CATAWBA CAPITAL MANAGEMENT /VA Last Quarter Change: USA Everything Else, Reduced

CATAWBA CAPITAL MANAGEMENT /VA quarter change: USA Everything Else, Reduced

In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, CATAWBA CAPITAL MANAGEMENT /VA opened 0 positions, added to 3, reduced 4, sold out of 1 and left 7 unchanged. The largest increase in value was Fidelity Contrafund (+$231,000); the largest decrease was Fidelity Cap & Income Sh Ben I (-$106,000).

Vanguard/Windsor II Investor S: Country of operation United States; Class FUND; Shares 2016-06-30 55,052; Shares 2016-09-30 54,271.
Fidelity 500 Index Advantage C: Country of operation —; Class FUND; Shares 2016-06-30 15,903; Shares 2016-09-30 15,773.
T Rowe Price Small-Cap Value F: Country of operation United States; Class FUND; Shares 2016-06-30 11,343; Shares 2016-09-30 11,199.
T Rowe Price Blue Chip Com: Country of operation —; Class FUND; Shares 2016-06-30 3,190; Shares 2016-09-30 2,752.

Two Form 13F-HR filings compared (SEC CIK 1080366): 2016-06-30 (filed 2016-07-19) and 2016-09-30 (filed 2016-10-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
Vanguard/Windsor II Investor S CUSIP 922018205	United States	FUND	55,052	54,271	-781	$1,880,000	$1,929,000	+$49,000
Fidelity 500 Index Advantage C CUSIP 315911701		FUND	15,903	15,773	-130	$1,179,000	$1,209,000	+$30,000
T Rowe Price Small-Cap Value F CUSIP 77957Q103	United States	FUND	11,343	11,199	-144	$443,000	$465,000	+$22,000
T Rowe Price Blue Chip Com CUSIP 77954Q106		FUND	3,190	2,752	-438	$218,000	$202,000	-$16,000

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