BANTA ASSET MANAGEMENT LP Historic Quarter Change: USA Preferred Shares, New

BANTA ASSET MANAGEMENT LP historic quarter change: USA Preferred Shares, New

In preferred shares (listed in the US), over 12 quarters from 2013-06-30 to 2026-06-30, BANTA ASSET MANAGEMENT LP opened 11 positions, added to 40, reduced 59 and sold out of 7.

Q1 2015: Stock UNITED STATES CELLULAR CORP SR; Country of operation —; Class PREFERRED STOCKS; Shares before 0.
Q3 2014: Stock ARBOR RLTY TR INC CUM RED PFD; Country of operation —; Class PREFERRED STOCKS; Shares before 0.
Q2 2014: Stock RAIT FINANCIAL TRUST SR NT 7.6; Country of operation —; Class PREFERRED STOCKS; Shares before 0.
Q1 2014: Stock ARBOR RLTY TR INC CUM RED PFD; Country of operation —; Class PREFERRED STOCKS; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1426960), 12 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-22); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-07); Q4 2025 (2023-12-31 to 2025-12-31, filed 2026-02-09); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-05); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-20); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-16); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-15); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-29); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-17); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-29); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2007-12-31. Not compared, as a quarter between them is not held here yet: 2015-09-30 to 2023-12-31 (missing 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

Quarter	Stock	Country of operation	Class	Shares after	Share change	Value before	Value after	Value change	Filed
Q1 2015	UNITED STATES CELLULAR CORP SR CUSIP 911684504		PREFERRED STOCKS	48,500	+48,500	$0	$1,228,000	+$1,228,000	2015-04-20
Q3 2014	ARBOR RLTY TR INC CUM RED PFD CUSIP 038923801		PREFERRED STOCKS	43,600	+43,600	$0	$1,100,000	+$1,100,000	2014-10-15
Q2 2014	RAIT FINANCIAL TRUST SR NT 7.6 CUSIP 749227807		PREFERRED STOCKS	29,400	+29,400	$0	$729,000	+$729,000	2014-07-29
Q1 2014	ARBOR RLTY TR INC CUM RED PFD CUSIP 38923801		PREFERRED STOCKS	23,400	+23,400	$0	$579,000	+$579,000	2014-04-17
Q4 2013	FIRST REP BK SAN FRANCISCO CDE CUSIP 33616C407		PREFERRED STOCKS	84,075	+84,075	$0	$1,862,000	+$1,862,000	2014-01-29
Q4 2013	MHNC MAIDEN HLDGS NORTH AMER LTD GT	United States	PREFERRED STOCKS	78,050	+78,050	$0	$1,615,000	+$1,615,000	2014-01-29
Q4 2013	METLIFE INC PFD B 6.50 CUSIP 59156R603		PREFERRED STOCKS	61,500	+61,500	$0	$1,531,000	+$1,531,000	2014-01-29
Q4 2013	ENDURANCE SPECIALTY HLDGS LTPF CUSIP G30397304		PREFERRED STOCKS	40,776	+40,776	$0	$1,031,000	+$1,031,000	2014-01-29
Q4 2013	FIRST REPUBLIC B 7.000% 00/00/ CUSIP 33616C860		PREFERRED STOCKS	10,600	+10,600	$0	$272,000	+$272,000	2014-01-29
Q3 2013	BANC CALIF INC SR NT CUSIP 05990K304		PREFERRED STOCKS	78,200	+78,200	$0	$1,985,000	+$1,985,000	2013-11-13
Q3 2013	MERRILL LYNCH CAP TR II PFD GD CUSIP 59024T203		PREFERRED STOCKS	11,185	+11,185	$0	$275,000	+$275,000	2013-11-13

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