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Autus Asset Management, LLC Last Quarter Change: Foreign Stocks, Unchanged

Autus Asset Management, LLC quarter change: Foreign Stocks, Unchanged

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, Autus Asset Management, LLC opened 0 positions, added to 2, reduced 1, sold out of 0 and left 2 unchanged. The largest increase in value was BHP (+$678,000); the largest decrease was NVO (-$1,500,000).

  • RIO: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 7,720; Shares 2016-09-30 7,720.
  • BP: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 10,316; Shares 2016-09-30 10,316.

Two Form 13F-HR filings compared (SEC CIK 1513865): 2016-06-30 (filed 2016-08-08) and 2016-09-30 (filed 2016-11-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
RIO
RIO TINTO PLC
SPONSORED ADR7,7207,7200$242,000$258,000+$16,000
BP
BP PLC
SPONSORED ADR10,31610,3160$366,000$362,000-$4,000

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