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ANCORA PRIVATE WEALTH ADVISORS, LLC Historic Quarter Change: Foreign Stocks, Added

ANCORA PRIVATE WEALTH ADVISORS, LLC historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 4 quarters from 2015-09-30 to 2016-09-30, ANCORA PRIVATE WEALTH ADVISORS, LLC opened 1 positions, added to 9, reduced 6 and sold out of 2.

  • Q3 2016: Stock DEO; Country of operation —; Class SPON ADR NEW; Shares before 19,683.
  • Q3 2016: Stock ULXXXX; Country of operation —; Class SPON ADR NEW; Shares before 28,707.
  • Q3 2016: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 16,010.
  • Q3 2016: Stock NVO; Country of operation —; Class ADR; Shares before 4,125.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1657660), 4 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-04); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-02); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-09-30.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016DEO
DIAGEO P L C
SPON ADR NEW19,68322,458+2,775$2,222,000$2,606,000+$384,0002016-11-04
Q3 2016ULXXXX
UNILEVER PLC
SPON ADR NEW28,70729,507+800$1,375,000$1,399,000+$24,0002016-11-04
Q3 2016BP
BP PLC
SPONSORED ADR16,01016,095+85$569,000$566,000-$3,0002016-11-04
Q3 2016NVO
NOVO-NORDISK A S
ADR4,1255,375+1,250$222,000$224,000+$2,0002016-11-04
Q2 2016DEO
DIAGEO P L C
SPON ADR NEW17,36319,683+2,320$1,873,000$2,222,000+$349,0002016-08-02
Q2 2016NVO
NOVO-NORDISK A S
ADR3,9254,125+200$213,000$222,000+$9,0002016-08-02
Q1 2016DEO
DIAGEO P L C
SPON ADR NEW14,43817,363+2,925$1,575,000$1,873,000+$298,0002016-05-12
Q4 2015ULXXXX
UNILEVER PLC
SPON ADR NEW29,18230,182+1,000$1,190,000$1,301,000+$111,0002016-02-17
Q4 2015NVS
NOVARTIS A G
SPONSORED ADR2,7562,759+3$253,000$237,000-$16,0002016-02-17

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