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Carnick & Kubik, LLC Historic Quarter Change: USA Everything Else, New

Carnick & Kubik, LLC historic quarter change: USA Everything Else, New

In partnership units, exchange-traded notes and anything else (listed in the US), over 11 quarters from 2013-06-30 to 2016-03-31, Carnick & Kubik, LLC opened 711 positions, added to 3, reduced 0 and sold out of 5.

  • Q1 2016: Stock GOOGLE INC.; Country of operation —; Class STOCKS; Shares before 0.
  • Q1 2016: Stock 1/100 Berkshire Htwy A; Country of operation —; Class STOCK; Shares before 0.
  • Q1 2016: Stock TIME WARNER CABLE 8.25% 04/01/19; Country of operation —; Class FTAX; Shares before 0.
  • Q1 2016: Stock ZOETIS INC; Country of operation —; Class FTAX; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1555900), 11 quarters: Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-30); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-06); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-03); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-04); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-05); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-06); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-29). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2016GOOGLE INC.
CUSIP 38259P508
STOCKS03,850+3,850$0$2,914,000+$2,914,0002016-05-12
Q1 20161/100 Berkshire Htwy A
CUSIP 084990175
STOCK01,300+1,300$0$2,775,000+$2,775,0002016-05-12
Q1 2016TIME WARNER CABLE 8.25% 04/01/19
CUSIP 88732JAS7
FTAX01,692,000+1,692,000$0$1,969,000+$1,969,0002016-05-12
Q1 2016ZOETIS INC
CUSIP 98978VAB9
FTAX01,685,000+1,685,000$0$1,662,000+$1,662,0002016-05-12
Q1 2016DIGITAL REALTY
CUSIP 25389JAJ5
FTAX01,510,000+1,510,000$0$1,662,000+$1,662,0002016-05-12
Q1 2016WISCONSIN EGY CP HLDG CO
CUSIP 976657106
STOCKS027,143+27,143$0$1,630,000+$1,630,0002016-05-12
Q1 2016POWERSHRS DYN PHARMACEUTIC
CUSIP 73935X799
STOCKS026,443+26,443$0$1,589,000+$1,589,0002016-05-12
Q1 2016KLA-TENCOR CORP
CUSIP 482480AE0
United StatesFTAX01,545,000+1,545,000$0$1,560,000+$1,560,0002016-05-12
Q1 2016B B & T Corp
CUSIP 054937206
STOCKS059,568+59,568$0$1,558,000+$1,558,0002016-05-12
Q1 2016SYMANTEC CORP
CUSIP 871503AK4
FTAX01,546,000+1,546,000$0$1,555,000+$1,555,0002016-05-12
Q1 2016WESTCORE PLUS BOND
CUSIP 957904675
STOCKS0138,439+138,439$0$1,492,000+$1,492,0002016-05-12
Q1 2016DISCOVER FINCL 6.5% PFD
CUSIP 254709207
STOCKS055,224+55,224$0$1,475,000+$1,475,0002016-05-12
Q1 2016NEW YORK COMMUNITY BANCORP INC
CUSIP 649445103
United StatesSTOCKS091,739+91,739$0$1,459,000+$1,459,0002016-05-12
Q1 2016ICON PLC SPON ADR
CUSIP 45103T107
STOCKS019,185+19,185$0$1,441,000+$1,441,0002016-05-12
Q1 2016KEYCORP CONV
CUSIP 493267405
STOCKS011,016+11,016$0$1,439,000+$1,439,0002016-05-12
Q1 2016EXELON GENERATION CO 4.25%06/15/2022-202
CUSIP 30161MAL7
FTAX01,355,000+1,355,000$0$1,421,000+$1,421,0002016-05-12
Q1 2016CITIGROUP INC
CUSIP 172967GT2
FTAX01,410,000+1,410,000$0$1,407,000+$1,407,0002016-05-12
Q1 2016ARROW ELECTRS INC
CUSIP 042735BC3
FTAX01,300,000+1,300,000$0$1,364,000+$1,364,0002016-05-12
Q1 2016ARROW ELECTRS I
CUSIP 042735AL4
FTAX01,249,000+1,249,000$0$1,357,000+$1,357,0002016-05-12
Q1 2016LAM RESEARCH CORP
CUSIP 512807108
United StatesSTOCKS015,960+15,960$0$1,318,000+$1,318,0002016-05-12
Q1 2016ALLERGAN INC
CUSIP 018490102
STOCKS04,918+4,918$0$1,318,000+$1,318,0002016-05-12
Q1 2016CENTURYTEL INC
CUSIP 156700106
FTAX040,700+40,700$0$1,301,000+$1,301,0002016-05-12
Q1 2016QUALCOMM INC
CUSIP 747525AF0
United StatesFTAX01,220,000+1,220,000$0$1,263,000+$1,263,0002016-05-12
Q1 2016PRICELINE.COM INC NEW
CUSIP 741503403
STOCKS0979+979$0$1,262,000+$1,262,0002016-05-12
Q1 2016GOLDMAN SACHS GROUP INC
CUSIP 38141GVM3
FTAX01,195,000+1,195,000$0$1,254,000+$1,254,0002016-05-12
Q1 2016SYMANTEC CORP
CUSIP 871503AH1
FTAX01,212,000+1,212,000$0$1,254,000+$1,254,0002016-05-12
Q1 2016Greenhaven Cont Cmdty
CUSIP 395258106
STOCK066,080+66,080$0$1,236,000+$1,236,0002016-05-12
Q1 2016BUNGE LTD, 4.875%
CUSIP G16962204
FTAX013,656+13,656$0$1,171,000+$1,171,0002016-05-12
Q1 2016NABORS IND
CUSIP 629568AT3
FTAX01,149,000+1,149,000$0$1,156,000+$1,156,0002016-05-12
Q1 2016INTL GAME TECH
CUSIP 459902AR3
FTAX01,041,000+1,041,000$0$1,133,000+$1,133,0002016-05-12
Q1 2016EXPRESS SCRIPTS HLDG CO
CUSIP 30219GAM0
United StatesFTAX01,090,000+1,090,000$0$1,131,000+$1,131,0002016-05-12
Q1 2016ALCOA
CUSIP 013817AS0
FTAX01,055,000+1,055,000$0$1,129,000+$1,129,0002016-05-12
Q1 2016UNITED TECHNOLOGIES
CUSIP 913017109
United StatesSTOCKS011,215+11,215$0$1,123,000+$1,123,0002016-05-12
Q1 2016BB&T CORPORATION
CUSIP 054937107
STOCKS033,428+33,428$0$1,112,000+$1,112,0002016-05-12
Q1 2016GILEAD SCIENCES
CUSIP 375558AP8
STOCKS012,015+12,015$0$1,104,000+$1,104,0002016-05-12
Q1 2016BUCKEYE PARTNERS
CUSIP 118230AH4
FTAX01,037,000+1,037,000$0$1,082,000+$1,082,0002016-05-12
Q1 2016FIDELITY NATL FINL INC
CUSIP 31620R105
STOCKS031,771+31,771$0$1,077,000+$1,077,0002016-05-12
Q1 2016KRAFT FOODS
CUSIP 50075NAV6
FTAX0975,000+975,000$0$1,075,000+$1,075,0002016-05-12
Q1 2016NOBLE ENERGY INC
CUSIP 655044AD7
FTAX0910,000+910,000$0$1,001,000+$1,001,0002016-05-12
Q1 2016CONAGRA FOODS INC
CUSIP 205887AF9
United StatesFTAX0808,000+808,000$0$996,000+$996,0002016-05-12
Q1 2016CIMAREX ENERGY CO
CUSIP 171798101
STOCKS09,947+9,947$0$968,000+$968,0002016-05-12
Q1 2016LEAVENWORTH CNTY KANS UNI SCH
CUSIP 522218JT4
FNON0770,000+770,000$0$932,000+$932,0002016-05-12
Q1 2016BALT G&E CAP
CUSIP 05541Q206
STOCKS034,682+34,682$0$911,000+$911,0002016-05-12
Q1 2016UNIVERSITY COLO HOS
CUSIP 914174CY1
FNON0770,000+770,000$0$887,000+$887,0002016-05-12
Q1 2016CAPSTEAD MORTGAGE CP NEW
CUSIP 14067E506
STOCKS088,224+88,224$0$873,000+$873,0002016-05-12
Q1 2016KENTUCKY ST PPTY & BLDGS COMMN
CUSIP 49151FMX5
United StatesFNON0720,000+720,000$0$872,000+$872,0002016-05-12
Q1 2016TELEPHONE & DATA
CUSIP 879433837
STOCKS034,021+34,021$0$861,000+$861,0002016-05-12
Q1 2016BETHLEHEM PA
CUSIP 087347W30
FTAX0797,000+797,000$0$851,000+$851,0002016-05-12
Q1 2016GOLDMAN SACHS GP DEP SHS
CUSIP 399900950
FTAX042,065+42,065$0$837,000+$837,0002016-05-12
Q1 2016QUEST DIAGNOSTICS INC
CUSIP 74834LAV2
FTAX0775,000+775,000$0$812,000+$812,0002016-05-12
Q1 2016KANSAS ST DEV FIN AUTH HEALTH
CUSIP 48543BNP9
FNON0725,000+725,000$0$800,000+$800,0002016-05-12
Q1 2016VALERO ENERGY
CUSIP 91913YAN0
FTAX0661,250+661,250$0$772,000+$772,0002016-05-12
Q1 2016KANSAS ST DEV FIN AUTH REV
CUSIP 485429N59
FNON0675,000+675,000$0$733,000+$733,0002016-05-12
Q1 2016GRUNDY CNTY ILL
CUSIP 400316CU7
FNON0575,000+575,000$0$712,000+$712,0002016-05-12
Q1 2016WEST MIFFLIN PA SAN SWR MUN AU
CUSIP 954507DD8
FNON0600,000+600,000$0$702,000+$702,0002016-05-12
Q1 2016BUTLER CNTY OHIO HOSP FACS REV
CUSIP 123550GE9
FNON0620,000+620,000$0$701,000+$701,0002016-05-12
Q1 2016ENTERTAINMENT PPTYS PFD
CUSIP 294348107
FTAX019,605+19,605$0$686,000+$686,0002016-05-12
Q1 2016TEXAS TRANSN COMMN CENT TEX TP
CUSIP 88283KAT5
United StatesFNON0590,000+590,000$0$685,000+$685,0002016-05-12
Q1 2016WALGREEN BOOTS ALLIANCE INC COM
CUSIP 931427108
United StatesSTOCKS08,114+8,114$0$684,000+$684,0002016-05-12
Q1 2016BERKSHIRE HATHAWAY CL B
CUSIP 113809107
STOCKS04,750+4,750$0$674,000+$674,0002016-05-12
Q1 2016SEDGWICK CNTY KANS UNI SCH DIS
CUSIP 815662JE2
FNON0600,000+600,000$0$671,000+$671,0002016-05-12
Q1 2016ONEOK INC NEW 4.25% 02/01/2022
CUSIP 682680AQ6
FTAX0789,000+789,000$0$657,000+$657,0002016-05-12
Q1 2016COLORADO EDL & CULTURAL FACS A
CUSIP 19645RQG9
FNON0555,000+555,000$0$647,000+$647,0002016-05-12
Q1 2016APACHE CORP
CUSIP 037411105
STOCKS013,248+13,248$0$647,000+$647,0002016-05-12
Q1 2016CENTRAL BRADFORD PROGRESS AUTH
CUSIP 152691AM3
FNON0555,000+555,000$0$644,000+$644,0002016-05-12
Q1 2016DALLAS FORT WORTH
CUSIP 235036TT7
FNON0550,000+550,000$0$633,000+$633,0002016-05-12
Q1 2016GENERAL ELECTRIC
CUSIP 369604103
United StatesSTOCKS019,320+19,320$0$614,000+$614,0002016-05-12
Q1 2016SOUTHFIELD MICH LIBR BLDG AUTH
CUSIP 844211CU4
FNON0500,000+500,000$0$613,000+$613,0002016-05-12
Q1 2016PEOPLE S UNITED FINANCIAL INC
CUSIP 712704105
STOCK038,419+38,419$0$612,000+$612,0002016-05-12
Q1 2016FRANKLIN CNTY KANS UNI SCH DIS
CUSIP 352802GG1
FNON0500,000+500,000$0$608,000+$608,0002016-05-12
Q1 2016METLIFE INC A PERP PFD
CUSIP 591398102
FTAX024,317+24,317$0$607,000+$607,0002016-05-12
Q1 2016WESTERN UNION CO
CUSIP 959802AP4
FTAX0585,000+585,000$0$600,000+$600,0002016-05-12
Q1 2016POLK CNTY ORE
CUSIP 731333BL3
FNON0530,000+530,000$0$583,000+$583,0002016-05-12
Q1 2016WISCONSIN ST HEALTH & EDL FACS
CUSIP 97710B5E8
FNON0500,000+500,000$0$581,000+$581,0002016-05-12
Q1 2016TRADITION CMNTY DEV DIST NO 1
CUSIP 89269HAM3
FNON0520,000+520,000$0$578,000+$578,0002016-05-12
Q1 2016YOUNGSTOWN OHIO MET HSG AUTH L
CUSIP 987675AE5
United StatesFNON0550,000+550,000$0$578,000+$578,0002016-05-12
Q1 2016COLORADO ST BRD
CUSIP 196707QD8
FNON0525,000+525,000$0$576,000+$576,0002016-05-12
Q1 2016SEMINOLE CNTY FLA WTR & SWR RE
CUSIP 816705JC2
United StatesFNON0500,000+500,000$0$569,000+$569,0002016-05-12
Q1 2016SHAW COMMUNICATIONS INC-B
CUSIP 82028K200
STOCKS029,058+29,058$0$561,000+$561,0002016-05-12
Q1 2016INGERSOLL RAND
CUSIP 456866AG7
FTAX0446,000+446,000$0$558,000+$558,0002016-05-12
Q1 2016KING CNTY WASH PUB HOSP DIST N
CUSIP 494791QW9
United StatesFNON0450,000+450,000$0$556,000+$556,0002016-05-12
Q1 2016GOODYEAR ARIZ COMNTY FACS UTILS
CUSIP 38251NES0
FNON0500,000+500,000$0$552,000+$552,0002016-05-12
Q1 2016REAGAN HOSP DIST REAGAN CNTY T
CUSIP 755783AL1
United StatesFNON0500,000+500,000$0$551,000+$551,0002016-05-12
Q1 2016KENTUCKY ECONOMIC DEV FIN AUTH
CUSIP 49126PDE7
FNON0500,000+500,000$0$544,000+$544,0002016-05-12
Q1 2016SOUTHERN CALIF
CUSIP 84247PCJ8
FTAX0460,000+460,000$0$537,000+$537,0002016-05-12
Q1 2016EAGLE RANCH CO MET
CUSIP 26982PCP4
FNON0465,000+465,000$0$529,000+$529,0002016-05-12
Q1 2016OSSEO MINN INDPT SCH DIST 279
CUSIP 688445AX3
FNON0470,000+470,000$0$522,000+$522,0002016-05-12
Q1 2016PARKER COLO CTFS PARTN
CUSIP 70105FBZ5
FNON0430,000+430,000$0$515,000+$515,0002016-05-12
Q1 2016WYANDOTTE CNTY/KANS CITY KANS
CUSIP 982671Y94
FNON0450,000+450,000$0$511,000+$511,0002016-05-12
Q1 2016NORTH TEX TWY AUTH DALLAS NORT
CUSIP 662858FR5
FNON0460,000+460,000$0$510,000+$510,0002016-05-12
Q1 2016CHESTERFIELD VY TRANSN DEV DIS
CUSIP 166533BD0
United StatesFNON0500,000+500,000$0$510,000+$510,0002016-05-12
Q1 2016KANSAS ST DEV FIN AUTH REV
CUSIP 485429N42
FNON0450,000+450,000$0$491,000+$491,0002016-05-12
Q1 2016CASTLE ROCK COLO
CUSIP 14848PAZ4
FNON0430,000+430,000$0$486,000+$486,0002016-05-12
Q1 2016COLORADO EDL & CULTURAL FACS A
CUSIP 19645RWF4
United StatesFNON0425,000+425,000$0$484,000+$484,0002016-05-12
Q1 2016BUTLER CNTY KS UNI SCH DIST NO
CUSIP 123425FM7
FNON0435,000+435,000$0$479,000+$479,0002016-05-12
Q1 2016THORNTON COLO DEV AUTH TAX INC
CUSIP 885277EH2
FNON0400,000+400,000$0$476,000+$476,0002016-05-12
Q1 2016WESTERN UNION CO
CUSIP 959802AB5
FTAX0465,000+465,000$0$475,000+$475,0002016-05-12
Q1 2016MCLEAN CNTY ILL PUB BLDG COMMN
CUSIP 581872GP7
FNON0390,000+390,000$0$469,000+$469,0002016-05-12
Q1 2016DENVER COLO URBAN RENEWAL AUTH
CUSIP 249301FL1
United StatesFNON0400,000+400,000$0$469,000+$469,0002016-05-12
Q1 2016VERMONT ST COLLEGES
CUSIP 924275DS6
FNON0380,000+380,000$0$453,000+$453,0002016-05-12

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