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Citadel Advisors LLC Historic Quarter Change: USA ETF, Reduced, 2016 Q4, Page 2

CITADEL ADVISORS LLC historic quarter change: USA ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 17,178 positions, added to 12,820, reduced 12,693 and sold out of 15,630.

  • Q4 2016: Stock ISHARES TR; Country of operation —; Class Cmn; Shares before 36,158.
  • Q4 2016: Stock ISHARES TR; Country of operation —; Class Cmn; Shares before 19,529.
  • Q4 2016: Stock ISHARES TR; Country of operation —; Class Cmn; Shares before 39,951.
  • Q4 2016: Stock POWERSHARES ETF TR II; Country of operation —; Class Cmn; Shares before 32,461.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2016ISHARES TR
CUSIP 46432FAK3
—Cmn36,15824,713-11,445$901$608-$2932017-02-10
Q4 2016ISHARES TR
CUSIP 46429B564
—Cmn19,5299,632-9,897$501$244-$2572017-02-10
Q4 2016ISHARES TR
CUSIP 464287382
—Cmn39,95136,388-3,563$2,171$1,929-$2422017-02-10
Q4 2016POWERSHARES ETF TR II
CUSIP 73936T524
—Cmn32,46127,815-4,646$1,128$888-$2402017-02-10
Q4 2016ISHARES TR
CUSIP 464288562
United StatesCmn23,56521,234-2,331$1,544$1,317-$2272017-02-10
Q4 2016ISHARES TR
CUSIP 46434VBK5
—Cmn28,59120,184-8,407$724$499-$2252017-02-10
Q4 2016ISHARES TR
CUSIP 464288851
—Cmn107,47397,746-9,727$6,611$6,396-$2152017-02-10
Q4 2016FIRST TR EXCHANGE TRADED FD
CUSIP 33734X838
—Cmn33,27012,978-20,292$354$150-$2042017-02-10
Q4 2016ISHARES TR
CUSIP 464287788
United StatesCmn79,20168,245-10,956$7,128$6,924-$2042017-02-10
Q4 2016FIRST TR EXCHANGE TRADED FD
CUSIP 33734X135
—Cmn36,14225,104-11,038$878$679-$1992017-02-10
Q4 2016AGGY
WISDOMTREE TR
United StatesCmn19,47116,627-2,844$1,012$824-$1882017-02-10
Q4 2016IYE
ISHARES TR
United StatesCmn25,83619,800-6,036$1,008$822-$1862017-02-10
Q4 2016ISHARES TR
CUSIP 464287838
United StatesCmn43,82743,688-139$3,461$3,633+$1722017-02-10
Q4 2016ISHARES
CUSIP 464286756
United StatesCmn58,84953,690-5,159$1,711$1,543-$1682017-02-10
Q4 2016SYLD
CAMBRIA ETF TR
United StatesCmn26,51119,435-7,076$797$632-$1652017-02-10
Q4 2016SPDR SER TR
CUSIP 78468R606
—Cmn25,92620,637-5,289$691$534-$1572017-02-10
Q4 2016PROSHARES TR
CUSIP 74347X823
—Cmn7,6264,482-3,144$569$425-$1442017-02-10
Q4 2016POWERSHARES ETF TRUST
CUSIP 73935X708
—Cmn16,30911,288-5,021$513$381-$1322017-02-10
Q4 2016XSD
SPDR SERIES TRUST
United StatesCmn12,91710,230-2,687$687$574-$1132017-02-10
Q4 2016FIRST TR EXCHANGE TRADED FD
CUSIP 33734X200
—Cmn28,77024,744-4,026$676$577-$992017-02-10
Q4 2016SCHR
SCHWAB STRATEGIC TR
United StatesCmn7,1295,618-1,511$396$300-$962017-02-10
Q4 2016ISHARES TR
CUSIP 46432FAG2
—Cmn11,9408,486-3,454$296$209-$872017-02-10
Q4 2016SPDR INDEX SHS FDS
CUSIP 78463X558
—Cmn20,23613,606-6,630$362$277-$852017-02-10
Q4 2016DIREXION SHS ETF TR
CUSIP 25459Y371
—Cmn55,77655,615-161$685$601-$842017-02-10
Q4 2016FDN
FIRST TR EXCHANGE TRADED FD
United StatesCmn39,71539,558-157$3,239$3,158-$812017-02-10
Q4 2016PROSHARES TR
CUSIP 74348A343
—Cmn9,4968,459-1,037$283$219-$642017-02-10
Q4 2016IJK
ISHARES TR
United StatesCmn25,16124,444-717$4,396$4,454+$582017-02-10
Q4 2016VANECK VECTORS ETF TR
CUSIP 92189F825
—Cmn36,51435,690-824$619$567-$522017-02-10
Q4 2016PROSHARES TR
CUSIP 74347R768
—Cmn8,6387,576-1,062$336$290-$462017-02-10
Q4 2016DIREXION SHS ETF TR
CUSIP 25459W102
—Cmn7,1716,117-1,054$348$305-$432017-02-10
Q4 2016FIRST TR EXCH TRD ALPHA FD I
CUSIP 33737J406
—Cmn9,3138,482-831$325$283-$422017-02-10
Q4 2016USMV
ISHARES TR
United StatesCmn85,77885,349-429$3,897$3,859-$382017-02-10
Q4 2016PROSHARES TR
CUSIP 74347X880
—Cmn4,4234,389-34$240$204-$362017-02-10
Q4 2016GLOBAL X FDS
CUSIP 37950E143
—Cmn36,30635,044-1,262$895$865-$302017-02-10
Q4 2016DIREXION SHS ETF TR
CUSIP 25490K141
—Cmn19,18812,720-6,468$460$446-$142017-02-10
Q4 2016FIRST TR EXCNGE TRD ALPHADEX
CUSIP 33737M508
—Cmn12,03212,005-27$327$339+$122017-02-10
Q4 2016POWERSHARES EXCHANGE TRADED
CUSIP 739371102
—Cmn30,88030,795-85$1,044$1,034-$102017-02-10
Q4 2016FIRST TR EXCH TRD ALPHA FD I
CUSIP 33737J125
—Cmn38,21937,354-865$694$695+$12017-02-10