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ANCORA PRIVATE WEALTH ADVISORS, LLC Last Quarter Change: Foreign Stocks, Added

ANCORA PRIVATE WEALTH ADVISORS, LLC quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, ANCORA PRIVATE WEALTH ADVISORS, LLC opened 1 positions, added to 4, reduced 0, sold out of 0 and left 0 unchanged. The largest increase in value was DEO (+$384,000); the largest decrease was BP (-$3,000).

  • DEO: Country of operation —; Class SPON ADR NEW; Shares 2016-06-30 19,683; Shares 2016-09-30 22,458.
  • ULXXXX: Country of operation —; Class SPON ADR NEW; Shares 2016-06-30 28,707; Shares 2016-09-30 29,507.
  • BP: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 16,010; Shares 2016-09-30 16,095.
  • NVO: Country of operation —; Class ADR; Shares 2016-06-30 4,125; Shares 2016-09-30 5,375.

Two Form 13F-HR filings compared (SEC CIK 1657660): 2016-06-30 (filed 2016-08-02) and 2016-09-30 (filed 2016-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
DEO
DIAGEO P L C
SPON ADR NEW19,68322,458+2,775$2,222,000$2,606,000+$384,000
ULXXXX
UNILEVER PLC
SPON ADR NEW28,70729,507+800$1,375,000$1,399,000+$24,000
BP
BP PLC
SPONSORED ADR16,01016,095+85$569,000$566,000-$3,000
NVO
NOVO-NORDISK A S
ADR4,1255,375+1,250$222,000$224,000+$2,000

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