CITADEL ADVISORS LLC historic quarter change: USA Bonds: Convertible Notes, Sold out
In convertible notes that pay a coupon (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 1,005 positions, added to 266, reduced 334 and sold out of 965.
- Q3 2023: Stock LIVENT CORP; Country of operation —; Class NOTE 4.125% 7/1; Principal before $91,491,000.
- Q3 2023: Stock PLUG PWR INC; Country of operation —; Class NOTE 3.750% 6/0; Principal before $133,120,000.
- Q3 2023: Stock MONGODB INC; Country of operation —; Class NOTE 0.250% 1/1; Principal before $66,500,000.
- Q3 2023: Stock HUBSPOT INC; Country of operation —; Class NOTE 0.375% 6/0; Principal before $61,060,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2023 | LIVENT CORP
CUSIP 53814LAB4 | — | NOTE 4.125% 7/1 | $91,491,000 | $0 | -91,491,000 | $292,778,685 | $0 | -$292,778,685 | 2023-11-14 |
|---|
| Q3 2023 | PLUG PWR INC
CUSIP 72919PAD5 | — | NOTE 3.750% 6/0 | $133,120,000 | $0 | -133,120,000 | $281,337,370 | $0 | -$281,337,370 | 2023-11-14 |
|---|
| Q3 2023 | MONGODB INC
CUSIP 60937PAD8 | — | NOTE 0.250% 1/1 | $66,500,000 | $0 | -66,500,000 | $132,400,654 | $0 | -$132,400,654 | 2023-11-14 |
|---|
| Q3 2023 | HUBSPOT INC
CUSIP 443573AD2 | — | NOTE 0.375% 6/0 | $61,060,000 | $0 | -61,060,000 | $116,816,468 | $0 | -$116,816,468 | 2023-11-14 |
|---|
| Q3 2023 | PALO ALTO NETWORKS INC
CUSIP 697435AF2 | — | NOTE 0.375% 6/0 | $42,500,000 | $0 | -42,500,000 | $109,380,120 | $0 | -$109,380,120 | 2023-11-14 |
|---|
| Q3 2023 | WOLFSPEED INC
CUSIP 225447AD3 | — | NOTE 1.750% 5/0 | $77,650,000 | $0 | -77,650,000 | $104,895,796 | $0 | -$104,895,796 | 2023-11-14 |
|---|
| Q3 2023 | DYNAVAX TECHNOLOGIES CORP
CUSIP 268158AD4 | — | NOTE 2.500% 5/1 | $65,444,000 | $0 | -65,444,000 | $91,825,761 | $0 | -$91,825,761 | 2023-11-14 |
|---|
| Q3 2023 | HARMONIC INC
CUSIP 413160AD4 | — | DBCV 2.000% 9/0 | $40,000,000 | $0 | -40,000,000 | $75,616,859 | $0 | -$75,616,859 | 2023-11-14 |
|---|
| Q3 2023 | IMPINJ INC
CUSIP 453204AD1 | — | NOTE 1.125% 5/1 | $69,365,000 | $0 | -69,365,000 | $74,768,820 | $0 | -$74,768,820 | 2023-11-14 |
|---|
| Q3 2023 | CONMED CORP
CUSIP 207410AH4 | — | NOTE 2.250% 6/1 | $66,752,000 | $0 | -66,752,000 | $74,685,951 | $0 | -$74,685,951 | 2023-11-14 |
|---|
| Q3 2023 | CINEMARK HLDGS INC
CUSIP 17243VAB8 | — | NOTE 4.500% 8/1 | $49,680,000 | $0 | -49,680,000 | $67,968,959 | $0 | -$67,968,959 | 2023-11-14 |
|---|
| Q3 2023 | INSIGHT ENTERPRISES INC
CUSIP 45765UAB9 | — | NOTE 0.750% 2/1 | $31,047,000 | $0 | -31,047,000 | $66,734,916 | $0 | -$66,734,916 | 2023-11-14 |
|---|
| Q3 2023 | INFINERA CORP
CUSIP 45667GAE3 | — | NOTE 2.500% 3/0 | $58,726,000 | $0 | -58,726,000 | $54,609,290 | $0 | -$54,609,290 | 2023-11-14 |
|---|
| Q3 2023 | WAYFAIR INC
CUSIP 94419LAM3 | — | NOTE 0.625%10/0 | $60,250,000 | $0 | -60,250,000 | $51,720,252 | $0 | -$51,720,252 | 2023-11-14 |
|---|
| Q3 2023 | PAR TECHNOLOGY CORP
CUSIP 698884AE3 | — | NOTE 1.500%10/1 | $63,317,000 | $0 | -63,317,000 | $50,253,700 | $0 | -$50,253,700 | 2023-11-14 |
|---|
| Q3 2023 | FIRST MAJESTIC SILVER CORP
CUSIP 32076VAD5 | — | NOTE 0.375% 1/1 | $66,975,000 | $0 | -66,975,000 | $49,031,938 | $0 | -$49,031,938 | 2023-11-14 |
|---|
| Q3 2023 | CARDLYTICS INC
CUSIP 14161WAB1 | — | NOTE 1.000% 9/1 | $86,195,000 | $0 | -86,195,000 | $48,755,167 | $0 | -$48,755,167 | 2023-11-14 |
|---|
| Q3 2023 | ATLANTICA SUSTAINABLE INFRA
CUSIP 04916EAB0 | — | NOTE 4.000% 7/1 | $44,138,000 | $0 | -44,138,000 | $42,258,136 | $0 | -$42,258,136 | 2023-11-14 |
|---|
| Q3 2023 | ENVISTA HOLDINGS CORPORATION
CUSIP 29415FAB0 | — | NOTE 2.375% 6/0 | $25,000,000 | $0 | -25,000,000 | $41,922,046 | $0 | -$41,922,046 | 2023-11-14 |
|---|
| Q3 2023 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAH1 | — | NOTE 1.500% 6/1 | $39,187,000 | $0 | -39,187,000 | $39,993,116 | $0 | -$39,993,116 | 2023-11-14 |
|---|
| Q3 2023 | INTERDIGITAL INC
CUSIP 45867GAD3 | — | NOTE 3.500% 6/0 | $28,300,000 | $0 | -28,300,000 | $38,298,087 | $0 | -$38,298,087 | 2023-11-14 |
|---|
| Q3 2023 | HCI GROUP INC
CUSIP 40416EAF0 | — | NOTE 4.750% 6/0 | $38,250,000 | $0 | -38,250,000 | $38,198,673 | $0 | -$38,198,673 | 2023-11-14 |
|---|
| Q3 2023 | GREEN PLAINS INC
CUSIP 393222AK0 | United States | NOTE 2.250% 3/1 | $30,374,000 | $0 | -30,374,000 | $37,333,318 | $0 | -$37,333,318 | 2023-11-14 |
|---|
| Q3 2023 | ATI INC
CUSIP 01741RAK8 | — | NOTE 3.500% 6/1 | $12,500,000 | $0 | -12,500,000 | $36,212,992 | $0 | -$36,212,992 | 2023-11-14 |
|---|
| Q3 2023 | PROS HOLDINGS INC
CUSIP 74346YAG8 | — | NOTE 2.250% 9/1 | $35,000,000 | $0 | -35,000,000 | $34,987,419 | $0 | -$34,987,419 | 2023-11-14 |
|---|
| Q3 2023 | COPA HOLDINGS SA
CUSIP 21720AAB8 | — | NOTE 4.500% 4/1 | $15,160,000 | $0 | -15,160,000 | $33,581,649 | $0 | -$33,581,649 | 2023-11-14 |
|---|
| Q3 2023 | NATERA INC
CUSIP 632307AB0 | — | NOTE 2.250% 5/0 | $22,912,000 | $0 | -22,912,000 | $33,249,363 | $0 | -$33,249,363 | 2023-11-14 |
|---|
| Q3 2023 | PEBBLEBROOK HOTEL TR
CUSIP 70509VAA8 | — | NOTE 1.750%12/1 | $37,900,000 | $0 | -37,900,000 | $32,268,542 | $0 | -$32,268,542 | 2023-11-14 |
|---|
| Q3 2023 | ZILLOW GROUP INC
CUSIP 98954MAE1 | — | NOTE 0.750% 9/0 | $25,000,000 | $0 | -25,000,000 | $30,958,807 | $0 | -$30,958,807 | 2023-11-14 |
|---|
| Q3 2023 | STARWOOD PPTY TR INC
CUSIP 85571BBA2 | — | NOTE 6.750% 7/1 | $30,000,000 | $0 | -30,000,000 | $30,676,400 | $0 | -$30,676,400 | 2023-11-14 |
|---|
| Q3 2023 | ETSY INC
CUSIP 29786AAJ5 | — | NOTE 0.125%10/0 | $23,679,000 | $0 | -23,679,000 | $28,069,099 | $0 | -$28,069,099 | 2023-11-14 |
|---|
| Q3 2023 | APELLIS PHARMACEUTICALS INC
CUSIP 03753UAB2 | — | NOTE 3.500% 9/1 | $11,500,000 | $0 | -11,500,000 | $27,556,934 | $0 | -$27,556,934 | 2023-11-14 |
|---|
| Q3 2023 | APPLIED OPTOELECTRONICS INC
CUSIP 03823UAB8 | — | NOTE 5.000% 3/1 | $29,950,000 | $0 | -29,950,000 | $26,090,630 | $0 | -$26,090,630 | 2023-11-14 |
|---|
| Q3 2023 | PAR TECHNOLOGY CORP
CUSIP 698884AC7 | — | NOTE 2.875% 4/1 | $22,500,000 | $0 | -22,500,000 | $23,840,948 | $0 | -$23,840,948 | 2023-11-14 |
|---|
| Q3 2023 | BLOOM ENERGY CORP
CUSIP 093712AH0 | — | NOTE 2.500% 8/1 | $19,500,000 | $0 | -19,500,000 | $23,734,899 | $0 | -$23,734,899 | 2023-11-14 |
|---|
| Q3 2023 | PEGASYSTEMS INC
CUSIP 705573AB9 | — | NOTE 0.750% 3/0 | $24,000,000 | $0 | -24,000,000 | $22,038,656 | $0 | -$22,038,656 | 2023-11-14 |
|---|
| Q3 2023 | MIDDLEBY CORP
CUSIP 596278AB7 | — | NOTE 1.000% 9/0 | $17,571,000 | $0 | -17,571,000 | $21,855,669 | $0 | -$21,855,669 | 2023-11-14 |
|---|
| Q3 2023 | LYFT INC
CUSIP 55087PAB0 | — | NOTE 1.500% 5/1 | $21,500,000 | $0 | -21,500,000 | $19,352,920 | $0 | -$19,352,920 | 2023-11-14 |
|---|
| Q3 2023 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAF5 | — | NOTE 0.750% 6/1 | $19,017,000 | $0 | -19,017,000 | $19,092,318 | $0 | -$19,092,318 | 2023-11-14 |
|---|
| Q3 2023 | MITEK SYS INC
CUSIP 606710AA9 | — | NOTE 0.750% 2/0 | $21,232,000 | $0 | -21,232,000 | $18,762,718 | $0 | -$18,762,718 | 2023-11-14 |
|---|
| Q3 2023 | OIL STS INTL INC
CUSIP 678026AK1 | — | NOTE 4.750% 4/0 | $15,914,000 | $0 | -15,914,000 | $16,966,290 | $0 | -$16,966,290 | 2023-11-14 |
|---|
| Q3 2023 | JAZZ INVESTMENTS I LTD
CUSIP 472145AD3 | — | NOTE 1.500% 8/1 | $16,105,000 | $0 | -16,105,000 | $15,367,673 | $0 | -$15,367,673 | 2023-11-14 |
|---|
| Q3 2023 | CLARIVATE PLC
CUSIP G21810208 | — | 5.25% PFD CONV A | $331,917 | $0 | -331,917 | $13,683,561 | $0 | -$13,683,561 | 2023-11-14 |
|---|
| Q3 2023 | PATRICK INDS INC
CUSIP 703343AG8 | United States | NOTE 1.750%12/0 | $12,722,000 | $0 | -12,722,000 | $12,437,449 | $0 | -$12,437,449 | 2023-11-14 |
|---|
| Q3 2023 | PTC THERAPEUTICS INC
CUSIP 69366JAD3 | — | NOTE 1.500% 9/1 | $11,901,000 | $0 | -11,901,000 | $12,225,021 | $0 | -$12,225,021 | 2023-11-14 |
|---|
| Q3 2023 | CENTURY ALUM CO
CUSIP 156431AQ1 | — | NOTE 2.750% 5/0 | $14,474,000 | $0 | -14,474,000 | $11,040,503 | $0 | -$11,040,503 | 2023-11-14 |
|---|
| Q3 2023 | EAGLE BULK SHIPPING INC
CUSIP 269442AB5 | — | NOTE 5.000% 8/0 | $7,100,000 | $0 | -7,100,000 | $10,956,802 | $0 | -$10,956,802 | 2023-11-14 |
|---|
| Q3 2023 | NRG ENERGY INC
CUSIP 629377CG5 | — | DBCV 2.750% 6/0 | $10,000,000 | $0 | -10,000,000 | $10,581,421 | $0 | -$10,581,421 | 2023-11-14 |
|---|
| Q3 2023 | ENCORE CAP GROUP INC
CUSIP 292554AM4 | — | NOTE 3.250%10/0 | $8,000,000 | $0 | -8,000,000 | $10,553,274 | $0 | -$10,553,274 | 2023-11-14 |
|---|
| Q3 2023 | INTEGRA LIFESCIENCES HLDGS C
CUSIP 457985AM1 | — | NOTE 0.500% 8/1 | $11,500,000 | $0 | -11,500,000 | $10,518,574 | $0 | -$10,518,574 | 2023-11-14 |
|---|
| Q3 2023 | UNITED STATES STL CORP
CUSIP 912909AT5 | — | NOTE 5.000%11/0 | $5,269,000 | $0 | -5,269,000 | $10,363,803 | $0 | -$10,363,803 | 2023-11-14 |
|---|
| Q3 2023 | WESTERN DIGITAL CORP.
CUSIP 958102AP0 | — | NOTE 1.500% 2/0 | $10,000,000 | $0 | -10,000,000 | $9,706,401 | $0 | -$9,706,401 | 2023-11-14 |
|---|
| Q3 2023 | ARRAY TECHNOLOGIES INC
CUSIP 04271TAB6 | — | NOTE 1.000%12/0 | $8,000,000 | $0 | -8,000,000 | $9,194,855 | $0 | -$9,194,855 | 2023-11-14 |
|---|
| Q3 2023 | VARONIS SYS INC
CUSIP 922280AB8 | — | NOTE 1.250% 8/1 | $7,500,000 | $0 | -7,500,000 | $8,229,726 | $0 | -$8,229,726 | 2023-11-14 |
|---|
| Q3 2023 | SNAP INC
CUSIP 83304AAD8 | — | NOTE 0.250% 5/0 | $8,000,000 | $0 | -8,000,000 | $7,714,256 | $0 | -$7,714,256 | 2023-11-14 |
|---|
| Q3 2023 | LUMENTUM HLDGS INC
CUSIP 55024UAB5 | — | NOTE 0.250% 3/1 | $7,000,000 | $0 | -7,000,000 | $7,471,197 | $0 | -$7,471,197 | 2023-11-14 |
|---|
| Q3 2023 | VEECO INSTRS INC DEL
CUSIP 922417AF7 | — | NOTE 3.750% 6/0 | $3,785,000 | $0 | -3,785,000 | $7,403,246 | $0 | -$7,403,246 | 2023-11-14 |
|---|
| Q3 2023 | SABRE GLBL INC
CUSIP 78573NAE2 | — | NOTE 4.000% 4/1 | $8,500,000 | $0 | -8,500,000 | $6,638,319 | $0 | -$6,638,319 | 2023-11-14 |
|---|
| Q3 2023 | SMART GLOBAL HLDGS INC
CUSIP 83205YAB0 | — | NOTE 2.250% 2/1 | $4,258,000 | $0 | -4,258,000 | $6,421,314 | $0 | -$6,421,314 | 2023-11-14 |
|---|
| Q3 2023 | SHOPIFY INC
CUSIP 82509LAA5 | — | NOTE 0.125%11/0 | $7,000,000 | $0 | -7,000,000 | $6,375,300 | $0 | -$6,375,300 | 2023-11-14 |
|---|
| Q3 2023 | ALTERYX INC
CUSIP 02156BAD5 | — | NOTE 0.500% 8/0 | $6,434,000 | $0 | -6,434,000 | $6,068,086 | $0 | -$6,068,086 | 2023-11-14 |
|---|
| Q3 2023 | CONMED CORP
CUSIP 207410AF8 | — | NOTE 2.625% 2/0 | $3,543,000 | $0 | -3,543,000 | $5,459,994 | $0 | -$5,459,994 | 2023-11-14 |
|---|
| Q3 2023 | AKAMAI TECHNOLOGIES INC
CUSIP 00971TAJ0 | — | NOTE 0.125% 5/0 | $5,000,000 | $0 | -5,000,000 | $5,347,516 | $0 | -$5,347,516 | 2023-11-14 |
|---|
| Q3 2023 | PAGERDUTY INC
CUSIP 69553PAB6 | — | NOTE 1.250% 7/0 | $5,000,000 | $0 | -5,000,000 | $4,787,502 | $0 | -$4,787,502 | 2023-11-14 |
|---|
| Q3 2023 | AKAMAI TECHNOLOGIES INC
CUSIP 00971TAL5 | — | NOTE 0.375% 9/0 | $3,500,000 | $0 | -3,500,000 | $3,392,818 | $0 | -$3,392,818 | 2023-11-14 |
|---|
| Q3 2023 | INSEEGO CORP
CUSIP 45782BAD6 | — | NOTE 3.250% 5/0 | $7,500,000 | $0 | -7,500,000 | $2,992,204 | $0 | -$2,992,204 | 2023-11-14 |
|---|
| Q3 2023 | PROGRESS SOFTWARE CORP
CUSIP 743312AB6 | — | NOTE 1.000% 4/1 | $2,500,000 | $0 | -2,500,000 | $2,753,367 | $0 | -$2,753,367 | 2023-11-14 |
|---|
| Q3 2023 | INNOVATE CORP
CUSIP 404139AG2 | — | NOTE 7.500% 8/0 | $4,023,000 | $0 | -4,023,000 | $2,470,999 | $0 | -$2,470,999 | 2023-11-14 |
|---|
| Q3 2023 | BBIO
BRIDGEBIO PHARMA INC | United States | NOTE 2.250% 2/0 | $1,500,000 | $0 | -1,500,000 | $926,313 | $0 | -$926,313 | 2023-11-14 |
|---|
| Q3 2023 | SAREPTA THERAPEUTICS INC
CUSIP 803607AB6 | — | DBCV 1.500%11/1 | $350,000 | $0 | -350,000 | $587,937 | $0 | -$587,937 | 2023-11-14 |
|---|
| Q3 2023 | BENTLEY SYS INC
CUSIP 08265TAB5 | — | NOTE 0.125% 1/1 | $500,000 | $0 | -500,000 | $515,152 | $0 | -$515,152 | 2023-11-14 |
|---|
| Q3 2023 | ARES CAPITAL CORP
CUSIP 04010LAW3 | — | NOTE 4.625% 3/0 | $500,000 | $0 | -500,000 | $503,708 | $0 | -$503,708 | 2023-11-14 |
|---|
| Q3 2023 | READY CAPITAL CORP
CUSIP 75574U200 | — | 7% CN SR NT 2023 | $51,300 | $0 | -51,300 | $51,762 | $0 | -$51,762 | 2023-11-14 |
|---|