AWM Investment Company, Inc. Historic Quarter Change: Foreign Stocks, Added

AWM Investment Company, Inc. historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 17 quarters from 2014-12-31 to 2026-06-30, AWM Investment Company, Inc. opened 3 positions, added to 7, reduced 7 and sold out of 2.

Q3 2016: Stock NLST; Country of operation United States; Class common; Shares before 4,969,543.
Q1 2016: Stock NLST; Country of operation United States; Class common; Shares before 4,954,543.
Q4 2015: Stock NLST; Country of operation United States; Class common; Shares before 4,753,843.
Q4 2015: Stock CPHRF; Country of operation —; Class common; Shares before 220,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1535264), 17 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-14); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-15); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-13); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-13); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-14); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-15); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-18); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-14); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-14); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-16); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-09); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-05); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-12); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

Quarter	Stock	Country of operation	Class	Shares before	Shares after	Share change	Value before	Value after	Value change	Filed
Q3 2016	NLST Netlist, Inc.	United States	common	4,969,543	5,680,928	+711,385	$5,814,000	$7,044,000	+$1,230,000	2016-11-14
Q1 2016	NLST Netlist, Inc.	United States	common	4,954,543	4,969,543	+15,000	$4,360,000	$6,808,000	+$2,448,000	2016-05-05
Q4 2015	NLST Netlist, Inc.	United States	common	4,753,843	4,954,543	+200,700	$1,997,000	$4,360,000	+$2,363,000	2016-02-08
Q4 2015	CPHRF Cipher Pharmaceuticals, Inc.		common	220,000	250,000	+30,000	$816,000	$1,172,000	+$356,000	2016-02-08
Q3 2015	CPHRF Cipher Pharmaceuticals, Inc.		common	200,000	220,000	+20,000	$1,707,000	$816,000	-$891,000	2015-11-12
Q3 2015	NLST Netlist, Inc.	United States	common	4,558,590	4,753,843	+195,253	$2,530,000	$1,997,000	-$533,000	2015-11-12
Q1 2015	NLST Netlist, Inc.	United States	common	691,263	4,587,053	+3,895,790	$505,000	$2,660,000	+$2,155,000	2015-05-08

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