Bruderman Asset Management, LLC Last Quarter Change: Foreign Stocks, Reduced

Bruderman Asset Management, LLC quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, Bruderman Asset Management, LLC opened 0 positions, added to 4, reduced 6, sold out of 1 and left 2 unchanged. The largest increase in value was TSM (+$328,000); the largest decrease was SNY (-$2,156,000).

SNY: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 184,607; Shares 2016-09-30 145,840.
DEO: Country of operation —; Class SPON ADR NEW; Shares 2016-06-30 75,152; Shares 2016-09-30 58,839.
BP: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 22,063; Shares 2016-09-30 1,671.
NVS: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 88,939; Shares 2016-09-30 88,223.

Two Form 13F-HR filings compared (SEC CIK 1633673): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
SNY SANOFI	SPONSORED ADR	184,607	145,840	-38,767	$7,726,000	$5,570,000	-$2,156,000
DEO DIAGEO P L C	SPON ADR NEW	75,152	58,839	-16,313	$8,483,000	$6,828,000	-$1,655,000
BP BP PLC	SPONSORED ADR	22,063	1,671	-20,392	$783,000	$59,000	-$724,000
NVS NOVARTIS A G	SPONSORED ADR	88,939	88,223	-716	$7,338,000	$6,966,000	-$372,000
TSM TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADR	81,199	80,352	-847	$2,130,000	$2,458,000	+$328,000
ULXXXX UNILEVER PLC	SPON ADR NEW	18,691	17,975	-716	$895,000	$852,000	-$43,000

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