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Citadel Advisors LLC Historic Quarter Change: USA ETF, Added, 2023 Q4, Page 5

CITADEL ADVISORS LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 17,178 positions, added to 12,820, reduced 12,693 and sold out of 15,630.

  • Q4 2023: Stock PACER FDS TR; Country of operation —; Class TRENDPILOT EUR; Shares before 19,420.
  • Q4 2023: Stock ALPS ETF TR; Country of operation —; Class RIVERFRONT DYM; Shares before 27,328.
  • Q4 2023: Stock PROSHARES TR; Country of operation —; Class ULTSHT MIDCAP400; Shares before 22,842.
  • Q4 2023: Stock ISHARES TR; Country of operation —; Class MSCI CHINA A; Shares before 18,188.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2023PACER FDS TR
CUSIP 69374H808
—TRENDPILOT EUR19,42021,791+2,371$480,497$542,378+$61,8812024-02-14
Q4 2023ALPS ETF TR
CUSIP 00162Q536
—RIVERFRONT DYM27,32828,571+1,243$585,502$645,782+$60,2802024-02-14
Q4 2023PROSHARES TR
CUSIP 74347G580
—ULTSHT MIDCAP40022,84224,057+1,215$360,527$302,413-$58,1142024-02-14
Q4 2023ISHARES TR
CUSIP 46434V514
—MSCI CHINA A18,18822,084+3,896$513,538$570,209+$56,6712024-02-14
Q4 2023ISHARES TR
CUSIP 464288323
—NEW YORK MUN ETF8,6589,184+526$441,818$496,763+$54,9452024-02-14
Q4 2023ARROW ETF TR
CUSIP 04273H104
—ARROW DJ GLB YLD31,93733,478+1,541$395,236$446,931+$51,6952024-02-14
Q4 2023INVESCO ACTIVELY MANAGED ETF
CUSIP 46090A788
—REAL ASSETS ESG20,36521,393+1,028$252,764$303,169+$50,4052024-02-14
Q4 2023SIMPLIFY EXCHANGE TRADED FUN
CUSIP 82889N798
—INTMD TERM TRSRY13,20014,834+1,634$167,772$210,791+$43,0192024-02-14
Q4 2023PROSHARES TR
CUSIP 74347B557
—SP500 EX TECH4,3194,510+191$306,489$349,029+$42,5402024-02-14
Q4 2023VANECK ETF TRUST
CUSIP 92189H755
—DYNAMIC HIGH INM8,7959,868+1,073$222,251$262,623+$40,3722024-02-14
Q4 2023WISDOMTREE TR
CUSIP 97717Y592
—BATTERY VL CHAIN21,93222,262+330$640,818$676,647+$35,8292024-02-14
Q4 2023FIRST TR EXCHNG TRADED FD VI
CUSIP 33740F466
—FT CBOE VEST U S19,04519,050+5$387,185$419,412+$32,2272024-02-14
Q4 2023TRIMTABS ETF TR
CUSIP 89628W609
—DONOGHUE FRLNS18,94919,541+592$381,974$410,556+$28,5822024-02-14
Q4 2023FIRST TR EXCHANGE-TRADED FD
CUSIP 33738R845
—NASDQ OIL GAS8,2889,766+1,478$248,972$276,358+$27,3862024-02-14
Q4 2023TWO RDS SHARED TR
CUSIP 90214Q766
—ANFIELD UNVL ETF40,28242,453+2,171$358,510$383,775+$25,2652024-02-14
Q4 2023GLOBAL X FDS
CUSIP 37954Y251
—CHINA BIOTECHINV24,23024,314+84$183,179$196,943+$13,7642024-02-14
Q4 2023TIDAL TR II
CUSIP 88636J840
—DEFIANCE OPTN IN24,31026,295+1,985$477,935$464,896-$13,0392024-02-14
Q4 2023SLVP
ISHARES INC
United StatesMSCI GLB SLV&MTL1,9462,731+785$16,677$27,802+$11,1252024-02-14
Q4 2023CAMBRIA ETF TR
CUSIP 132061508
—GLB MOMENT ETF10,12610,293+167$272,873$282,956+$10,0832024-02-14
Q4 2023PROSHARES TR
CUSIP 74347R313
—PSHS ULSHT 7-10Y14,53515,881+1,346$359,160$351,923-$7,2372024-02-14
Q4 2023TIDAL ETF TR
CUSIP 886364637
United StatesFOLIOBEYOND ALTE13,69514,814+1,119$457,386$463,678+$6,2922024-02-14
Q4 2023J P MORGAN EXCHANGE TRADED F
CUSIP 46654Q823
—BETABUILDERS US5,8995,909+10$573,494$578,846+$5,3522024-02-14
Q4 2023FIRST TR EXCHANGE-TRADED FD
CUSIP 33739Q804
—ENERGY INM PARTN10,02910,114+85$211,601$215,226+$3,6252024-02-14
Q4 2023PAAA
PGIM ETF TR
United StatesAAA CLO ETF20,89520,909+14$1,054,362$1,056,741+$2,3792024-02-14
Q4 2023ISHARES U S ETF TR
CUSIP 46431W531
—INT RATE HGD U S34,11434,118+4$876,048$878,027+$1,9792024-02-14
Q4 2023ETF SER SOLUTIONS
CUSIP 26922B543
—LHA RISK MANAGE13,33513,366+31$334,375$335,442+$1,0672024-02-14

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