEL INC CMN STOCK
CUSIP 16941J205 | — | Cmn | 0 | 14,152 | +14,152 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | PROPHASE LABS INC
CUSIP 74345W108 | — | Cmn | 0 | 12,137 | +12,137 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | SPORT CHALET INC-CLASS A
CUSIP 849163209 | — | Cmn | 0 | 17,973 | +17,973 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | CAS MEDICAL SYSTEMS INC COMMON STOCK
CUSIP 124769209 | — | Cmn | 0 | 11,743 | +11,743 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | LOCAL CORP
CUSIP 53954W104 | — | Cmn | 0 | 12,392 | +12,392 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | DELCATH SYSTEMS INC
CUSIP 24661P104 | — | Cmn | 0 | 80,019 | +80,019 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | LUNA INNOVATIONS INC
CUSIP 550351100 | — | Cmn | 0 | 14,390 | +14,390 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | ADVANCED PHOTONIX INC -CL A CMN STK
CUSIP 00754E107 | — | Cmn | 0 | 27,870 | +27,870 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | NF ENERGY SAVING CORP
CUSIP 629099300 | — | Cmn | 0 | 12,817 | +12,817 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | ALDERON IRON ORE CORP
CUSIP 01434T100 | — | Cmn | 0 | 12,642 | +12,642 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | BIRKS GROUP INC
CUSIP 09088U109 | — | Cmn | 0 | 12,846 | +12,846 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | BLONDER TONGUE LABS INC CMN STOCK
CUSIP 093698108 | — | Cmn | 0 | 20,111 | +20,111 | $0 | $20 | +$20 | 2014-02-14 |
|---|
| Q4 2013 | COSI INC COMMON STOCK
CUSIP 22122P200 | — | Cmn | 0 | 11,376 | +11,376 | $0 | $19 | +$19 | 2014-02-14 |
|---|
| Q4 2013 | CENTRAL FEDERAL CORP CMN STOCK
CUSIP 15346Q202 | — | Cmn | 0 | 14,440 | +14,440 | $0 | $19 | +$19 | 2014-02-14 |
|---|
| Q4 2013 | PROSPECT GLOBAL RESOURCES IN
CUSIP 74348X202 | — | Cmn | 0 | 10,934 | +10,934 | $0 | $19 | +$19 | 2014-02-14 |
|---|
| Q4 2013 | QUALSTAR CORP
CUSIP 74758R109 | — | Cmn | 0 | 16,710 | +16,710 | $0 | $19 | +$19 | 2014-02-14 |
|---|
| Q4 2013 | SUTOR TECHONOLOGY GROUP LTD CMN STK
CUSIP 869362103 | — | Cmn | 0 | 10,186 | +10,186 | $0 | $19 | +$19 | 2014-02-14 |
|---|
| Q4 2013 | GSE SYSTEMS INC CMN STOCK
CUSIP 36227K106 | — | Cmn | 0 | 11,684 | +11,684 | $0 | $19 | +$19 | 2014-02-14 |
|---|
| Q4 2013 | ROBERTS REALTY INVESTORS CMN STOCK
CUSIP 769900101 | — | Cmn | 0 | 19,297 | +19,297 | $0 | $18 | +$18 | 2014-02-14 |
|---|
| Q4 2013 | ISORAY INC COMMON STOCK
CUSIP 46489V104 | — | Cmn | 0 | 35,058 | +35,058 | $0 | $18 | +$18 | 2014-02-14 |
|---|
| Q4 2013 | HOLLYWOOD.COM INC CMN STK
CUSIP 436233100 | — | Cmn | 0 | 12,976 | +12,976 | $0 | $18 | +$18 | 2014-02-14 |
|---|
| Q4 2013 | KID BRANDS INC
CUSIP 49375T100 | — | Cmn | 0 | 17,029 | +17,029 | $0 | $17 | +$17 | 2014-02-14 |
|---|
| Q4 2013 | CONTAINER STORE GROUP INC/TH
CUSIP 210751103 | — | Cmn | 0 | 373 | +373 | $0 | $17 | +$17 | 2014-02-14 |
|---|
| Q4 2013 | ROYAL BANCSHARES PA INC CMN STK
CUSIP 780081105 | — | Cmn | 0 | 11,933 | +11,933 | $0 | $16 | +$16 | 2014-02-14 |
|---|
| Q4 2013 | Point.360
CUSIP 730507100 | — | Cmn | 0 | 31,981 | +31,981 | $0 | $16 | +$16 | 2014-02-14 |
|---|
| Q4 2013 | VILLAGE BANK AND TRUST FINANCI CMN STOCK
CUSIP 92705T101 | — | Cmn | 0 | 11,112 | +11,112 | $0 | $16 | +$16 | 2014-02-14 |
|---|
| Q4 2013 | BROADWAY FINL CORP DEL CMN STOCK
CUSIP 111444105 | — | Cmn | 0 | 17,205 | +17,205 | $0 | $16 | +$16 | 2014-02-14 |
|---|
| Q4 2013 | MAGNEGAS CORP
CUSIP 55939L202 | — | Cmn | 0 | 37,209 | +37,209 | $0 | $16 | +$16 | 2014-02-14 |
|---|
| Q4 2013 | INDIA GLOBALIZATION CAPITAL
CUSIP 45408X308 | United States | Cmn | 0 | 14,956 | +14,956 | $0 | $15 | +$15 | 2014-02-14 |
|---|
| Q4 2013 | RADA ELECTRONIC INDS CMN STK
CUSIP M81863116 | — | Cmn | 0 | 10,150 | +10,150 | $0 | $15 | +$15 | 2014-02-14 |
|---|
| Q4 2013 | FUWEI FILMS HOLDINGS CO LTD
CUSIP G3704F102 | — | Cmn | 0 | 13,627 | +13,627 | $0 | $15 | +$15 | 2014-02-14 |
|---|
| Q4 2013 | CHINA METRO-RURAL HOLDINGS LTD
CUSIP G3163G104 | — | Cmn | 0 | 17,096 | +17,096 | $0 | $15 | +$15 | 2014-02-14 |
|---|
| Q4 2013 | CHINA PHARMA HOLDINGS INC COMMON STOCK
CUSIP 16941T104 | — | Cmn | 0 | 44,032 | +44,032 | $0 | $15 | +$15 | 2014-02-14 |
|---|
| Q4 2013 | ALEXZA PHARMACEUTICALS INC
CUSIP 015384209 | — | Cmn | 0 | 3,252 | +3,252 | $0 | $15 | +$15 | 2014-02-14 |
|---|
| Q4 2013 | GENERAL STEEL HOLDINGS INC CMN STK
CUSIP 370853103 | — | Cmn | 0 | 16,282 | +16,282 | $0 | $15 | +$15 | 2014-02-14 |
|---|
| Q4 2013 | METABOLIX INC COMMON STOCK
CUSIP 591018809 | — | Cmn | 0 | 11,482 | +11,482 | $0 | $14 | +$14 | 2014-02-14 |
|---|
| Q4 2013 | BRIDGELINE DIGITAL INC
CUSIP 10807Q205 | — | Cmn | 0 | 12,110 | +12,110 | $0 | $13 | +$13 | 2014-02-14 |
|---|
| Q4 2013 | HANSEN MEDICAL INC
CUSIP 411307101 | — | Cmn | 0 | 7,396 | +7,396 | $0 | $13 | +$13 | 2014-02-14 |
|---|
| Q4 2013 | POLYMET MINING CORP COMMON STOCK
CUSIP 731916102 | — | Cmn | 0 | 14,108 | +14,108 | $0 | $13 | +$13 | 2014-02-14 |
|---|
| Q4 2013 | STEMCELLS INC CMN STK
CUSIP 85857R204 | — | Cmn | 0 | 10,970 | +10,970 | $0 | $13 | +$13 | 2014-02-14 |
|---|
| Q4 2013 | TIANYIN PHARMACEUTICAL CO IN
CUSIP 88630M104 | — | Cmn | 0 | 14,803 | +14,803 | $0 | $12 | +$12 | 2014-02-14 |
|---|