CITADEL ADVISORS LLC historic quarter change: USA Bonds: Convertible Notes, New
In convertible notes that pay a coupon (listed in the US), over 51 quarters from 2013-06-30 to 2026-03-31, CITADEL ADVISORS LLC opened 1,005 positions, added to 266, reduced 334 and sold out of 965.
- Q3 2023: Stock PLUG PWR INC; Country of operation —; Class NOTE 3.750% 6/0; Principal before $0.
- Q3 2023: Stock LIVENT CORP; Country of operation —; Class NOTE 4.125% 7/1; Principal before $0.
- Q3 2023: Stock MONGODB INC; Country of operation —; Class NOTE 0.250% 1/1; Principal before $0.
- Q3 2023: Stock PALO ALTO NETWORKS INC; Country of operation —; Class NOTE 0.375% 6/0; Principal before $0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1423053), 51 quarters: Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-14); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-15); Q4 2023 (2023-09-30 to 2023-12-31, filed 2024-02-14); Q3 2023 (2023-06-30 to 2023-09-30, filed 2023-11-14); Q2 2023 (2023-03-31 to 2023-06-30, filed 2023-08-14); Q1 2023 (2022-12-31 to 2023-03-31, filed 2023-05-15); Q4 2022 (2022-09-30 to 2022-12-31, filed 2023-02-14); Q3 2022 (2022-06-30 to 2022-09-30, filed 2022-11-14); Q2 2022 (2022-03-31 to 2022-06-30, filed 2022-08-15); Q1 2022 (2021-12-31 to 2022-03-31, filed 2022-05-16); Q4 2021 (2021-09-30 to 2021-12-31, filed 2022-02-14); Q3 2021 (2021-06-30 to 2021-09-30, filed 2021-11-15); Q2 2021 (2021-03-31 to 2021-06-30, filed 2021-08-16); Q1 2021 (2020-12-31 to 2021-03-31, filed 2021-05-17); Q4 2020 (2020-09-30 to 2020-12-31, filed 2021-02-16); Q3 2020 (2020-06-30 to 2020-09-30, filed 2020-11-16); Q2 2020 (2020-03-31 to 2020-06-30, filed 2020-08-14); Q1 2020 (2019-12-31 to 2020-03-31, filed 2020-05-15); Q4 2019 (2019-09-30 to 2019-12-31, filed 2020-02-14); Q3 2019 (2019-06-30 to 2019-09-30, filed 2019-11-14); Q2 2019 (2019-03-31 to 2019-06-30, filed 2019-08-14); Q1 2019 (2018-12-31 to 2019-03-31, filed 2019-05-15); Q4 2018 (2018-09-30 to 2018-12-31, filed 2019-02-14); Q3 2018 (2018-06-30 to 2018-09-30, filed 2018-11-13); Q2 2018 (2018-03-31 to 2018-06-30, filed 2018-08-10); Q1 2018 (2017-12-31 to 2018-03-31, filed 2018-05-11); Q4 2017 (2017-09-30 to 2017-12-31, filed 2018-02-09); Q3 2017 (2017-06-30 to 2017-09-30, filed 2017-11-09); Q2 2017 (2017-03-31 to 2017-06-30, filed 2017-08-11); Q1 2017 (2016-12-31 to 2017-03-31, filed 2017-05-12); Q4 2016 (2016-09-30 to 2016-12-31, filed 2017-02-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-18); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2023 | PLUG PWR INC
CUSIP 72919PAD5 | — | NOTE 3.750% 6/0 | $0 | $128,120,000 | +128,120,000 | $0 | $202,045,056 | +$202,045,056 | 2023-11-14 |
|---|
| Q3 2023 | LIVENT CORP
CUSIP 53814LAB4 | — | NOTE 4.125% 7/1 | $0 | $82,952,000 | +82,952,000 | $0 | $180,010,605 | +$180,010,605 | 2023-11-14 |
|---|
| Q3 2023 | MONGODB INC
CUSIP 60937PAD8 | — | NOTE 0.250% 1/1 | $0 | $86,750,000 | +86,750,000 | $0 | $148,628,166 | +$148,628,166 | 2023-11-14 |
|---|
| Q3 2023 | PALO ALTO NETWORKS INC
CUSIP 697435AF2 | — | NOTE 0.375% 6/0 | $0 | $43,000,000 | +43,000,000 | $0 | $101,369,357 | +$101,369,357 | 2023-11-14 |
|---|
| Q3 2023 | DYNAVAX TECHNOLOGIES CORP
CUSIP 268158AD4 | — | NOTE 2.500% 5/1 | $0 | $64,444,000 | +64,444,000 | $0 | $98,186,500 | +$98,186,500 | 2023-11-14 |
|---|
| Q3 2023 | HUBSPOT INC
CUSIP 443573AD2 | — | NOTE 0.375% 6/0 | $0 | $42,089,000 | +42,089,000 | $0 | $74,962,483 | +$74,962,483 | 2023-11-14 |
|---|
| Q3 2023 | JAZZ INVESTMENTS I LTD
CUSIP 472145AD3 | — | NOTE 1.500% 8/1 | $0 | $71,077,000 | +71,077,000 | $0 | $68,677,991 | +$68,677,991 | 2023-11-14 |
|---|
| Q3 2023 | WAYFAIR INC
CUSIP 94419LAM3 | — | NOTE 0.625%10/0 | $0 | $79,250,000 | +79,250,000 | $0 | $68,587,219 | +$68,587,219 | 2023-11-14 |
|---|
| Q3 2023 | INSIGHT ENTERPRISES INC
CUSIP 45765UAB9 | — | NOTE 0.750% 2/1 | $0 | $31,047,000 | +31,047,000 | $0 | $66,363,933 | +$66,363,933 | 2023-11-14 |
|---|
| Q3 2023 | WOLFSPEED INC
CUSIP 225447AD3 | — | NOTE 1.750% 5/0 | $0 | $55,400,000 | +55,400,000 | $0 | $59,701,500 | +$59,701,500 | 2023-11-14 |
|---|
| Q3 2023 | CARDLYTICS INC
CUSIP 14161WAB1 | — | NOTE 1.000% 9/1 | $0 | $84,195,000 | +84,195,000 | $0 | $57,252,600 | +$57,252,600 | 2023-11-14 |
|---|
| Q3 2023 | INFINERA CORP
CUSIP 45667GAG8 | — | NOTE 3.750% 8/0 | $0 | $59,000,000 | +59,000,000 | $0 | $54,626,900 | +$54,626,900 | 2023-11-14 |
|---|
| Q3 2023 | WAYFAIR INC
CUSIP 94419LAP6 | — | NOTE 3.250% 9/1 | $0 | $42,000,000 | +42,000,000 | $0 | $50,710,518 | +$50,710,518 | 2023-11-14 |
|---|
| Q3 2023 | LI AUTO INC
CUSIP 50202MAB8 | — | NOTE 0.250% 5/0 | $0 | $35,010,000 | +35,010,000 | $0 | $49,560,372 | +$49,560,372 | 2023-11-14 |
|---|
| Q3 2023 | HARMONIC INC
CUSIP 413160AD4 | — | DBCV 2.000% 9/0 | $0 | $40,000,000 | +40,000,000 | $0 | $48,658,034 | +$48,658,034 | 2023-11-14 |
|---|
| Q3 2023 | INFINERA CORP
CUSIP 45667GAE3 | — | NOTE 2.500% 3/0 | $0 | $52,226,000 | +52,226,000 | $0 | $46,359,158 | +$46,359,158 | 2023-11-14 |
|---|
| Q3 2023 | HALOZYME THERAPEUTICS INC
CUSIP 40637HAF6 | United States | NOTE 1.000% 8/1 | $0 | $47,871,000 | +47,871,000 | $0 | $44,845,237 | +$44,845,237 | 2023-11-14 |
|---|
| Q3 2023 | CONMED CORP
CUSIP 207410AH4 | — | NOTE 2.250% 6/1 | $0 | $45,252,000 | +45,252,000 | $0 | $43,162,828 | +$43,162,828 | 2023-11-14 |
|---|
| Q3 2023 | ALNYLAM PHARMACEUTICALS INC
CUSIP 02043QAB3 | — | NOTE 1.000% 9/1 | $0 | $44,630,000 | +44,630,000 | $0 | $41,368,993 | +$41,368,993 | 2023-11-14 |
|---|
| Q3 2023 | STARWOOD PPTY TR INC
CUSIP 85571BBA2 | — | NOTE 6.750% 7/1 | $0 | $40,000,000 | +40,000,000 | $0 | $41,076,498 | +$41,076,498 | 2023-11-14 |
|---|
| Q3 2023 | ATLANTICA SUSTAINABLE INFRA
CUSIP 04916EAB0 | — | NOTE 4.000% 7/1 | $0 | $44,138,000 | +44,138,000 | $0 | $41,018,476 | +$41,018,476 | 2023-11-14 |
|---|
| Q3 2023 | PAR TECHNOLOGY CORP
CUSIP 698884AE3 | — | NOTE 1.500%10/1 | $0 | $46,817,000 | +46,817,000 | $0 | $38,939,145 | +$38,939,145 | 2023-11-14 |
|---|
| Q3 2023 | CINEMARK HLDGS INC
CUSIP 17243VAB8 | — | NOTE 4.500% 8/1 | $0 | $25,180,000 | +25,180,000 | $0 | $36,776,214 | +$36,776,214 | 2023-11-14 |
|---|
| Q3 2023 | PEGASYSTEMS INC
CUSIP 705573AB9 | — | NOTE 0.750% 3/0 | $0 | $38,169,000 | +38,169,000 | $0 | $34,947,335 | +$34,947,335 | 2023-11-14 |
|---|
| Q3 2023 | IMPINJ INC
CUSIP 453204AD1 | — | NOTE 1.125% 5/1 | $0 | $39,815,000 | +39,815,000 | $0 | $34,840,655 | +$34,840,655 | 2023-11-14 |
|---|
| Q3 2023 | HCI GROUP INC
CUSIP 40416EAF0 | — | NOTE 4.750% 6/0 | $0 | $36,250,000 | +36,250,000 | $0 | $34,231,905 | +$34,231,905 | 2023-11-14 |
|---|
| Q3 2023 | ATI INC
CUSIP 01741RAK8 | — | NOTE 3.500% 6/1 | $0 | $11,998,000 | +11,998,000 | $0 | $32,292,846 | +$32,292,846 | 2023-11-14 |
|---|
| Q3 2023 | BLOOM ENERGY CORP
CUSIP 093712AH0 | — | NOTE 2.500% 8/1 | $0 | $28,500,000 | +28,500,000 | $0 | $31,160,156 | +$31,160,156 | 2023-11-14 |
|---|
| Q3 2023 | APPLIED OPTOELECTRONICS INC
CUSIP 03823UAB8 | — | NOTE 5.000% 3/1 | $0 | $29,950,000 | +29,950,000 | $0 | $29,970,479 | +$29,970,479 | 2023-11-14 |
|---|
| Q3 2023 | GREEN PLAINS INC
CUSIP 393222AK0 | United States | NOTE 2.250% 3/1 | $0 | $25,000,000 | +25,000,000 | $0 | $28,978,138 | +$28,978,138 | 2023-11-14 |
|---|
| Q3 2023 | INSMED INC
CUSIP 457669AB5 | — | NOTE 0.750% 6/0 | $0 | $29,061,000 | +29,061,000 | $0 | $28,910,033 | +$28,910,033 | 2023-11-14 |
|---|
| Q3 2023 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAH1 | — | NOTE 1.500% 6/1 | $0 | $27,368,000 | +27,368,000 | $0 | $26,705,000 | +$26,705,000 | 2023-11-14 |
|---|
| Q3 2023 | FIRST MAJESTIC SILVER CORP
CUSIP 32076VAD5 | — | NOTE 0.375% 1/1 | $0 | $31,000,000 | +31,000,000 | $0 | $23,332,234 | +$23,332,234 | 2023-11-14 |
|---|
| Q3 2023 | INTEGRA LIFESCIENCES HLDGS C
CUSIP 457985AM1 | — | NOTE 0.500% 8/1 | $0 | $25,500,000 | +25,500,000 | $0 | $23,296,599 | +$23,296,599 | 2023-11-14 |
|---|
| Q3 2023 | DEXCOM INC
CUSIP 252131AK3 | — | NOTE 0.250%11/1 | $0 | $24,500,000 | +24,500,000 | $0 | $23,155,087 | +$23,155,087 | 2023-11-14 |
|---|
| Q3 2023 | LYFT INC
CUSIP 55087PAB0 | — | NOTE 1.500% 5/1 | $0 | $24,750,000 | +24,750,000 | $0 | $22,808,444 | +$22,808,444 | 2023-11-14 |
|---|
| Q3 2023 | POST HLDGS INC
CUSIP 737446AT1 | — | NOTE 2.500% 8/1 | $0 | $21,500,000 | +21,500,000 | $0 | $21,329,750 | +$21,329,750 | 2023-11-14 |
|---|
| Q3 2023 | PROS HOLDINGS INC
CUSIP 74346YAG8 | — | NOTE 2.250% 9/1 | $0 | $20,000,000 | +20,000,000 | $0 | $21,092,326 | +$21,092,326 | 2023-11-14 |
|---|
| Q3 2023 | ALTERYX INC
CUSIP 02156BAD5 | — | NOTE 0.500% 8/0 | $0 | $20,000,000 | +20,000,000 | $0 | $19,226,436 | +$19,226,436 | 2023-11-14 |
|---|
| Q3 2023 | IRONWOOD PHARMACEUTICALS INC
CUSIP 46333XAF5 | — | NOTE 0.750% 6/1 | $0 | $19,017,000 | +19,017,000 | $0 | $18,784,734 | +$18,784,734 | 2023-11-14 |
|---|
| Q3 2023 | OIL STS INTL INC
CUSIP 678026AK1 | — | NOTE 4.750% 4/0 | $0 | $15,914,000 | +15,914,000 | $0 | $17,692,518 | +$17,692,518 | 2023-11-14 |
|---|
| Q3 2023 | NUVASIVE INC
CUSIP 670704AJ4 | — | NOTE 0.375% 3/1 | $0 | $18,039,000 | +18,039,000 | $0 | $16,690,024 | +$16,690,024 | 2023-11-14 |
|---|
| Q3 2023 | SNAP INC
CUSIP 83304AAD8 | — | NOTE 0.250% 5/0 | $0 | $18,000,000 | +18,000,000 | $0 | $16,627,609 | +$16,627,609 | 2023-11-14 |
|---|
| Q3 2023 | ALTAIR ENGR INC
CUSIP 021369AC7 | — | NOTE 1.750% 6/1 | $0 | $15,000,000 | +15,000,000 | $0 | $15,932,715 | +$15,932,715 | 2023-11-14 |
|---|
| Q3 2023 | ZILLOW GROUP INC
CUSIP 98954MAE1 | — | NOTE 0.750% 9/0 | $0 | $13,361,000 | +13,361,000 | $0 | $15,610,307 | +$15,610,307 | 2023-11-14 |
|---|
| Q3 2023 | ENCORE CAP GROUP INC
CUSIP 292554AM4 | — | NOTE 3.250%10/0 | $0 | $11,500,000 | +11,500,000 | $0 | $14,990,819 | +$14,990,819 | 2023-11-14 |
|---|
| Q3 2023 | LIVONGO HEALTH INC
CUSIP 539183AA1 | — | NOTE 0.875% 6/0 | $0 | $16,266,000 | +16,266,000 | $0 | $14,895,813 | +$14,895,813 | 2023-11-14 |
|---|
| Q3 2023 | NATERA INC
CUSIP 632307AB0 | — | NOTE 2.250% 5/0 | $0 | $10,884,000 | +10,884,000 | $0 | $14,403,274 | +$14,403,274 | 2023-11-14 |
|---|
| Q3 2023 | FIVE9 INC
CUSIP 338307AD3 | — | NOTE 0.500% 6/0 | $0 | $14,500,000 | +14,500,000 | $0 | $13,575,365 | +$13,575,365 | 2023-11-14 |
|---|
| Q3 2023 | PAGERDUTY INC
CUSIP 69553PAB6 | — | NOTE 1.250% 7/0 | $0 | $13,843,000 | +13,843,000 | $0 | $13,235,768 | +$13,235,768 | 2023-11-14 |
|---|
| Q3 2023 | CNX RES CORP
CUSIP 12653CAG3 | — | NOTE 2.250% 5/0 | $0 | $7,085,000 | +7,085,000 | $0 | $12,842,637 | +$12,842,637 | 2023-11-14 |
|---|
| Q3 2023 | EXACT SCIENCES CORP
CUSIP 30063PAB1 | — | NOTE 0.375% 3/1 | $0 | $13,500,000 | +13,500,000 | $0 | $12,238,260 | +$12,238,260 | 2023-11-14 |
|---|
| Q3 2023 | ETSY INC
CUSIP 29786AAJ5 | — | NOTE 0.125%10/0 | $0 | $11,679,000 | +11,679,000 | $0 | $11,898,754 | +$11,898,754 | 2023-11-14 |
|---|
| Q3 2023 | LUMENTUM HLDGS INC
CUSIP 55024UAB5 | — | NOTE 0.250% 3/1 | $0 | $12,000,000 | +12,000,000 | $0 | $11,882,339 | +$11,882,339 | 2023-11-14 |
|---|
| Q3 2023 | BURLINGTON STORES INC
CUSIP 122017AB2 | — | NOTE 2.250% 4/1 | $0 | $11,063,000 | +11,063,000 | $0 | $10,773,220 | +$10,773,220 | 2023-11-14 |
|---|
| Q3 2023 | SNAP INC
CUSIP 83304AAB2 | — | NOTE 0.750% 8/0 | $0 | $12,176,000 | +12,176,000 | $0 | $10,667,773 | +$10,667,773 | 2023-11-14 |
|---|
| Q3 2023 | EAGLE BULK SHIPPING INC
CUSIP 269442AB5 | — | NOTE 5.000% 8/0 | $0 | $7,100,000 | +7,100,000 | $0 | $9,921,835 | +$9,921,835 | 2023-11-14 |
|---|
| Q3 2023 | CENTURY ALUM CO
CUSIP 156431AQ1 | — | NOTE 2.750% 5/0 | $0 | $13,394,000 | +13,394,000 | $0 | $9,188,186 | +$9,188,186 | 2023-11-14 |
|---|
| Q3 2023 | LINTA
LIBERTY MEDIA CORP DEL | United States | NOTE 2.250% 8/1 | $0 | $9,190,000 | +9,190,000 | $0 | $8,999,528 | +$8,999,528 | 2023-11-14 |
|---|
| Q3 2023 | ALPHATEC HLDGS INC
CUSIP 02081GAB8 | — | NOTE 0.750% 8/0 | $0 | $9,000,000 | +9,000,000 | $0 | $8,663,575 | +$8,663,575 | 2023-11-14 |
|---|
| Q3 2023 | HALOZYME THERAPEUTICS INC
CUSIP 40637HAD1 | United States | NOTE 0.250% 3/0 | $0 | $9,500,000 | +9,500,000 | $0 | $8,048,987 | +$8,048,987 | 2023-11-14 |
|---|
| Q3 2023 | VEECO INSTRS INC DEL
CUSIP 922417AF7 | — | NOTE 3.750% 6/0 | $0 | $3,785,000 | +3,785,000 | $0 | $7,945,161 | +$7,945,161 | 2023-11-14 |
|---|
| Q3 2023 | EXACT SCIENCES CORP
CUSIP 30063PAC9 | — | NOTE 0.375% 3/0 | $0 | $8,986,000 | +8,986,000 | $0 | $7,766,421 | +$7,766,421 | 2023-11-14 |
|---|
| Q3 2023 | MITEK SYS INC
CUSIP 606710AA9 | — | NOTE 0.750% 2/0 | $0 | $8,732,000 | +8,732,000 | $0 | $7,607,362 | +$7,607,362 | 2023-11-14 |
|---|
| Q3 2023 | CARNIVAL CORP
CUSIP 143658BT8 | — | NOTE 5.750%10/0 | $0 | $5,000,000 | +5,000,000 | $0 | $7,477,972 | +$7,477,972 | 2023-11-14 |
|---|
| Q3 2023 | LUMENTUM HLDGS INC
CUSIP 55024UAD1 | — | NOTE 0.500%12/1 | $0 | $8,250,000 | +8,250,000 | $0 | $6,952,662 | +$6,952,662 | 2023-11-14 |
|---|
| Q3 2023 | EVOLENT HEALTH INC
CUSIP 30050BAD3 | — | NOTE 1.500%10/1 | $0 | $5,287,000 | +5,287,000 | $0 | $5,657,562 | +$5,657,562 | 2023-11-14 |
|---|
| Q3 2023 | WINNEBAGO INDS INC
CUSIP 974637AB6 | — | NOTE 1.500% 4/0 | $0 | $5,000,000 | +5,000,000 | $0 | $5,616,693 | +$5,616,693 | 2023-11-14 |
|---|
| Q3 2023 | AMERICAN AIRLINES GROUP INC
CUSIP 02376RAF9 | — | NOTE 6.500% 7/0 | $0 | $5,000,000 | +5,000,000 | $0 | $5,342,895 | +$5,342,895 | 2023-11-14 |
|---|
| Q3 2023 | BRIDGEBIO PHARMA INC
CUSIP 10806XAB8 | United States | NOTE 2.500% 3/1 | $0 | $5,500,000 | +5,500,000 | $0 | $5,297,678 | +$5,297,678 | 2023-11-14 |
|---|
| Q3 2023 | STRIDE INC
CUSIP 86333MAA6 | United States | NOTE 1.125% 9/0 | $0 | $4,500,000 | +4,500,000 | $0 | $4,740,332 | +$4,740,332 | 2023-11-14 |
|---|
| Q3 2023 | NCL CORP LTD
CUSIP 62886HBD2 | — | NOTE 1.125% 2/1 | $0 | $5,000,000 | +5,000,000 | $0 | $4,161,068 | +$4,161,068 | 2023-11-14 |
|---|
| Q3 2023 | PROGRESS SOFTWARE CORP
CUSIP 743312AB6 | — | NOTE 1.000% 4/1 | $0 | $4,000,000 | +4,000,000 | $0 | $4,132,703 | +$4,132,703 | 2023-11-14 |
|---|
| Q3 2023 | VAREX IMAGING CORP
CUSIP 92214XAB2 | — | NOTE 4.000% 6/0 | $0 | $3,345,000 | +3,345,000 | $0 | $3,798,091 | +$3,798,091 | 2023-11-14 |
|---|
| Q3 2023 | NUTANIX INC
CUSIP 67059NAH1 | United States | NOTE 0.250%10/0 | $0 | $4,000,000 | +4,000,000 | $0 | $3,582,221 | +$3,582,221 | 2023-11-14 |
|---|
| Q3 2023 | ARRAY TECHNOLOGIES INC
CUSIP 04271TAB6 | — | NOTE 1.000%12/0 | $0 | $3,000,000 | +3,000,000 | $0 | $3,427,110 | +$3,427,110 | 2023-11-14 |
|---|
| Q3 2023 | INSEEGO CORP
CUSIP 45782BAD6 | — | NOTE 3.250% 5/0 | $0 | $7,500,000 | +7,500,000 | $0 | $3,070,054 | +$3,070,054 | 2023-11-14 |
|---|
| Q3 2023 | JETBLUE AIRWAYS CORP
CUSIP 477143AP6 | — | NOTE 0.500% 4/0 | $0 | $3,500,000 | +3,500,000 | $0 | $2,709,268 | +$2,709,268 | 2023-11-14 |
|---|
| Q3 2023 | AKAMAI TECHNOLOGIES INC
CUSIP 00971TAL5 | — | NOTE 0.375% 9/0 | $0 | $2,000,000 | +2,000,000 | $0 | $2,089,467 | +$2,089,467 | 2023-11-14 |
|---|
| Q3 2023 | INSMED INC
CUSIP 457669AA7 | — | NOTE 1.750% 1/1 | $0 | $2,000,000 | +2,000,000 | $0 | $1,972,933 | +$1,972,933 | 2023-11-14 |
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| Q3 2023 | INNOVATE CORP
CUSIP 404139AG2 | — | NOTE 7.500% 8/0 | $0 | $3,415,000 | +3,415,000 | $0 | $1,785,930 | +$1,785,930 | 2023-11-14 |
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| Q3 2023 | BLOCK INC
CUSIP 852234AF0 | — | NOTE 0.125% 3/0 | $0 | $1,500,000 | +1,500,000 | $0 | $1,392,072 | +$1,392,072 | 2023-11-14 |
|---|
| Q3 2023 | ALTERYX INC
CUSIP 02156BAF0 | — | NOTE 1.000% 8/0 | $0 | $1,000,000 | +1,000,000 | $0 | $890,690 | +$890,690 | 2023-11-14 |
|---|
| Q3 2023 | ARES CAPITAL CORP
CUSIP 04010LAW3 | — | NOTE 4.625% 3/0 | $0 | $500,000 | +500,000 | $0 | $509,835 | +$509,835 | 2023-11-14 |
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