CITADEL ADVISORS LLC historic quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 17,178 positions, added to 12,820, reduced 12,693 and sold out of 15,630.
- Q3 2017: Stock SPY; Country of operation United States; Class Cmn; Shares before 412,411.
- Q3 2017: Stock IYR; Country of operation United States; Class Cmn; Shares before 1,142,741.
- Q3 2017: Stock EFA; Country of operation United States; Class Cmn; Shares before 1,509,050.
- Q3 2017: Stock GDX; Country of operation United States; Class Cmn; Shares before 3,830,958.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2017 | SPY SPDR S&P 500 ETF TR | United States | Cmn | 412,411 | 14,728 | -397,683 | $99,721 | $3,700 | -$96,021 | 2017-11-09 |
|---|
| Q3 2017 | IYR ISHARES TR | United States | Cmn | 1,142,741 | 20,863 | -1,121,878 | $91,156 | $1,667 | -$89,489 | 2017-11-09 |
|---|
| Q3 2017 | EFA ISHARES TR | United States | Cmn | 1,509,050 | 509,015 | -1,000,035 | $98,390 | $34,857 | -$63,533 | 2017-11-09 |
|---|
| Q3 2017 | GDX VANECK VECTORS ETF TR | United States | Cmn | 3,830,958 | 1,509,787 | -2,321,171 | $84,587 | $34,665 | -$49,922 | 2017-11-09 |
|---|
| Q3 2017 | WISDOMTREE TR CUSIP 97717X701 | — | Cmn | 332,459 | 76,591 | -255,868 | $20,722 | $4,955 | -$15,767 | 2017-11-09 |
|---|
| Q3 2017 | VNQ VANGUARD INDEX FDS | United States | Cmn | 149,259 | 19,105 | -130,154 | $12,423 | $1,587 | -$10,836 | 2017-11-09 |
|---|
| Q3 2017 | VPL VANGUARD INTL EQUITY INDEX F | United States | Cmn | 163,184 | 11,315 | -151,869 | $10,738 | $772 | -$9,966 | 2017-11-09 |
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| Q3 2017 | MCHI ISHARES TR | United States | Cmn | 202,841 | 25,315 | -177,526 | $11,093 | $1,597 | -$9,496 | 2017-11-09 |
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| Q3 2017 | XLY SELECT SECTOR SPDR TR | United States | Cmn | 93,569 | 15,480 | -78,089 | $8,387 | $1,394 | -$6,993 | 2017-11-09 |
|---|
| Q3 2017 | VIGI VANGUARD WHITEHALL FDS INC | United States | Cmn | 149,430 | 54,162 | -95,268 | $9,218 | $3,461 | -$5,757 | 2017-11-09 |
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| Q3 2017 | IEF ISHARES TR | United States | Cmn | 63,702 | 20,928 | -42,774 | $6,792 | $2,229 | -$4,563 | 2017-11-09 |
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| Q3 2017 | DVYE ISHARES INC | United States | Cmn | 110,067 | 8,166 | -101,901 | $4,421 | $339 | -$4,082 | 2017-11-09 |
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| Q3 2017 | TIPZ PIMCO ETF TR | United States | Cmn | 64,048 | 4,878 | -59,170 | $3,696 | $282 | -$3,414 | 2017-11-09 |
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| Q3 2017 | EDIV SPDR INDEX SHS FDS | United States | Cmn | 122,182 | 7,903 | -114,279 | $3,646 | $241 | -$3,405 | 2017-11-09 |
|---|
| Q3 2017 | DBX ETF TR CUSIP 233051853 | — | Cmn | 221,849 | 97,547 | -124,302 | $6,074 | $2,764 | -$3,310 | 2017-11-09 |
|---|
| Q3 2017 | GDXJ VANECK VECTORS ETF TR | United States | Cmn | 331,559 | 233,379 | -98,180 | $11,067 | $7,839 | -$3,228 | 2017-11-09 |
|---|
| Q3 2017 | ISHARES TR CUSIP 46432FBC0 | — | Cmn | 147,424 | 25,596 | -121,828 | $3,867 | $672 | -$3,195 | 2017-11-09 |
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| Q3 2017 | AGZ ISHARES TR | United States | Cmn | 35,246 | 8,472 | -26,774 | $4,007 | $963 | -$3,044 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 46429B408 | United States | Cmn | 107,494 | 26,080 | -81,414 | $3,852 | $964 | -$2,888 | 2017-11-09 |
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| Q3 2017 | VANECK VECTORS ETF TR CUSIP 92189F718 | — | Cmn | 127,953 | 13,601 | -114,352 | $3,172 | $355 | -$2,817 | 2017-11-09 |
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| Q3 2017 | POWERSHARES ETF TR II CUSIP 73937B779 | — | Cmn | 142,219 | 79,866 | -62,353 | $6,361 | $3,657 | -$2,704 | 2017-11-09 |
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| Q3 2017 | ETF SER SOLUTIONS CUSIP 26922A404 | — | Cmn | 145,644 | 36,807 | -108,837 | $3,699 | $999 | -$2,700 | 2017-11-09 |
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| Q3 2017 | PROSHARES TR CUSIP 74347R107 | United States | Cmn | 32,690 | 2,867 | -29,823 | $2,924 | $277 | -$2,647 | 2017-11-09 |
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| Q3 2017 | DVY ISHARES TR | United States | Cmn | 45,405 | 18,267 | -27,138 | $4,187 | $1,711 | -$2,476 | 2017-11-09 |
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| Q3 2017 | FXI ISHARES TR | United States | Cmn | 367,129 | 275,325 | -91,804 | $14,579 | $12,125 | -$2,454 | 2017-11-09 |
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| Q3 2017 | ETF SER SOLUTIONS CUSIP 26922A842 | — | Cmn | 88,604 | 11,914 | -76,690 | $2,793 | $353 | -$2,440 | 2017-11-09 |
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| Q3 2017 | ISHARES INC CUSIP 464286426 | United States | Cmn | 63,188 | 23,883 | -39,305 | $4,095 | $1,662 | -$2,433 | 2017-11-09 |
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| Q3 2017 | VV VANGUARD INDEX FDS | United States | Cmn | 23,753 | 1,847 | -21,906 | $2,637 | $213 | -$2,424 | 2017-11-09 |
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| Q3 2017 | EWC ISHARES INC | United States | Cmn | 223,350 | 123,444 | -99,906 | $5,977 | $3,572 | -$2,405 | 2017-11-09 |
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| Q3 2017 | XLP SELECT SECTOR SPDR TR | United States | Cmn | 74,039 | 32,969 | -41,070 | $4,068 | $1,780 | -$2,288 | 2017-11-09 |
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| Q3 2017 | FIRST TR EXCHANGE TRADED FD CUSIP 33734X200 | — | Cmn | 104,065 | 23,567 | -80,498 | $2,601 | $608 | -$1,993 | 2017-11-09 |
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| Q3 2017 | ISHARES INC CUSIP 464286145 | — | Cmn | 75,134 | 7,678 | -67,456 | $2,147 | $241 | -$1,906 | 2017-11-09 |
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| Q3 2017 | DIA SPDR DOW JONES INDL AVRG ETF | United States | Cmn | 22,997 | 13,446 | -9,551 | $4,904 | $3,009 | -$1,895 | 2017-11-09 |
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| Q3 2017 | DON WISDOMTREE TR | United States | Cmn | 25,414 | 6,080 | -19,334 | $2,484 | $608 | -$1,876 | 2017-11-09 |
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| Q3 2017 | GVAL CAMBRIA ETF TR | United States | Cmn | 126,921 | 45,334 | -81,587 | $2,995 | $1,144 | -$1,851 | 2017-11-09 |
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| Q3 2017 | REM ISHARES TR | United States | Cmn | 62,091 | 25,029 | -37,062 | $2,880 | $1,172 | -$1,708 | 2017-11-09 |
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| Q3 2017 | FDN FIRST TR EXCHANGE TRADED FD | United States | Cmn | 53,317 | 33,073 | -20,244 | $5,051 | $3,385 | -$1,666 | 2017-11-09 |
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| Q3 2017 | VANECK VECTORS ETF TR CUSIP 92189F403 | — | Cmn | 258,369 | 149,127 | -109,242 | $4,953 | $3,324 | -$1,629 | 2017-11-09 |
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| Q3 2017 | ALPS ETF TR CUSIP 00162Q106 | — | Cmn | 43,234 | 7,016 | -36,218 | $1,906 | $310 | -$1,596 | 2017-11-09 |
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| Q3 2017 | FIRST TR EXCHANGE TRADED FD CUSIP 33734X101 | — | Cmn | 61,486 | 18,660 | -42,826 | $2,275 | $717 | -$1,558 | 2017-11-09 |
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| Q3 2017 | GLOBAL X FDS CUSIP 37950E416 | — | Cmn | 161,730 | 99,295 | -62,435 | $4,566 | $3,119 | -$1,447 | 2017-11-09 |
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| Q3 2017 | FEM FIRST TR EXCH TRD ALPHA FD I | United States | Cmn | 167,704 | 90,947 | -76,757 | $3,931 | $2,489 | -$1,442 | 2017-11-09 |
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| Q3 2017 | EWA ISHARES INC | United States | Cmn | 81,441 | 15,239 | -66,202 | $1,766 | $342 | -$1,424 | 2017-11-09 |
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| Q3 2017 | VYMI VANGUARD WHITEHALL FDS INC | United States | Cmn | 127,108 | 99,541 | -27,567 | $7,952 | $6,539 | -$1,413 | 2017-11-09 |
|---|
| Q3 2017 | POWERSHARES ETF TRUST CUSIP 73935X286 | — | Cmn | 47,529 | 21,404 | -26,125 | $2,551 | $1,190 | -$1,361 | 2017-11-09 |
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| Q3 2017 | SPXL DIREXION SHS ETF TR | United States | Cmn | 90,844 | 46,201 | -44,643 | $3,101 | $1,766 | -$1,335 | 2017-11-09 |
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| Q3 2017 | MDY SPDR S&P MIDCAP 400 ETF TR | United States | Cmn | 32,027 | 27,082 | -4,945 | $10,172 | $8,838 | -$1,334 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 46432FAW7 | — | Cmn | 90,179 | 38,279 | -51,900 | $2,309 | $981 | -$1,328 | 2017-11-09 |
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| Q3 2017 | POWERSHARES ETF TR II CUSIP 73937B670 | — | Cmn | 116,027 | 37,875 | -78,152 | $2,068 | $753 | -$1,315 | 2017-11-09 |
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| Q3 2017 | PROSHARES TR CUSIP 74347R305 | — | Cmn | 15,021 | 1,900 | -13,121 | $1,469 | $205 | -$1,264 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 46434V704 | — | Cmn | 94,333 | 53,882 | -40,451 | $2,640 | $1,535 | -$1,105 | 2017-11-09 |
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| Q3 2017 | POWERSHARES ETF TRUST II CUSIP 73936Q769 | — | Cmn | 179,240 | 133,820 | -45,420 | $4,148 | $3,099 | -$1,049 | 2017-11-09 |
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| Q3 2017 | INDA ISHARES TR | United States | Cmn | 236,075 | 199,044 | -37,031 | $7,578 | $6,539 | -$1,039 | 2017-11-09 |
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| Q3 2017 | FIRST TR EXCHANGE TRADED FD CUSIP 33734X184 | — | Cmn | 47,623 | 9,871 | -37,752 | $1,294 | $267 | -$1,027 | 2017-11-09 |
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| Q3 2017 | SPDR INDEX SHS FDS CUSIP 78463X475 | — | Cmn | 55,458 | 39,483 | -15,975 | $3,983 | $2,978 | -$1,005 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 46434V647 | United States | Cmn | 62,287 | 25,097 | -37,190 | $1,586 | $642 | -$944 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 464288265 | — | Cmn | 26,169 | 10,431 | -15,738 | $1,563 | $651 | -$912 | 2017-11-09 |
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| Q3 2017 | WISDOMTREE TR CUSIP 97717W281 | — | Cmn | 130,508 | 103,617 | -26,891 | $5,971 | $5,080 | -$891 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 464287788 | United States | Cmn | 69,596 | 58,901 | -10,695 | $7,483 | $6,604 | -$879 | 2017-11-09 |
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| Q3 2017 | VANECK VECTORS ETF TR CUSIP 92189F700 | United States | Cmn | 22,591 | 6,290 | -16,301 | $1,243 | $371 | -$872 | 2017-11-09 |
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| Q3 2017 | ISHARES INC CUSIP 464286814 | — | Cmn | 49,747 | 19,002 | -30,745 | $1,439 | $596 | -$843 | 2017-11-09 |
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| Q3 2017 | WISDOMTREE TR CUSIP 97717W208 | — | Cmn | 23,645 | 11,195 | -12,450 | $1,616 | $783 | -$833 | 2017-11-09 |
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| Q3 2017 | KRE SPDR SERIES TRUST | United States | Cmn | 115,782 | 97,932 | -17,850 | $6,362 | $5,559 | -$803 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 464287713 | United States | Cmn | 61,902 | 40,541 | -21,361 | $1,997 | $1,233 | -$764 | 2017-11-09 |
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| Q3 2017 | FXN FIRST TR EXCHANGE TRADED FD | United States | Cmn | 73,002 | 16,745 | -56,257 | $972 | $240 | -$732 | 2017-11-09 |
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| Q3 2017 | IWS ISHARES TR | United States | Cmn | 34,461 | 26,059 | -8,402 | $2,898 | $2,213 | -$685 | 2017-11-09 |
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| Q3 2017 | GLOBAL X FDS CUSIP 37950E366 | — | Cmn | 151,504 | 90,865 | -60,639 | $1,532 | $860 | -$672 | 2017-11-09 |
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| Q3 2017 | ALPS ETF TR CUSIP 00162Q866 | — | Cmn | 209,048 | 167,848 | -41,200 | $2,500 | $1,883 | -$617 | 2017-11-09 |
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| Q3 2017 | POWERSHARES ETF TRUST CUSIP 73935X278 | — | Cmn | 26,478 | 10,227 | -16,251 | $1,020 | $422 | -$598 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 464288778 | — | Cmn | 25,043 | 11,771 | -13,272 | $1,141 | $556 | -$585 | 2017-11-09 |
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| Q3 2017 | IYE ISHARES TR | United States | Cmn | 59,416 | 40,800 | -18,616 | $2,109 | $1,527 | -$582 | 2017-11-09 |
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| Q3 2017 | ISHARES CUSIP 464289131 | — | Cmn | 66,256 | 17,929 | -48,327 | $848 | $304 | -$544 | 2017-11-09 |
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| Q3 2017 | WISDOMTREE TR CUSIP 97717W364 | — | Cmn | 21,139 | 9,341 | -11,798 | $915 | $404 | -$511 | 2017-11-09 |
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| Q3 2017 | ICF ISHARES TR | United States | Cmn | 11,864 | 6,982 | -4,882 | $1,200 | $703 | -$497 | 2017-11-09 |
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| Q3 2017 | PROSHARES TR II CUSIP 74347W882 | — | Cmn | 76,887 | 59,737 | -17,150 | $1,778 | $1,295 | -$483 | 2017-11-09 |
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| Q3 2017 | FIRST TR LRGE CP CORE ALPHA CUSIP 33734K109 | — | Cmn | 14,782 | 5,576 | -9,206 | $786 | $306 | -$480 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 46435G417 | — | Cmn | 14,615 | 6,945 | -7,670 | $724 | $345 | -$379 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 464287382 | — | Cmn | 16,006 | 9,260 | -6,746 | $933 | $559 | -$374 | 2017-11-09 |
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| Q3 2017 | COLUMBIA ETF TR II CUSIP 19762B806 | — | Cmn | 65,114 | 35,168 | -29,946 | $863 | $497 | -$366 | 2017-11-09 |
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| Q3 2017 | DFJ WISDOMTREE TR | United States | Cmn | 11,231 | 5,645 | -5,586 | $787 | $423 | -$364 | 2017-11-09 |
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| Q3 2017 | DIREXION SHS ETF TR CUSIP 25459Y454 | — | Cmn | 62,786 | 44,923 | -17,863 | $850 | $489 | -$361 | 2017-11-09 |
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| Q3 2017 | PROSHARES TR II CUSIP 74347W668 | — | Cmn | 22,438 | 18,309 | -4,129 | $970 | $618 | -$352 | 2017-11-09 |
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| Q3 2017 | DIREXION SHS ETF TR CUSIP 25459W102 | — | Cmn | 16,982 | 9,738 | -7,244 | $1,221 | $872 | -$349 | 2017-11-09 |
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| Q3 2017 | VXUS VANGUARD STAR FD | United States | Cmn | 24,188 | 16,647 | -7,541 | $1,257 | $911 | -$346 | 2017-11-09 |
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| Q3 2017 | ISHARES TR CUSIP 46432FAG2 | — | Cmn | 41,322 | 27,549 | -13,773 | $1,019 | $679 | -$340 | 2017-11-09 |
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| Q3 2017 | SPDR SERIES TRUST CUSIP 78464A748 | — | Cmn | 48,474 | 25,016 | -23,458 | $750 | $415 | -$335 | 2017-11-09 |
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| Q3 2017 | FIRST TR EXCHANGE TRADED FD CUSIP 33738R605 | — | Cmn | 34,524 | 20,054 | -14,470 | $858 | $525 | -$333 | 2017-11-09 |
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| Q3 2017 | PRINCIPAL EXCHANGE TRADED FD CUSIP 74255Y607 | United States | Cmn | 27,834 | 15,941 | -11,893 | $812 | $482 | -$330 | 2017-11-09 |
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| Q3 2017 | VIRTUS ETF TR II CUSIP 92790A207 | — | Cmn | 19,304 | 9,525 | -9,779 | $484 | $239 | -$245 | 2017-11-09 |
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| Q3 2017 | PROSHARES TR CUSIP 74348A152 | — | Cmn | 26,178 | 24,707 | -1,471 | $1,134 | $890 | -$244 | 2017-11-09 |
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| Q3 2017 | PROSHARES TR CUSIP 74347B540 | — | Cmn | 20,132 | 14,080 | -6,052 | $813 | $584 | -$229 | 2017-11-09 |
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| Q3 2017 | GLOBAL X FDS CUSIP 37950E606 | — | Cmn | 86,399 | 65,929 | -20,470 | $1,331 | $1,117 | -$214 | 2017-11-09 |
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| Q3 2017 | VANECK VECTORS ETF TR CUSIP 92189F825 | — | Cmn | 47,611 | 28,786 | -18,825 | $924 | $712 | -$212 | 2017-11-09 |
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| Q3 2017 | SPTS SPDR SER TR | United States | Cmn | 15,062 | 8,418 | -6,644 | $454 | $254 | -$200 | 2017-11-09 |
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| Q3 2017 | INDEXIQ ETF TR CUSIP 45409B602 | — | Cmn | 32,783 | 25,394 | -7,389 | $895 | $697 | -$198 | 2017-11-09 |
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| Q3 2017 | PROSHARES TR CUSIP 74348A525 | — | Cmn | 12,592 | 9,914 | -2,678 | $610 | $419 | -$191 | 2017-11-09 |
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| Q3 2017 | DIREXION SHS ETF TR CUSIP 25459W458 | United States | Cmn | 6,289 | 6,089 | -200 | $513 | $702 | +$189 | 2017-11-09 |
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| Q3 2017 | FIRST TR STOXX EURO DIV FD CUSIP 33735T109 | — | Cmn | 85,767 | 69,276 | -16,491 | $1,121 | $945 | -$176 | 2017-11-09 |
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| Q3 2017 | DIREXION SHS ETF TR CUSIP 25490K836 | — | Cmn | 33,137 | 24,273 | -8,864 | $352 | $183 | -$169 | 2017-11-09 |
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| Q3 2017 | GLOBAL X FDS CUSIP 37950E135 | — | Cmn | 19,909 | 13,233 | -6,676 | $500 | $331 | -$169 | 2017-11-09 |
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