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CALDWELL SUTTER CAPITAL, INC. Historic Quarter Change: USA Other Stocks, New

CALDWELL SUTTER CAPITAL, INC. historic quarter change: USA Other Stocks, New

In shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), over 10 quarters from 2023-12-31 to 2026-06-30, CALDWELL SUTTER CAPITAL, INC. opened 17 positions, added to 19, reduced 37 and sold out of 80.

  • Q1 2026: Stock SENMIAO TECHNOLOGY LTD COM; Country of operation United States; Class SHS; Shares before 0.
  • Q3 2025: Stock SEABRIDGE GOLD INC; Country of operation —; Class COM; Shares before 0.
  • Q3 2025: Stock THIRD HARMONIC BIO INC; Country of operation United States; Class COM; Shares before 0.
  • Q2 2025: Stock GREENLANE HLDGS INC; Country of operation United States; Class CL A NEW; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 702007), 10 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-05); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-06); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-30); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-10-29); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-07-11); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-04-16); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-01-21); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-10-25); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-07-23); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-04-19). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2022-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2026SENMIAO TECHNOLOGY LTD COM
CUSIP 817225204
United StatesSHS015+15$0$19+$192026-05-06
Q3 2025SEABRIDGE GOLD INC
CUSIP 811916105
COM0600+600$0$14,490+$14,4902025-10-29
Q3 2025THIRD HARMONIC BIO INC
CUSIP 88427A107
United StatesCOM01,000+1,000$0$0$02025-10-29
Q2 2025GREENLANE HLDGS INC
CUSIP 395330509
United StatesCL A NEW000$0$0$02025-07-11
Q1 2025IMPERIAL PETE INC
CUSIP Y3894J104
COM NEW029,435+29,435$0$72,116+$72,1162025-04-16
Q1 2025CADRENAL THERAPEUTICS INC
CUSIP 127636108
United StatesCOM NEW05+5$0$88+$882025-04-16
Q1 2025WORKHORSE GROUP INC
CUSIP 98138J404
United StatesCOM NEW01+1$0$2+$22025-04-16
Q4 2024OSISKO GOLD ROYALTIES LTD
CUSIP 68827L101
COM0100+100$0$1,810+$1,8102025-01-21
Q4 2024ROCKET LAB USA INC
CUSIP 773122106
United StatesCOM043+43$0$1,095+$1,0952025-01-21
Q3 2024WESTELL TECHNOLOGIES INC
CUSIP 957541204
CL A NEW05,600+5,600$0$8,344+$8,3442024-10-25
Q2 2024NICHOLAS FINL INC BC
CUSIP 65373J209
COM0157,000+157,000$0$1,031,490+$1,031,4902024-07-23
Q2 2024ASTRA SPACE INC
CUSIP 04634X202
United StatesCL A NEW01,356+1,356$0$682+$6822024-07-23
Q2 2024WORKHORSE GROUP INC COM
CUSIP 98138J305
United StatesSHS02+2$0$3+$32024-07-23
Q2 2024MERRIMACK PHARMACEUTICALS INC
CUSIP 590328209
United StatesCOM NEW07,458+7,458$0$0$02024-07-23
Q1 2024COMMUNITY WEST BANCSHARES
CUSIP 155685100
United StatesNEW COM020,043+20,043$0$398,655+$398,6552024-04-19
Q1 2024AMCOR PLC
CUSIP G0250X107
ORD0242+242$0$2,301+$2,3012024-04-19
Q1 2024OCEAN BIOMEDICAL INC
CUSIP 00809L106
COM0100+100$0$379+$3792024-04-19

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