Bartlett & Co. LLC historic quarter change: Foreign ADRs, Reduced
In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2023-12-31, Bartlett & Co. LLC opened 29 positions, added to 31, reduced 51 and sold out of 31.
- Q3 2016: Stock Royal Dutch Shell PLC Spons AD; Country of operation —; Class ADR; Shares before 17,777.
- Q3 2016: Stock Pandora A/S ADR; Country of operation —; Class ADR; Shares before 2,500.
- Q3 2016: Stock WH Group LTD ADR; Country of operation —; Class ADR; Shares before 4,750.
- Q3 2016: Stock Capgemini ADR; Country of operation —; Class ADR; Shares before 1,775.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550075), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-02); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-02); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
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| Q3 2016 | Royal Dutch Shell PLC Spons AD
CUSIP 780259206 | | ADR | 17,777 | 17,388 | -389 | $982,000 | $871,000 | -$111,000 | 2016-10-24 |
|---|
| Q3 2016 | Pandora A/S ADR
CUSIP 698341104 | | ADR | 2,500 | 2,000 | -500 | $85,000 | $61,000 | -$24,000 | 2016-10-24 |
|---|
| Q3 2016 | WH Group LTD ADR
CUSIP 92890T106 | | ADR | 4,750 | 4,000 | -750 | $74,000 | $65,000 | -$9,000 | 2016-10-24 |
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| Q3 2016 | Capgemini ADR
CUSIP 139098107 | | ADR | 1,775 | 1,500 | -275 | $78,000 | $73,000 | -$5,000 | 2016-10-24 |
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| Q3 2016 | Shire PLC ADR
CUSIP 82481R106 | | ADR | 511 | 510 | -1 | $94,000 | $99,000 | +$5,000 | 2016-10-24 |
|---|
| Q3 2016 | Allianz SE ADR
CUSIP 018805101 | | ADR | 4,285 | 4,000 | -285 | $62,000 | $59,000 | -$3,000 | 2016-10-24 |
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| Q3 2016 | Tata Motors Ltd
CUSIP 876568502 | | ADR | 2,800 | 2,350 | -450 | $97,000 | $94,000 | -$3,000 | 2016-10-24 |
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| Q2 2016 | National Grid PLC
CUSIP 636274300 | | ADR | 1,529 | 75 | -1,454 | $109,000 | $6,000 | -$103,000 | 2016-07-27 |
|---|
| Q2 2016 | Total S.A.
CUSIP 89151E109 | | ADR | 11,620 | 10,120 | -1,500 | $528,000 | $487,000 | -$41,000 | 2016-07-27 |
|---|
| Q2 2016 | Glaxo Smithkline Sponsored PLC
CUSIP 37733W105 | | ADR | 5,483 | 5,283 | -200 | $222,000 | $229,000 | +$7,000 | 2016-07-27 |
|---|
| Q1 2016 | Royal Dutch Shell PLC Spons AD
CUSIP 780259206 | | ADR | 19,790 | 17,715 | -2,075 | $906,000 | $858,000 | -$48,000 | 2016-05-02 |
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| Q1 2016 | Tyco International PLC
CUSIP G91442106 | | ADR | 947 | 65 | -882 | $30,000 | $2,000 | -$28,000 | 2016-05-02 |
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| Q1 2016 | BT Group PLC ADR
CUSIP 05577E101 | | ADR | 2,150 | 1,600 | -550 | $74,000 | $51,000 | -$23,000 | 2016-05-02 |
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| Q1 2016 | Royal Dutch Shell PLC
CUSIP 780259107 | | ADR | 1,955 | 1,568 | -387 | $90,000 | $77,000 | -$13,000 | 2016-05-02 |
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| Q1 2016 | Total S.A.
CUSIP 89151E109 | | ADR | 11,920 | 11,620 | -300 | $536,000 | $528,000 | -$8,000 | 2016-05-02 |
|---|
| Q4 2015 | Unilever N V
CUSIP 904784709 | | ADR | 6,575 | 950 | -5,625 | $264,000 | $41,000 | -$223,000 | 2016-02-04 |
|---|
| Q4 2015 | Royal Dutch Shell PLC Spons AD
CUSIP 780259206 | | ADR | 21,145 | 19,790 | -1,355 | $1,002,000 | $906,000 | -$96,000 | 2016-02-04 |
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| Q4 2015 | Tata Motors Ltd
CUSIP 876568502 | | ADR | 3,135 | 2,500 | -635 | $71,000 | $74,000 | +$3,000 | 2016-02-04 |
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| Q2 2015 | Royal Dutch Shell PLC Spons AD
CUSIP 780259206 | | ADR | 22,645 | 20,990 | -1,655 | $1,351,000 | $1,197,000 | -$154,000 | 2015-08-03 |
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| Q2 2015 | China Mobile Ltd ADR
CUSIP 16941M109 | | ADR | 1,475 | 1,000 | -475 | $96,000 | $64,000 | -$32,000 | 2015-08-03 |
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| Q1 2015 | Total S.A.
CUSIP 89151E109 | | ADR | 12,092 | 11,920 | -172 | $619,000 | $592,000 | -$27,000 | 2015-05-01 |
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| Q1 2015 | Royal Dutch Shell PLC
CUSIP 780259107 | | ADR | 2,135 | 1,955 | -180 | $149,000 | $123,000 | -$26,000 | 2015-05-01 |
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| Q1 2015 | CNOOC Limited ADR
CUSIP 126132109 | | ADR | 126 | 71 | -55 | $17,000 | $10,000 | -$7,000 | 2015-05-01 |
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| Q1 2015 | Unilever N V
CUSIP 904784709 | | ADR | 6,865 | 6,575 | -290 | $268,000 | $275,000 | +$7,000 | 2015-05-01 |
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| Q1 2015 | Allianz SE ADR
CUSIP 018805101 | | ADR | 4,525 | 4,285 | -240 | $75,000 | $75,000 | $0 | 2015-05-01 |
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| Q4 2014 | Royal Dutch Shell PLC Spons AD
CUSIP 780259206 | | ADR | 23,455 | 22,645 | -810 | $1,786,000 | $1,516,000 | -$270,000 | 2015-01-30 |
|---|
| Q4 2014 | Cheung Kong Hong Kong ADR
CUSIP 166744201 | | ADR | 11,266 | 1,166 | -10,100 | $185,000 | $19,000 | -$166,000 | 2015-01-30 |
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| Q4 2014 | Statoil ASA
CUSIP 85771P102 | | ADR | 3,150 | 2,050 | -1,100 | $86,000 | $36,000 | -$50,000 | 2015-01-30 |
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| Q4 2014 | Glaxo Smithkline Sponsored PLC
CUSIP 37733W105 | | ADR | 5,483 | 5,183 | -300 | $252,000 | $222,000 | -$30,000 | 2015-01-30 |
|---|
| Q3 2014 | Royal Dutch Shell PLC Spons AD
CUSIP 780259206 | | ADR | 23,705 | 23,455 | -250 | $1,953,000 | $1,786,000 | -$167,000 | 2014-10-27 |
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| Q3 2014 | Statoil ASA
CUSIP 85771P102 | | ADR | 3,700 | 3,150 | -550 | $114,000 | $86,000 | -$28,000 | 2014-10-27 |
|---|
| Q2 2014 | Royal Dutch Shell PLC Spons AD
CUSIP 780259206 | | ADR | 24,917 | 23,705 | -1,212 | $1,820,000 | $1,953,000 | +$133,000 | 2014-08-01 |
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| Q2 2014 | Total S.A.
CUSIP 89151E109 | | ADR | 12,492 | 12,092 | -400 | $819,000 | $873,000 | +$54,000 | 2014-08-01 |
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| Q2 2014 | China Mobile Ltd ADR
CUSIP 16941M109 | | ADR | 2,175 | 1,475 | -700 | $99,000 | $72,000 | -$27,000 | 2014-08-01 |
|---|
| Q2 2014 | Astrazena PLC -Spons ADR
CUSIP 046353108 | | ADR | 1,100 | 1,025 | -75 | $71,000 | $76,000 | +$5,000 | 2014-08-01 |
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| Q2 2014 | Statoil ASA
CUSIP 85771P102 | | ADR | 4,165 | 3,700 | -465 | $118,000 | $114,000 | -$4,000 | 2014-08-01 |
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| Q2 2014 | Glaxo Smithkline Sponsored PLC
CUSIP 37733W105 | | ADR | 5,533 | 5,483 | -50 | $296,000 | $293,000 | -$3,000 | 2014-08-01 |
|---|
| Q1 2014 | Glaxo Smithkline Sponsored PLC
CUSIP 37733W105 | | ADR | 7,283 | 5,533 | -1,750 | $389,000 | $296,000 | -$93,000 | 2014-05-05 |
|---|
| Q1 2014 | America Movil S.A.B DE C.V.
CUSIP 02364W105 | | ADR | 11,742 | 10,400 | -1,342 | $274,000 | $207,000 | -$67,000 | 2014-05-05 |
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| Q1 2014 | BT Group PLC ADR
CUSIP 05577E101 | | ADR | 1,600 | 1,075 | -525 | $101,000 | $69,000 | -$32,000 | 2014-05-05 |
|---|
| Q1 2014 | Total S.A.
CUSIP 89151E109 | | ADR | 13,100 | 12,492 | -608 | $803,000 | $819,000 | +$16,000 | 2014-05-05 |
|---|
| Q1 2014 | Royal Dutch Shell PLC
CUSIP 780259206 | | ADR | 25,492 | 24,917 | -575 | $1,817,000 | $1,820,000 | +$3,000 | 2014-05-05 |
|---|
| Q4 2013 | Royal Dutch Shell PLC
CUSIP 780259206 | | ADR | 25,593 | 25,492 | -101 | $1,681,000 | $1,817,000 | +$136,000 | 2014-02-05 |
|---|
| Q4 2013 | Total S.A.
CUSIP 89151E109 | | ADR | 13,189 | 13,100 | -89 | $764,000 | $803,000 | +$39,000 | 2014-02-05 |
|---|
| Q4 2013 | Vodafone Group PLC Sponsored A
CUSIP 92857W209 | | ADR | 4,738 | 4,655 | -83 | $167,000 | $183,000 | +$16,000 | 2014-02-05 |
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| Q4 2013 | BT Group PLC ADR
CUSIP 05577E101 | | ADR | 1,667 | 1,600 | -67 | $92,000 | $101,000 | +$9,000 | 2014-02-05 |
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| Q4 2013 | National Grid PLC
CUSIP 636274300 | | ADR | 91 | 75 | -16 | $5,000 | $5,000 | $0 | 2014-02-05 |
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| Q3 2013 | America Movil S.A.B DE C.V.
CUSIP 02364W105 | | ADR | 14,742 | 11,742 | -3,000 | $321,000 | $233,000 | -$88,000 | 2013-11-04 |
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| Q3 2013 | BHP Billiton PLC ADR
CUSIP 05545E209 | | ADR | 100 | 25 | -75 | $5,000 | $1,000 | -$4,000 | 2013-11-04 |
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| Q3 2013 | Glaxo Smithkline Sponsored PLC
CUSIP 37733W105 | | ADR | 7,383 | 7,283 | -100 | $369,000 | $365,000 | -$4,000 | 2013-11-04 |
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| Q3 2013 | Royal Dutch Shell PLC
CUSIP 780259206 | | ADR | 26,367 | 25,593 | -774 | $1,682,000 | $1,681,000 | -$1,000 | 2013-11-04 |
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