CITADEL ADVISORS LLC historic quarter change: USA Bonds: Zero-Coupon Convertibles, New
In zero-coupon convertible notes (no coupon in the filed class) (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 96 positions, added to 22, reduced 41 and sold out of 92.
- Q1 2026: Stock DBX; Country of operation United States; Class NOTE 3/0; Principal before $0.
- Q1 2026: Stock SNOW; Country of operation United States; Class NOTE 10/0; Principal before $0.
- Q1 2026: Stock MARA HOLDINGS INC; Country of operation United States; Class NOTE 6/0; Principal before $0.
- Q1 2026: Stock RAMACO RES INC; Country of operation United States; Class NOTE 11/0; Principal before $0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q1 2026 | DBX
DROPBOX INC | United States | NOTE 3/0 | $0 | $28,179,000 | +28,179,000 | $0 | $26,783,145 | +$26,783,145 | 2026-05-15 |
|---|
| Q1 2026 | SNOW
SNOWFLAKE INC | United States | NOTE 10/0 | $0 | $6,364,000 | +6,364,000 | $0 | $7,512,672 | +$7,512,672 | 2026-05-15 |
|---|
| Q1 2026 | MARA HOLDINGS INC
CUSIP 565788AH9 | United States | NOTE 6/0 | $0 | $5,000,000 | +5,000,000 | $0 | $4,588,701 | +$4,588,701 | 2026-05-15 |
|---|
| Q1 2026 | RAMACO RES INC
CUSIP 75134PAB1 | United States | NOTE 11/0 | $0 | $2,625,000 | +2,625,000 | $0 | $2,023,038 | +$2,023,038 | 2026-05-15 |
|---|
| Q4 2025 | RAMACO RES INC
CUSIP 75134PAB1 | United States | NOTE 11/0 | $0 | $18,000,000 | +18,000,000 | $0 | $15,232,565 | +$15,232,565 | 2026-02-17 |
|---|
| Q3 2025 | SNOWFLAKE INC
CUSIP 833445AD1 | — | NOTE 10/0 | $0 | $22,247,000 | +22,247,000 | $0 | $34,859,582 | +$34,859,582 | 2025-11-14 |
|---|
| Q3 2025 | SNOW
SNOWFLAKE INC | United States | NOTE 10/0 | $0 | $10,128,000 | +10,128,000 | $0 | $15,386,361 | +$15,386,361 | 2025-11-14 |
|---|
| Q2 2025 | SPOTIFY USA INC
CUSIP 84921RAB6 | — | NOTE 3/1 | $0 | $69,799,000 | +69,799,000 | $0 | $105,803,821 | +$105,803,821 | 2025-08-14 |
|---|
| Q2 2025 | DBX
DROPBOX INC | United States | NOTE 3/0 | $0 | $7,950,000 | +7,950,000 | $0 | $8,072,870 | +$8,072,870 | 2025-08-14 |
|---|
| Q1 2025 | SPOTIFY USA INC
CUSIP 84921RAB6 | — | NOTE 3/1 | $0 | $31,600,000 | +31,600,000 | $0 | $37,711,072 | +$37,711,072 | 2025-05-15 |
|---|
| Q4 2024 | BA
BOEING CO | United States | DEP CONV PFD A | $0 | $400,000 | +400,000 | $0 | $24,401,033 | +$24,401,033 | 2025-02-14 |
|---|
| Q4 2024 | APOLLO GLOBAL MGMT INC
CUSIP 03769M304 | — | SER A MAND CNV | $0 | $9,602 | +9,602 | $0 | $834,510 | +$834,510 | 2025-02-14 |
|---|
| Q3 2024 | HPE
HEWLETT PACKARD ENTERPRISE C | United States | 7.625 MAND CONV | $0 | $1,800,000 | +1,800,000 | $0 | $109,161,638 | +$109,161,638 | 2024-11-14 |
|---|
| Q3 2024 | SPOTIFY USA INC
CUSIP 84921RAB6 | — | NOTE 3/1 | $0 | $10,000,000 | +10,000,000 | $0 | $9,967,690 | +$9,967,690 | 2024-11-14 |
|---|
| Q3 2024 | DBX
DROPBOX INC | United States | NOTE 3/0 | $0 | $10,000,000 | +10,000,000 | $0 | $9,671,095 | +$9,671,095 | 2024-11-14 |
|---|
| Q3 2024 | ITRON INC
CUSIP 465741AN6 | — | NOTE 3/1 | $0 | $5,000,000 | +5,000,000 | $0 | $5,236,473 | +$5,236,473 | 2024-11-14 |
|---|
| Q3 2024 | CHART INDS INC
CUSIP 16115Q407 | — | 6.75DP CNV PFD B | $0 | $5,008 | +5,008 | $0 | $251,652 | +$251,652 | 2024-11-14 |
|---|
| Q2 2024 | AIRBNB INC
CUSIP 009066AB7 | — | NOTE 3/1 | $0 | $17,000,000 | +17,000,000 | $0 | $15,566,835 | +$15,566,835 | 2024-08-14 |
|---|
| Q2 2024 | CLOUDFLARE INC
CUSIP 18915MAC1 | — | NOTE 8/1 | $0 | $13,500,000 | +13,500,000 | $0 | $12,286,071 | +$12,286,071 | 2024-08-14 |
|---|
| Q2 2024 | DROPBOX INC
CUSIP 26210CAC8 | — | NOTE 3/0 | $0 | $10,500,000 | +10,500,000 | $0 | $9,803,595 | +$9,803,595 | 2024-08-14 |
|---|
| Q2 2024 | BILL HOLDINGS INC
CUSIP 090043AD2 | — | NOTE 4/0 | $0 | $6,000,000 | +6,000,000 | $0 | $5,111,781 | +$5,111,781 | 2024-08-14 |
|---|
| Q2 2024 | SOLAREDGE TECHNOLOGIES INC
CUSIP 83417MAD6 | — | NOTE 9/1 | $0 | $3,500,000 | +3,500,000 | $0 | $3,202,838 | +$3,202,838 | 2024-08-14 |
|---|
| Q1 2024 | MICROSTRATEGY INC
CUSIP 594972AE1 | — | NOTE 2/1 | $0 | $32,129,000 | +32,129,000 | $0 | $43,889,950 | +$43,889,950 | 2024-05-15 |
|---|
| Q1 2024 | HAEMONETICS CORP MASS
CUSIP 405024AB6 | — | NOTE 3/0 | $0 | $12,240,000 | +12,240,000 | $0 | $11,247,358 | +$11,247,358 | 2024-05-15 |
|---|
| Q1 2024 | FORD MTR CO DEL
CUSIP 345370CZ1 | — | NOTE 3/1 | $0 | $5,000,000 | +5,000,000 | $0 | $5,174,575 | +$5,174,575 | 2024-05-15 |
|---|
| Q1 2024 | CONFLUENT INC
CUSIP 20717MAB9 | — | NOTE 1/1 | $0 | $5,500,000 | +5,500,000 | $0 | $4,726,088 | +$4,726,088 | 2024-05-15 |
|---|
| Q1 2024 | REDFIN CORP
CUSIP 75737FAC2 | — | NOTE 10/1 | $0 | $5,063,000 | +5,063,000 | $0 | $4,380,169 | +$4,380,169 | 2024-05-15 |
|---|
| Q1 2024 | DRAFTKINGS INC NEW
CUSIP 26142RAB0 | — | NOTE 3/1 | $0 | $5,000,000 | +5,000,000 | $0 | $4,335,257 | +$4,335,257 | 2024-05-15 |
|---|
| Q4 2023 | AIRBNB INC
CUSIP 009066AB7 | — | NOTE 3/1 | $0 | $18,500,000 | +18,500,000 | $0 | $16,652,142 | +$16,652,142 | 2024-02-14 |
|---|
| Q4 2023 | BILL HOLDINGS INC
CUSIP 090043AB6 | — | NOTE 12/0 | $0 | $16,000,000 | +16,000,000 | $0 | $15,033,491 | +$15,033,491 | 2024-02-14 |
|---|
| Q4 2023 | DBX
DROPBOX INC | United States | NOTE 3/0 | $0 | $6,000,000 | +6,000,000 | $0 | $6,025,650 | +$6,025,650 | 2024-02-14 |
|---|
| Q4 2023 | AFFIRM HLDGS INC
CUSIP 00827BAB2 | — | NOTE 11/1 | $0 | $6,500,000 | +6,500,000 | $0 | $5,336,829 | +$5,336,829 | 2024-02-14 |
|---|
| Q4 2023 | SPOTIFY USA INC
CUSIP 84921RAB6 | — | NOTE 3/1 | $0 | $5,000,000 | +5,000,000 | $0 | $4,416,273 | +$4,416,273 | 2024-02-14 |
|---|
| Q4 2023 | SNAP INC
CUSIP 83304AAF3 | — | NOTE 5/0 | $0 | $4,500,000 | +4,500,000 | $0 | $3,617,888 | +$3,617,888 | 2024-02-14 |
|---|
| Q4 2023 | BLOCK INC
CUSIP 852234AJ2 | — | NOTE 5/0 | $0 | $4,000,000 | +4,000,000 | $0 | $3,516,153 | +$3,516,153 | 2024-02-14 |
|---|
| Q4 2023 | CABLE ONE INC
CUSIP 12685JAE5 | — | NOTE 3/1 | $0 | $1,000,000 | +1,000,000 | $0 | $854,688 | +$854,688 | 2024-02-14 |
|---|
| Q4 2023 | ENPHASE ENERGY INC
CUSIP 29355AAH0 | — | NOTE 3/0 | $0 | $875,000 | +875,000 | $0 | $802,280 | +$802,280 | 2024-02-14 |
|---|
| Q3 2023 | ON SEMICONDUCTOR CORP
CUSIP 682189AS4 | — | NOTE 5/0 | $0 | $32,250,000 | +32,250,000 | $0 | $58,146,804 | +$58,146,804 | 2023-11-14 |
|---|
| Q3 2023 | NOVA LTD
CUSIP 66980MAB2 | — | NOTE 10/1 | $0 | $16,037,000 | +16,037,000 | $0 | $24,741,099 | +$24,741,099 | 2023-11-14 |
|---|
| Q3 2023 | SHIFT4 PMTS INC
CUSIP 82452JAB5 | — | NOTE 12/1 | $0 | $15,500,000 | +15,500,000 | $0 | $15,345,709 | +$15,345,709 | 2023-11-14 |
|---|
| Q3 2023 | DISH NETWORK CORPORATION
CUSIP 25470MAF6 | — | NOTE 12/1 | $0 | $17,300,000 | +17,300,000 | $0 | $11,643,560 | +$11,643,560 | 2023-11-14 |
|---|
| Q3 2023 | APOLLO GLOBAL MGMT INC
CUSIP 03769M304 | — | SER A MAND CNV | $0 | $190,000 | +190,000 | $0 | $10,438,668 | +$10,438,668 | 2023-11-14 |
|---|
| Q3 2023 | HAEMONETICS CORP MASS
CUSIP 405024AB6 | — | NOTE 3/0 | $0 | $6,000,000 | +6,000,000 | $0 | $5,210,737 | +$5,210,737 | 2023-11-14 |
|---|
| Q3 2023 | IONIS PHARMACEUTICALS INC
CUSIP 462222AD2 | — | NOTE 4/0 | $0 | $2,000,000 | +2,000,000 | $0 | $1,958,987 | +$1,958,987 | 2023-11-14 |
|---|
| Q3 2023 | SOLAREDGE TECHNOLOGIES INC
CUSIP 83417MAD6 | — | NOTE 9/1 | $0 | $2,000,000 | +2,000,000 | $0 | $1,829,592 | +$1,829,592 | 2023-11-14 |
|---|
| Q3 2023 | REDFIN CORP
CUSIP 75737FAC2 | — | NOTE 10/1 | $0 | $1,000,000 | +1,000,000 | $0 | $819,075 | +$819,075 | 2023-11-14 |
|---|
| Q3 2023 | SHAKE SHACK INC
CUSIP 819047AB7 | — | NOTE 3/0 | $0 | $500,000 | +500,000 | $0 | $372,058 | +$372,058 | 2023-11-14 |
|---|
| Q2 2023 | DISH NETWORK CORPORATION
CUSIP 25470MAF6 | — | NOTE 12/1 | $0 | $74,500,000 | +74,500,000 | $0 | $39,490,855 | +$39,490,855 | 2023-08-14 |
|---|
| Q2 2023 | SHIFT4 PMTS INC
CUSIP 82452JAB5 | — | NOTE 12/1 | $0 | $10,000,000 | +10,000,000 | $0 | $10,890,130 | +$10,890,130 | 2023-08-14 |
|---|
| Q2 2023 | CYBERARK SOFTWARE LTD
CUSIP 23248VAB1 | — | NOTE 11/1 | $0 | $2,260,000 | +2,260,000 | $0 | $2,570,106 | +$2,570,106 | 2023-08-14 |
|---|
| Q2 2023 | BLOCK INC
CUSIP 852234AJ2 | — | NOTE 5/0 | $0 | $1,500,000 | +1,500,000 | $0 | $1,247,435 | +$1,247,435 | 2023-08-14 |
|---|
| Q2 2023 | CONFLUENT INC
CUSIP 20717MAB9 | — | NOTE 1/1 | $0 | $47,000 | +47,000 | $0 | $39,087 | +$39,087 | 2023-08-14 |
|---|
| Q1 2023 | DOCUSIGN INC
CUSIP 256163AD8 | — | NOTE 1/1 | $0 | $30,698,000 | +30,698,000 | $0 | $29,370,589 | +$29,370,589 | 2023-05-15 |
|---|
| Q1 2023 | CABLE ONE INC
CUSIP 12685JAE5 | — | NOTE 3/1 | $0 | $14,000,000 | +14,000,000 | $0 | $11,148,752 | +$11,148,752 | 2023-05-15 |
|---|
| Q1 2023 | ENPHASE ENERGY INC
CUSIP 29355AAK3 | — | NOTE 3/0 | $0 | $10,319,000 | +10,319,000 | $0 | $10,757,315 | +$10,757,315 | 2023-05-15 |
|---|
| Q1 2023 | CHART INDS INC
CUSIP 16115Q407 | — | 6.75DP CNV PFD B | $0 | $100,000 | +100,000 | $0 | $5,289,617 | +$5,289,617 | 2023-05-15 |
|---|
| Q1 2023 | FORD MTR CO DEL
CUSIP 345370CZ1 | — | NOTE 3/1 | $0 | $3,750,000 | +3,750,000 | $0 | $3,754,579 | +$3,754,579 | 2023-05-15 |
|---|
| Q1 2023 | SPOTIFY USA INC
CUSIP 84921RAB6 | — | NOTE 3/1 | $0 | $4,000,000 | +4,000,000 | $0 | $3,354,925 | +$3,354,925 | 2023-05-15 |
|---|
| Q1 2023 | SNAP INC
CUSIP 83304AAF3 | — | NOTE 5/0 | $0 | $3,000,000 | +3,000,000 | $0 | $2,197,855 | +$2,197,855 | 2023-05-15 |
|---|
| Q1 2023 | RINGCENTRAL INC
CUSIP 76680RAH0 | — | NOTE 3/1 | $0 | $2,500,000 | +2,500,000 | $0 | $2,032,361 | +$2,032,361 | 2023-05-15 |
|---|
| Q1 2023 | SUNRUN INC
CUSIP 86771WAB1 | — | NOTE 2/0 | $0 | $1,000,000 | +1,000,000 | $0 | $672,012 | +$672,012 | 2023-05-15 |
|---|
| Q1 2023 | ALARM COM HLDGS INC
CUSIP 011642AB1 | — | NOTE 1/1 | $0 | $500,000 | +500,000 | $0 | $420,093 | +$420,093 | 2023-05-15 |
|---|
| Q1 2023 | DRAFTKINGS INC NEW
CUSIP 26142RAB0 | — | NOTE 3/1 | $0 | $500,000 | +500,000 | $0 | $349,332 | +$349,332 | 2023-05-15 |
|---|
| Q4 2022 | MAKEMYTRIP LIMITED MAURITIUS
CUSIP 56087FAB0 | — | NOTE 2/1 | $0 | $37,718,000 | +37,718,000 | $0 | $37,494,290 | +$37,494,290 | 2023-02-14 |
|---|
| Q4 2022 | ON SEMICONDUCTOR CORP
CUSIP 682189AS4 | — | NOTE 5/0 | $0 | $11,200,000 | +11,200,000 | $0 | $14,881,937 | +$14,881,937 | 2023-02-14 |
|---|
| Q4 2022 | ENPHASE ENERGY INC
CUSIP 29355AAH0 | — | NOTE 3/0 | $0 | $9,000,000 | +9,000,000 | $0 | $10,181,916 | +$10,181,916 | 2023-02-14 |
|---|
| Q3 2022 | DBX
DROPBOX INC | United States | NOTE 3/0 | $0 | $14,690,000 | +14,690,000 | $0 | $12,575 | +$12,575 | 2022-11-14 |
|---|
| Q1 2022 | MAKEMYTRIP LIMITED MAURITIUS
CUSIP 56087FAB0 | — | NOTE 2/1 | $0 | $61,986,000 | +61,986,000 | $0 | $61,809 | +$61,809 | 2022-05-16 |
|---|
| Q1 2022 | NOVA LTD
CUSIP 66980MAB2 | — | NOTE 10/1 | $0 | $18,500,000 | +18,500,000 | $0 | $28,683 | +$28,683 | 2022-05-16 |
|---|
| Q1 2022 | CABLE ONE INC
CUSIP 12685JAE5 | — | NOTE 3/1 | $0 | $17,250,000 | +17,250,000 | $0 | $15,146 | +$15,146 | 2022-05-16 |
|---|
| Q1 2022 | DBX
DROPBOX INC | United States | NOTE 3/0 | $0 | $4,500,000 | +4,500,000 | $0 | $4,241 | +$4,241 | 2022-05-16 |
|---|
| Q1 2022 | BEYOND MEAT INC
CUSIP 08862EAB5 | — | NOTE 3/1 | $0 | $6,000,000 | +6,000,000 | $0 | $3,607 | +$3,607 | 2022-05-16 |
|---|
| Q4 2021 | DISH NETWORK CORPORATION
CUSIP 25470MAF6 | — | NOTE 12/1 | $0 | $172,500,000 | +172,500,000 | $0 | $172,785 | +$172,785 | 2022-02-14 |
|---|
| Q4 2021 | BILL COM HLDGS INC
CUSIP 090043AB6 | — | NOTE 12/0 | $0 | $85,000,000 | +85,000,000 | $0 | $145,341 | +$145,341 | 2022-02-14 |
|---|
| Q4 2021 | PINDUODUO INC
CUSIP 722304AB8 | — | NOTE 10/0 | $0 | $74,527,000 | +74,527,000 | $0 | $110,702 | +$110,702 | 2022-02-14 |
|---|
| Q4 2021 | NOVOCURE LTD
CUSIP 67011XAB9 | — | NOTE 11/0 | $0 | $76,750,000 | +76,750,000 | $0 | $70,491 | +$70,491 | 2022-02-14 |
|---|
| Q4 2021 | REDFIN CORP
CUSIP 75737FAC2 | — | NOTE 10/1 | $0 | $31,425,000 | +31,425,000 | $0 | $28,213 | +$28,213 | 2022-02-14 |
|---|
| Q4 2021 | GUARDANT HEALTH INC
CUSIP 40131MAB5 | — | NOTE 11/1 | $0 | $6,000,000 | +6,000,000 | $0 | $6,081 | +$6,081 | 2022-02-14 |
|---|
| Q4 2021 | FIVERR INTL LTD
CUSIP 33835LAA3 | — | NOTE 11/0 | $0 | $6,000,000 | +6,000,000 | $0 | $5,610 | +$5,610 | 2022-02-14 |
|---|
| Q4 2021 | GREAT AJAX CORP
CUSIP 38983D409 | — | 7.25 CV SR NT 24 | $0 | $92,400 | +92,400 | $0 | $96 | +$96 | 2022-02-14 |
|---|
| Q1 2021 | RH
CUSIP 74967XAA1 | — | NOTE 6/1 | $0 | $81,932,000 | +81,932,000 | $0 | $252,790 | +$252,790 | 2021-05-17 |
|---|
| Q1 2021 | PINDUODUO INC
CUSIP 722304AB8 | — | NOTE 10/0 | $0 | $74,842,000 | +74,842,000 | $0 | $235,419 | +$235,419 | 2021-05-17 |
|---|
| Q1 2021 | PINDUODUO INC
CUSIP 722304AC6 | — | NOTE 12/0 | $0 | $148,000,000 | +148,000,000 | $0 | $156,556 | +$156,556 | 2021-05-17 |
|---|
| Q1 2021 | RH
CUSIP 74967XAD5 | — | NOTE 9/1 | $0 | $37,000,000 | +37,000,000 | $0 | $104,730 | +$104,730 | 2021-05-17 |
|---|
| Q1 2021 | HANNON ARMSTRONG SUST INFR C
CUSIP 41068XAD2 | — | NOTE 8/1 | $0 | $12,500,000 | +12,500,000 | $0 | $15,669 | +$15,669 | 2021-05-17 |
|---|
| Q4 2020 | PINDUODUO INC
CUSIP 722304AB8 | — | NOTE 10/0 | $0 | $75,092,000 | +75,092,000 | $0 | $313,008 | +$313,008 | 2021-02-16 |
|---|
| Q4 2020 | RH
CUSIP 74967XAA1 | — | NOTE 6/1 | $0 | $79,932,000 | +79,932,000 | $0 | $187,229 | +$187,229 | 2021-02-16 |
|---|
| Q4 2020 | PINDUODUO INC
CUSIP 722304AC6 | — | NOTE 12/0 | $0 | $99,000,000 | +99,000,000 | $0 | $122,586 | +$122,586 | 2021-02-16 |
|---|
| Q4 2020 | ETSY INC
CUSIP 29786AAC0 | — | NOTE 3/0 | $0 | $20,009,000 | +20,009,000 | $0 | $97,976 | +$97,976 | 2021-02-16 |
|---|
| Q4 2020 | WIX COM LTD
CUSIP 92940WAB5 | — | NOTE 7/0 | $0 | $14,343,000 | +14,343,000 | $0 | $26,499 | +$26,499 | 2021-02-16 |
|---|
| Q4 2020 | HANNON ARMSTRONG SUST INFR C
CUSIP 41068XAD2 | — | NOTE 8/1 | $0 | $12,500,000 | +12,500,000 | $0 | $16,966 | +$16,966 | 2021-02-16 |
|---|
| Q3 2020 | PINDUODUO INC
CUSIP 722304AB8 | — | NOTE 10/0 | $0 | $94,092,000 | +94,092,000 | $0 | $170,244 | +$170,244 | 2020-11-16 |
|---|
| Q3 2020 | RH
CUSIP 74967XAA1 | — | NOTE 6/1 | $0 | $60,932,000 | +60,932,000 | $0 | $124,654 | +$124,654 | 2020-11-16 |
|---|
| Q3 2020 | WIX COM LTD
CUSIP 92940WAB5 | — | NOTE 7/0 | $0 | $34,343,000 | +34,343,000 | $0 | $64,518 | +$64,518 | 2020-11-16 |
|---|
| Q3 2020 | ETSY INC
CUSIP 29786AAC0 | — | NOTE 3/0 | $0 | $16,010,000 | +16,010,000 | $0 | $53,739 | +$53,739 | 2020-11-16 |
|---|
| Q3 2020 | HANNON ARMSTRONG SUST INFR C
CUSIP 41068XAD2 | — | NOTE 8/1 | $0 | $12,500,000 | +12,500,000 | $0 | $13,112 | +$13,112 | 2020-11-16 |
|---|