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APEX CAPITAL, LLC Last Quarter Change: Foreign ADRs, Added

APEX CAPITAL, LLC quarter change: Foreign ADRs, Added

In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), from the quarter ended 2015-09-30 to 2015-12-31, APEX CAPITAL, LLC opened 0 positions, added to 1, reduced 0, sold out of 1 and left 0 unchanged. The largest increase in value was GLAXOSMITHKLINE PLC (+$7,101,000); the largest decrease was SHIRE PLC (-$20,523,000).

  • GLAXOSMITHKLINE PLC: Country of operation —; Class SPONSORED ADR; Shares 2015-09-30 550,000; Shares 2015-12-31 700,100.

Two Form 13F-HR filings compared (SEC CIK 943518): 2015-09-30 (filed 2015-10-21) and 2015-12-31 (filed 2016-02-16). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2015-09-30Shares 2015-12-31Share changeValue 2015-09-30Value 2015-12-31Value change
GLAXOSMITHKLINE PLC
CUSIP 37733W105
SPONSORED ADR550,000700,100+150,100$21,148,000$28,249,000+$7,101,000

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