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Citadel Advisors LLC Historic Quarter Change: USA ETF, New, 2016 Q1, Page 2

CITADEL ADVISORS LLC historic quarter change: USA ETF, New

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 17,178 positions, added to 12,820, reduced 12,693 and sold out of 15,630.

  • Q1 2016: Stock FIRST TRUST HONG KONG ALPHADEX FUND; Country of operation —; Class Cmn; Shares before 0.
  • Q1 2016: Stock SPYM; Country of operation United States; Class Cmn; Shares before 0.
  • Q1 2016: Stock WISDOMTREE EMERGING MARKETS QU; Country of operation —; Class Cmn; Shares before 0.
  • Q1 2016: Stock NOBL; Country of operation United States; Class Cmn; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2016FIRST TRUST HONG KONG ALPHADEX FUND
CUSIP 33737J240
—Cmn012,890+12,890$0$407+$4072016-05-13
Q1 2016SPYM
SPDR RUSSELL 1000 ETF
United StatesCmn04,130+4,130$0$398+$3982016-05-13
Q1 2016WISDOMTREE EMERGING MARKETS QU
CUSIP 97717W323
—Cmn018,534+18,534$0$393+$3932016-05-13
Q1 2016NOBL
PROSHARES S&P 500 DIVIDEND ARI
United StatesCmn07,423+7,423$0$388+$3882016-05-13
Q1 2016FIRST TRUST CLOUD COMPUTING
CUSIP 33734X192
United StatesCmn012,919+12,919$0$382+$3822016-05-13
Q1 2016ISHARES MORNINGSTAR MULTI-ASSE
CUSIP 46432F875
—Cmn015,789+15,789$0$380+$3802016-05-13
Q1 2016FIRST TRUST INDXX GLOBAL AGRIC
CUSIP 33734X820
—Cmn090,452+90,452$0$370+$3702016-05-13
Q1 2016IWX
ISHARES RUSSELL TOP 200 VALUE
United StatesCmn08,809+8,809$0$366+$3662016-05-13
Q1 2016SPDR MSCI EAFE QUALITY MIX
CUSIP 78463X434
—Cmn06,518+6,518$0$354+$3542016-05-13
Q1 2016PROSHARES LARGE CAP CORE PLUS
CUSIP 74347R248
—Cmn06,816+6,816$0$345+$3452016-05-13
Q1 2016SPDR S&P INTL FINANCIAL SECT
CUSIP 78463X699
—Cmn018,064+18,064$0$327+$3272016-05-13
Q1 2016VXUS
VANGUARD TOTAL INTL STOCK ET
United StatesCmn06,987+6,987$0$314+$3142016-05-13
Q1 2016FCA
FIRST TRUST CHINA
United StatesCmn015,327+15,327$0$298+$2982016-05-13
Q1 2016SPDR SSGA MULTI-ASSET REAL RETURN ETF
CUSIP 78467V103
—Cmn012,780+12,780$0$297+$2972016-05-13
Q1 2016FDT
FIRST TRUST DEVELP MKT EX-US
United StatesCmn06,262+6,262$0$291+$2912016-05-13
Q1 2016SPDR S&P1500 MOMENTUM TILT
CUSIP 78468R705
—Cmn03,141+3,141$0$277+$2772016-05-13
Q1 2016DIREXION DAILY ENERGY BUL 3X
CUSIP 25459W888
—Cmn011,472+11,472$0$270+$2702016-05-13
Q1 2016AGZ
ISHARES AGENCY BOND ETF
United StatesCmn02,301+2,301$0$264+$2642016-05-13
Q1 2016SPTL
SPDR BARCLAYS LONG TERM TREASURY ETF
United StatesCmn03,361+3,361$0$253+$2532016-05-13
Q1 2016ISHARES MSCI KOKUSAI ETF
CUSIP 464288265
—Cmn04,614+4,614$0$239+$2392016-05-13
Q1 2016DXJ
WISDOMTREE JAPAN HEDGED EQUITY
United StatesCmn05,457+5,457$0$239+$2392016-05-13
Q1 2016GLOBAL X NASDAQ CHINA TECHNOLO
CUSIP 37950E804
—Cmn011,029+11,029$0$235+$2352016-05-13
Q1 2016IEUR
ISHARES CORE MSCI EUROPE
United StatesCmn05,654+5,654$0$232+$2322016-05-13
Q1 2016SPDR S&P INT TECHNOLOGY SECT
CUSIP 78463X657
—Cmn07,255+7,255$0$226+$2262016-05-13
Q1 2016FIRST TRUST MID CAP GROWTH
CUSIP 33737M102
—Cmn07,530+7,530$0$218+$2182016-05-13
Q1 2016FIRST TRUST NASDAQ SMARTPHONE
CUSIP 33737K106
—Cmn05,685+5,685$0$206+$2062016-05-13
Q1 2016SPDR S&P INTL ENERGY SECTOR
CUSIP 78463X715
—Cmn012,210+12,210$0$197+$1972016-05-13
Q1 2016ICLN
/ISHARES GLOBAL CLEAN ENERGY E
United StatesCmn018,215+18,215$0$172+$1722016-05-13
Q1 2016ISHARES MSCI MALAYSIA ETF
CUSIP 464286830
—Cmn016,801+16,801$0$150+$1502016-05-13
Q1 2016GLOBAL X FTSE PORTUGAL 20 ET
CUSIP 37950E192
—Cmn014,170+14,170$0$144+$1442016-05-13
Q1 2016GLOBAL X CHINA ENERGY ETF
CUSIP 37950E507
—Cmn013,682+13,682$0$139+$1392016-05-13
Q1 2016WISDOMTREE GLOBAL NATURAL RESO
CUSIP 97717W711
—Cmn010,536+10,536$0$123+$1232016-05-13
Q1 2016ISHARES MSCI GLOBAL GOLD MINER
CUSIP 464286335
—Cmn011,129+11,129$0$95+$952016-05-13
Q1 2016GLOBAL X BRAZIL MID CAP ETF
CUSIP 37950E788
—Cmn011,879+11,879$0$89+$892016-05-13