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CITADEL ADVISORS LLC Historic Quarter Change: USA ETF, Added, 2020 Q4, Page 4

CITADEL ADVISORS LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 17,178 positions, added to 12,820, reduced 12,693 and sold out of 15,630.

  • Q4 2020: Stock FRANKLIN TEMPLETON ETF TR; Country of operation —; Class LIBERTYQ GBL; Shares before 10,601.
  • Q4 2020: Stock PROSHARES TR; Country of operation —; Class PRIV EQTY-LSTD; Shares before 18,837.
  • Q4 2020: Stock FIRST TR EXCHANGE-TRADED FD; Country of operation —; Class NASD TECH DIV; Shares before 21,290.
  • Q4 2020: Stock FIRST TR DOW JONES SELECT MI; Country of operation —; Class COM SHS ANNUAL; Shares before 14,137.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2020FRANKLIN TEMPLETON ETF TR
CUSIP 35473P306
LIBERTYQ GBL10,60116,996+6,395$295$535+$2402021-02-16
Q4 2020PROSHARES TR
CUSIP 74348A533
PRIV EQTY-LSTD18,83723,197+4,360$504$742+$2382021-02-16
Q4 2020FIRST TR EXCHANGE-TRADED FD
CUSIP 33738R118
NASD TECH DIV21,29023,468+2,178$932$1,159+$2272021-02-16
Q4 2020FIRST TR DOW JONES SELECT MI
CUSIP 33718M105
COM SHS ANNUAL14,13715,743+1,606$530$754+$2242021-02-16
Q4 2020FRANKLIN TEMPLETON ETF TR
CUSIP 35473P876
LIBERTYQ US SML29,65730,870+1,213$762$983+$2212021-02-16
Q4 2020PIMCO ETF TR
CUSIP 72201R643
ENHANCD SHORT19,61221,790+2,178$1,979$2,195+$2162021-02-16
Q4 2020PROSHARES TR
CUSIP 74347B839
MSCI EAFE DIVD6,10110,429+4,328$241$454+$2132021-02-16
Q4 2020FIRST TR EXCHANGE-TRADED FD
CUSIP 33733E708
ETF23,29024,083+793$776$979+$2032021-02-16
Q4 2020PROSHARES TR II
CUSIP 74347W130
SHT VIX ST TRM11,15214,259+3,107$396$591+$1952021-02-16
Q4 2020GOLDMAN SACHS ETF TR
CUSIP 381430230
ACES ULTRA SHR9,76713,532+3,765$496$687+$1912021-02-16
Q4 2020PROCURE ETF TRUST II
CUSIP 74280R205
SPACE ETF23,01526,430+3,415$483$673+$1902021-02-16
Q4 2020PACER FDS TR
CUSIP 69374H675
TRENDPILOT FD20,87025,058+4,188$525$703+$1782021-02-16
Q4 2020WISDOMTREE TR
CUSIP 97717W448
GERMANY HEDEQ FD34,46837,301+2,833$988$1,159+$1712021-02-16
Q4 2020ALPS ETF TR
CUSIP 00162Q668
EM SECT DIV DG13,84618,294+4,448$255$416+$1612021-02-16
Q4 2020INVESCO EXCHANGE TRADED FD T
CUSIP 46137V399
United StatesS&P500 BUY WRT11,92518,814+6,889$228$386+$1582021-02-16
Q4 2020SPDR SER TR
CUSIP 78468R762
RUSSELL MOMENTUM3,9165,162+1,246$286$439+$1532021-02-16
Q4 2020DIREXION SHS ETF TR
CUSIP 25460G658
DLY S&P OIL GAS56,003144,293+88,290$3,978$3,832-$1462021-02-16
Q4 2020ISHARES TR
CUSIP 46434VAX8
IBONDS DEC23 ETF137,952142,967+5,015$3,618$3,756+$1382021-02-16
Q4 2020PACER FDS TR
CUSIP 69374H626
CSOP FTSE CHINA34,61534,976+361$670$803+$1332021-02-16
Q4 2020GLOBAL X FDS
CUSIP 37950E804
MSCI CHINA COMMU35,18239,198+4,016$924$1,053+$1292021-02-16
Q4 2020GLOBAL X FDS
CUSIP 37954Y319
United StatesMSCI GREECE ETF14,26216,259+1,997$285$414+$1292021-02-16
Q4 2020DBX ETF TR
CUSIP 233051150
XTRCKR MSCI US34,44934,790+341$1,057$1,186+$1292021-02-16
Q4 2020INVESCO EXCH TRADED FD TR II
CUSIP 46138E495
PURBTA 0 5 YR8,20613,012+4,806$212$337+$1252021-02-16
Q4 2020PROSHARES TR
CUSIP 74347R685
PSHS ULTRA UTIL6,5307,897+1,367$328$450+$1222021-02-16
Q4 2020INDEXIQ ETF TR
CUSIP 45409B560
United StatesHDGD FTSE INTL33,77034,490+720$672$782+$1102021-02-16
Q4 2020FIRST TR EXCHANGE TRADED FD
CUSIP 33734X812
INDXX GLOBAL AGR19,74020,425+685$430$539+$1092021-02-16
Q4 2020PACER FDS TR
CUSIP 69374H873
DEVELOPED MRKT14,65315,607+954$340$446+$1062021-02-16
Q4 2020SPDR SER TR
CUSIP 78468R531
S&P 500 ESG ETF13,26315,024+1,761$419$524+$1052021-02-16
Q4 2020INDEXIQ ETF TR
CUSIP 45409B305
LNG SHT TRACK32,59834,048+1,450$777$874+$972021-02-16
Q4 2020PROSHARES TR
CUSIP 74347R776
PSHS ULT BASMATL3,9874,261+274$222$310+$882021-02-16
Q4 2020FIRST TR EXCH TRD ALPHDX FD
CUSIP 33737J406
EX US SML CP8,6089,223+615$314$399+$852021-02-16
Q4 2020FIRST TR EXCHANGE-TRADED FD
CUSIP 33741X201
INDXX INOVTV ETF12,63212,774+142$396$479+$832021-02-16
Q4 2020GLOBAL X FDS
CUSIP 37954Y665
GBL X MSCI NIGER19,53222,347+2,815$183$254+$712021-02-16
Q4 2020SJNK
SPDR SER TR
United StatesBLOOMBERG SRT TR30,26931,559+1,290$783$851+$682021-02-16
Q4 2020PGIM ETF TR
CUSIP 69344A206
ACTV HY BD ETF14,15215,379+1,227$562$624+$622021-02-16
Q4 2020GLOBAL X FDS
CUSIP 37954Y574
ADAPTIVE US14,88315,212+329$329$390+$612021-02-16
Q4 2020GLOBAL X FDS
CUSIP 37950E705
MSCI CHINA INDST15,65218,012+2,360$208$268+$602021-02-16
Q4 2020FIRST TR EXCHNG TRADED FD VI
CUSIP 33740F508
MUN CEF IN OPT18,31819,974+1,656$349$404+$552021-02-16
Q4 2020JOHN HANCOCK EXCHANGE TRADED
CUSIP 47804J503
MULTIFACTOR HE6,8537,458+605$274$322+$482021-02-16
Q4 2020PROSHARES TR
CUSIP 74347B706
ST EMG MKT ETF2,8043,361+557$203$247+$442021-02-16
Q4 2020ISHARES TR
CUSIP 46434V787
YLD OPTIM BD28,56130,085+1,524$735$778+$432021-02-16
Q4 2020JOHN HANCOCK EXCHANGE TRADED
CUSIP 47804J875
MLTFCTR CONSMR7,1798,017+838$220$259+$392021-02-16
Q4 2020GOLDMAN SACHS ETF TR
CUSIP 381430396
JUST US LRG CP6,1356,227+92$300$339+$392021-02-16
Q4 2020DIREXION SHS ETF TR
CUSIP 25460G807
DLY JR GOLD 2X64,35578,104+13,749$727$762+$352021-02-16
Q4 2020FIRST TR EXCH TRADED FD III
CUSIP 33740J104
ULTRA SHT DUR MU33,35734,835+1,478$672$703+$312021-02-16
Q4 2020ISHARES TR
CUSIP 46436E882
IBONDS 23 TRM TS21,95922,897+938$565$589+$242021-02-16
Q4 2020PROSHARES TR
CUSIP 74347R313
PSHS ULSHT 7-10Y11,62412,428+804$176$192+$162021-02-16
Q4 2020PROSHARES TR
CUSIP 74348A566
MERGER ETF6,3106,606+296$242$258+$162021-02-16
Q4 2020DBX ETF TR
CUSIP 233051739
XTRCK BLOMBRG BA10,42710,553+126$236$241+$52021-02-16
Q4 2020INDEXIQ ETF TR
CUSIP 45409B602
IQ REAL RTN ETF12,12412,140+16$330$331+$12021-02-16

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