Carroll Financial Associates, Inc. quarter change: USA Everything Else, Added
In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Carroll Financial Associates, Inc. opened 26 positions, added to 43, reduced 32, sold out of 43 and left 189 unchanged. The largest increase in value was PARK STERLING CORP COM (+$1,105,000); the largest decrease was JOHNSON CTLS INC COM (-$314,000).
- PARK STERLING CORP COM: Country of operation —; Class Stock; Shares 2016-06-30 958,707; Shares 2016-09-30 973,225.
- SPECTRA ENERGY CORP COM: Country of operation —; Class Stock; Shares 2016-06-30 78,864; Shares 2016-09-30 83,485.
- GENERAL ELECTRIC CO COM: Country of operation United States; Class Stock; Shares 2016-06-30 363,831; Shares 2016-09-30 406,293.
- HOLLYFRONTIER CORP COM: Country of operation —; Class Stock; Shares 2016-06-30 328; Shares 2016-09-30 4,027.
Two Form 13F-HR filings compared (SEC CIK 1567784): 2016-06-30 (filed 2016-07-18) and 2016-09-30 (filed 2016-10-11). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
PARK STERLING CORP COM
CUSIP 70086Y105 | | Stock | 958,707 | 973,225 | +14,518 | $6,797,000 | $7,902,000 | +$1,105,000 |
|---|
SPECTRA ENERGY CORP COM
CUSIP 847560109 | | Stock | 78,864 | 83,485 | +4,621 | $2,888,000 | $3,569,000 | +$681,000 |
|---|
GENERAL ELECTRIC CO COM
CUSIP 369604103 | United States | Stock | 363,831 | 406,293 | +42,462 | $11,453,000 | $12,034,000 | +$581,000 |
|---|
HOLLYFRONTIER CORP COM
CUSIP 436106108 | | Stock | 328 | 4,027 | +3,699 | $7,000 | $98,000 | +$91,000 |
|---|
BLACKSTONE GROUP L P COM UNIT LTD
CUSIP 09253U108 | United States | MLP | 6,230 | 8,494 | +2,264 | $152,000 | $216,000 | +$64,000 |
|---|
KKR & CO L P DEL COM UNITS
CUSIP 48248M102 | | MLP | 16,293 | 18,495 | +2,202 | $201,000 | $263,000 | +$62,000 |
|---|
ALLERGAN PLC SHS
CUSIP G0177J108 | | Stock | 329 | 555 | +226 | $76,000 | $127,000 | +$51,000 |
|---|
DU PONT E I DE NEMOURS & CO COM
CUSIP 263534109 | | Stock | 13,777 | 14,056 | +279 | $892,000 | $941,000 | +$49,000 |
|---|
PIEDMONT NAT GAS INC COM
CUSIP 720186105 | | Stock | 38,283 | 38,983 | +700 | $2,301,000 | $2,340,000 | +$39,000 |
|---|
SUNTRUST BKS INC COM
CUSIP 867914103 | | Stock | 8,659 | 8,864 | +205 | $355,000 | $388,000 | +$33,000 |
|---|
HCP INC COM
CUSIP 40414L109 | | REIT | 1,315 | 1,915 | +600 | $46,000 | $72,000 | +$26,000 |
|---|
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP
CUSIP 559080106 | | MLP | 1,994 | 2,480 | +486 | $151,000 | $175,000 | +$24,000 |
|---|
SCANA CORP NEW COM
CUSIP 80589M102 | | Stock | 15,093 | 16,104 | +1,011 | $1,141,000 | $1,165,000 | +$24,000 |
|---|
MONSANTO CO NEW COM
CUSIP 61166W101 | | Stock | 4,058 | 4,336 | +278 | $419,000 | $443,000 | +$24,000 |
|---|
NUVEEN PREFERRED SECURITIES IN COM
CUSIP 67072C105 | United States | CEF | 2,331 | 4,382 | +2,051 | $21,000 | $42,000 | +$21,000 |
|---|
TIME WARNER INC COM NEW
CUSIP 887317303 | | Stock | 1,063 | 1,198 | +135 | $78,000 | $95,000 | +$17,000 |
|---|
INGERSOLL-RAND PLC SHS
CUSIP G47791101 | | Stock | 423 | 583 | +160 | $26,000 | $39,000 | +$13,000 |
|---|
WALGREENS BOOTS ALLIANCE INC COM
CUSIP 931427108 | United States | Stock | 885 | 1,046 | +161 | $73,000 | $84,000 | +$11,000 |
|---|
PRAXAIR INC COM
CUSIP 74005P104 | | Stock | 689 | 734 | +45 | $77,000 | $88,000 | +$11,000 |
|---|
SIRIUS XM HLDGS INC COM
CUSIP 82968B103 | United States | Stock | 240 | 2,640 | +2,400 | $0 | $11,000 | +$11,000 |
|---|
BLACKROCK INC COM
CUSIP 09247X101 | United States | Stock | 110 | 130 | +20 | $37,000 | $47,000 | +$10,000 |
|---|
CBS CORP NEW CL B
CUSIP 124857202 | | Stock | 365 | 493 | +128 | $19,000 | $27,000 | +$8,000 |
|---|
COMMUNITYONE BANCORP COM
CUSIP 20416Q108 | | Stock | 15 | 473 | +458 | $0 | $6,000 | +$6,000 |
|---|
GENERAL MTRS CO WT EXP 071019
CUSIP 37045V126 | | Stock | 435 | 755 | +320 | $4,000 | $10,000 | +$6,000 |
|---|
MACQUARIE GLBL INFRA TOTL RETN COM
CUSIP 55608D101 | | CEF | 366 | 566 | +200 | $7,000 | $12,000 | +$5,000 |
|---|
CENTURYLINK INC COM
CUSIP 156700106 | | Stock | 10,087 | 10,490 | +403 | $292,000 | $287,000 | -$5,000 |
|---|
ROCKWELL COLLINS INC COM
CUSIP 774341101 | | Stock | 554 | 624 | +70 | $47,000 | $52,000 | +$5,000 |
|---|
TWENTY FIRST CENTY FOX INC CL A
CUSIP 90130A101 | | Stock | 138 | 315 | +177 | $3,000 | $7,000 | +$4,000 |
|---|
NATIONAL INSTRS CORP COM
CUSIP 636518102 | United States | Stock | 368 | 508 | +140 | $10,000 | $14,000 | +$4,000 |
|---|
AON PLC SHS CL A
CUSIP G0408V102 | | Stock | 900 | 907 | +7 | $98,000 | $102,000 | +$4,000 |
|---|
LIBERTY GLOBAL PLC SHS CL C
CUSIP G5480U120 | United States | Stock | 475 | 502 | +27 | $13,000 | $16,000 | +$3,000 |
|---|
AETNA INC NEW COM
CUSIP 00817Y108 | | Stock | 619 | 630 | +11 | $75,000 | $72,000 | -$3,000 |
|---|
BROOKFIELD ASSET MGMT INC CL A LTD VT SH
CUSIP 112585104 | | Stock | 599 | 630 | +31 | $19,000 | $22,000 | +$3,000 |
|---|
ANNALY CAP MGMT INC COM
CUSIP 035710409 | United States | REIT | 7,075 | 7,272 | +197 | $78,000 | $76,000 | -$2,000 |
|---|
TEEKAY TANKERS LTD CL A
CUSIP Y8565N102 | | Stock | 7,150 | 7,712 | +562 | $21,000 | $19,000 | -$2,000 |
|---|
DISCOVER FINL SVCS COM
CUSIP 254709108 | United States | Stock | 341 | 366 | +25 | $18,000 | $20,000 | +$2,000 |
|---|
MEMORIAL PRODTN PARTNERS LP COM U REP LTD
CUSIP 586048100 | | MLP | 1,095 | 2,230 | +1,135 | $2,000 | $3,000 | +$1,000 |
|---|
LIBERTY GLOBAL PLC LILAC SHS CL C
CUSIP G5480U153 | | Stock | 19 | 70 | +51 | $0 | $1,000 | +$1,000 |
|---|
BGC PARTNERS INC CL A
CUSIP 05541T101 | | Stock | 4,914 | 4,938 | +24 | $42,000 | $43,000 | +$1,000 |
|---|
AMERIGAS PARTNERS L P UNIT L P INT
CUSIP 030975106 | | MLP | 122 | 124 | +2 | $5,000 | $5,000 | $0 |
|---|
LIBERTY GLOBAL PLC LILAC SHS CL A
CUSIP G5480U138 | | Stock | 8 | 33 | +25 | $0 | $0 | $0 |
|---|
POTASH CORP SASK INC COM
CUSIP 73755L107 | | Stock | 1,614 | 1,618 | +4 | $26,000 | $26,000 | $0 |
|---|
ATHENAHEALTH INC COM
CUSIP 04685W103 | | Stock | 88 | 103 | +15 | $12,000 | $12,000 | $0 |
|---|
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