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Aperio Group, LLC Historic Quarter Change: USA ETF, Reduced

Aperio Group, LLC historic quarter change: USA ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Aperio Group, LLC opened 7 positions, added to 8, reduced 7 and sold out of 4.

  • Q3 2016: Stock FIRST DEFIANCE FINL C; Country of operation —; Class COMMON; Shares before 6,273.
  • Q2 2016: Stock CALY; Country of operation —; Class COMMON; Shares before 17,861.
  • Q1 2016: Stock BABA; Country of operation —; Class COMMON; Shares before 89,328.
  • Q1 2016: Stock FIRST DEFIANCE FINL C; Country of operation —; Class COMMON; Shares before 6,854.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1364615), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-02); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-28); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-21); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-19); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-29); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-29); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-21); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-23); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-25); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-30); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-24). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-06-30.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016FIRST DEFIANCE FINL C
CUSIP 32006W106
COMMON6,2735,544-729$244,000$247,000+$3,0002016-11-02
Q2 2016CALY
CALLAWAY GOLF CO COM
COMMON17,86117,845-16$163,000$182,000+$19,0002016-08-12
Q1 2016BABA
ALIBABA GROUP HLDG LT
COMMON89,32864,756-24,572$7,260,000$5,118,000-$2,142,0002016-04-28
Q1 2016FIRST DEFIANCE FINL C
CUSIP 32006W106
COMMON6,8546,186-668$259,000$238,000-$21,0002016-04-28
Q1 2016CALY
CALLAWAY GOLF CO COM
COMMON18,37917,861-518$173,000$163,000-$10,0002016-04-28
Q3 2015BABA
ALIBABA GROUP HLDG LT
COMMON7,1843,403-3,781$591,000$201,000-$390,0002015-10-19
Q1 2015BABA
ALIBABA GROUP HLDG LT
COMMON13,9186,404-7,514$1,447,000$533,000-$914,0002015-04-29

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