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Aperio Group, LLC Last Quarter Change: USA ETF, Reduced

Aperio Group, LLC quarter change: USA ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Aperio Group, LLC opened 1 positions, added to 2, reduced 1, sold out of 0 and left 0 unchanged. The largest increase in value was BABA (+$7,971,000); the largest decrease was FIRST DEFIANCE FINL C (+$3,000).

  • FIRST DEFIANCE FINL C: Country of operation —; Class COMMON; Shares 2016-06-30 6,273; Shares 2016-09-30 5,544.

Two Form 13F-HR filings compared (SEC CIK 1364615): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-11-02). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
FIRST DEFIANCE FINL C
CUSIP 32006W106
COMMON6,2735,544-729$244,000$247,000+$3,000

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