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Aperio Group, LLC Last Quarter Change: Foreign Stocks, Sold Out

Aperio Group, LLC quarter change: Foreign Stocks, Sold out

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, Aperio Group, LLC opened 0 positions, added to 10, reduced 1, sold out of 2 and left 0 unchanged. The largest increase in value was ABBNY (+$4,525,000); the largest decrease was NJDCY (-$10,220,000).

  • NJDCY: Country of operation —; Class COMMON; Shares 2016-06-30 543,122; Shares 2016-09-30 0.
  • AXIAY: Country of operation Brazil; Class COMMON; Shares 2016-06-30 70,268; Shares 2016-09-30 0.

Two Form 13F-HR filings compared (SEC CIK 1364615): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-11-02). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
NJDCY
NIDEC CORP SPONSORED
COMMON543,1220-543,122$10,220,000$0-$10,220,000
AXIAY
CENTRAIS ELETRICAS BR
BrazilCOMMON70,2680-70,268$279,000$0-$279,000

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