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Autus Asset Management, LLC Historic Quarter Change: Foreign Stocks, Added

Autus Asset Management, LLC historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, Autus Asset Management, LLC opened 10 positions, added to 9, reduced 20 and sold out of 8.

  • Q3 2016: Stock NVO; Country of operation —; Class ADR; Shares before 136,376.
  • Q3 2016: Stock BHP; Country of operation —; Class SPONSORED ADR; Shares before 69,911.
  • Q2 2016: Stock BHP; Country of operation —; Class SPONSORED ADR; Shares before 54,981.
  • Q1 2016: Stock BHP; Country of operation —; Class SPONSORED ADR; Shares before 46,319.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1513865), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-07); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-08); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-10); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-11); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-10); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-10); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-06); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-25); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-22). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2010-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016NVO
NOVO-NORDISK A S
ADR136,376140,266+3,890$7,334,000$5,834,000-$1,500,0002016-11-07
Q3 2016BHP
BHP BILLITON LTD
SPONSORED ADR69,91177,205+7,294$1,997,000$2,675,000+$678,0002016-11-07
Q2 2016BHP
BHP BILLITON LTD
SPONSORED ADR54,98169,911+14,930$1,424,000$1,997,000+$573,0002016-08-08
Q1 2016BHP
BHP BILLITON LTD
SPONSORED ADR46,31954,981+8,662$1,194,000$1,424,000+$230,0002016-05-10
Q2 2015BP
BP PLC
SPONSORED ADR17,26517,380+115$675,000$695,000+$20,0002015-08-10
Q2 2015NVS
NOVARTIS A G
SPONSORED ADR6,4176,627+210$633,000$652,000+$19,0002015-08-10
Q1 2015NVO
NOVO-NORDISK A S
ADR126,706148,616+21,910$5,362,000$7,935,000+$2,573,0002015-05-06
Q3 2014NVO
NOVO-NORDISK A S
ADR127,090127,274+184$5,870,000$6,061,000+$191,0002014-11-12
Q2 2014BP
BP PLC
SPONSORED ADR7,15119,379+12,228$344,000$1,022,000+$678,0002014-08-01

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