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Citadel Advisors LLC Historic Quarter Change: USA ETF, Added, 2016 Q3, Page 2

CITADEL ADVISORS LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 17,178 positions, added to 12,820, reduced 12,693 and sold out of 15,630.

  • Q3 2016: Stock SPROTT BUZZ SOCIAL MEDIA ETF; Country of operation —; Class Cmn; Shares before 26,208.
  • Q3 2016: Stock FIRST TRUST TOTAL US MARKET AL; Country of operation —; Class Cmn; Shares before 10,202.
  • Q3 2016: Stock FIRST TRUST ENH SHORT MAT FD; Country of operation —; Class Cmn; Shares before 29,216.
  • Q3 2016: Stock GLOBAL X YIELDCO INDEX ETF; Country of operation —; Class Cmn; Shares before 11,129.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016SPROTT BUZZ SOCIAL MEDIA ETF
CUSIP 00162Q494
—Cmn26,20826,409+201$594$684+$902016-11-10
Q3 2016FIRST TRUST TOTAL US MARKET AL
CUSIP 33733E708
—Cmn10,20212,931+2,729$250$336+$862016-11-10
Q3 2016FIRST TRUST ENH SHORT MAT FD
CUSIP 33739Q408
—Cmn29,21630,565+1,349$1,750$1,832+$822016-11-10
Q3 2016GLOBAL X YIELDCO INDEX ETF
CUSIP 37954Y707
—Cmn11,12915,502+4,373$122$181+$592016-11-10
Q3 2016FIRST TRUST INDXX GLOBAL NATUR
CUSIP 33734X838
—Cmn28,53533,270+4,735$298$354+$562016-11-10
Q3 2016SPDR S&P INTL ENERGY SECTOR
CUSIP 78463X715
—Cmn18,72721,773+3,046$329$382+$532016-11-10
Q3 2016DIREXION DAILY 20 YEAR PLUS TR
CUSIP 25459W540
—Cmn2,65312,730+10,077$302$353+$512016-11-10
Q3 2016EGSHARES BEYOND BRICS ETF
CUSIP 268461639
—Cmn24,81626,402+1,586$385$427+$422016-11-10
Q3 2016GLOBAL X FERTILIZERS/POTASH
CUSIP 37950E499
—Cmn12,71516,600+3,885$104$143+$392016-11-10
Q3 2016DIREXION HEALTHCARE BULL 3X
CUSIP 25459Y876
—Cmn9,84310,980+1,137$312$350+$382016-11-10
Q3 2016ISHARES CRNCY HEDGD MSCI EM
CUSIP 46434G509
—Cmn14,67215,567+895$305$343+$382016-11-10
Q3 2016ISHARES INTERNATIONAL HIGH YIE
CUSIP 464286210
—Cmn10,05710,478+421$467$503+$362016-11-10
Q3 2016PROSHARES ULTRA BLOOMBERG CRUD
CUSIP 74347W320
—Cmn16,22616,393+167$198$170-$282016-11-10
Q3 2016ISHARES INT HEDG CORP BD ETF
CUSIP 46431W705
—Cmn10,50210,645+143$958$982+$242016-11-10
Q3 2016PROSHARES ULTRA REAL ESTATE
CUSIP 74347X625
—Cmn6,7987,226+428$870$893+$232016-11-10