ALPHA WINDWARD LLC historic quarter change: USA Stocks, Reduced
In share positions in stocks (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, ALPHA WINDWARD LLC opened 486 positions, added to 1,084, reduced 1,532 and sold out of 434.
- Q4 2013: Stock NDAQ; Country of operation United States; Class COM; Shares before 14,653.
- Q4 2013: Stock GM; Country of operation United States; Class COM; Shares before 12,984.
- Q4 2013: Stock BOKF; Country of operation United States; Class COM NEW; Shares before 6,688.
- Q4 2013: Stock GLW; Country of operation United States; Class COM; Shares before 41,839.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1353219), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-08); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-14); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-15); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-08); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-16); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-23); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-21); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-16); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-18). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2005-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q4 2013 | NDAQ
NASDAQ OMX GROUP INC | United States | COM | 14,653 | 741 | -13,912 | $471,000 | $29,000 | -$442,000 | 2014-01-14 |
|---|
| Q4 2013 | GM
GENERAL MTRS CO | United States | COM | 12,984 | 891 | -12,093 | $467,000 | $36,000 | -$431,000 | 2014-01-14 |
|---|
| Q4 2013 | BOKF
BOK FINL CORP | United States | COM NEW | 6,688 | 418 | -6,270 | $424,000 | $28,000 | -$396,000 | 2014-01-14 |
|---|
| Q4 2013 | GLW
CORNING INC | United States | COM | 41,839 | 15,761 | -26,078 | $610,000 | $281,000 | -$329,000 | 2014-01-14 |
|---|
| Q4 2013 | PSX
PHILLIPS 66 | United States | COM | 10,756 | 10,133 | -623 | $622,000 | $782,000 | +$160,000 | 2014-01-14 |
|---|
| Q4 2013 | CVS
CVS CAREMARK CORPORATION | United States | COM | 11,351 | 11,097 | -254 | $644,000 | $794,000 | +$150,000 | 2014-01-14 |
|---|
| Q4 2013 | BBY
BEST BUY INC | United States | COM | 13,920 | 10,380 | -3,540 | $522,000 | $414,000 | -$108,000 | 2014-01-14 |
|---|
| Q4 2013 | COLM
COLUMBIA SPORTSWEAR CO | United States | COM | 7,080 | 6,720 | -360 | $426,000 | $529,000 | +$103,000 | 2014-01-14 |
|---|
| Q4 2013 | DDS
DILLARDS INC | United States | CL A | 5,516 | 5,474 | -42 | $432,000 | $532,000 | +$100,000 | 2014-01-14 |
|---|
| Q4 2013 | NOC
NORTHROP GRUMMAN CORP | United States | COM | 7,332 | 6,834 | -498 | $698,000 | $783,000 | +$85,000 | 2014-01-14 |
|---|
| Q4 2013 | KELYA
KELLY SVCS INC | United States | CL A | 22,500 | 20,880 | -1,620 | $438,000 | $521,000 | +$83,000 | 2014-01-14 |
|---|
| Q4 2013 | XOMXXXX
EXXON MOBIL CORP | | COM | 4,819 | 4,797 | -22 | $415,000 | $485,000 | +$70,000 | 2014-01-14 |
|---|
| Q4 2013 | IBM
INTERNATIONAL BUSINESS MACHS | United States | COM | 1,490 | 1,112 | -378 | $276,000 | $209,000 | -$67,000 | 2014-01-14 |
|---|
| Q4 2013 | ANDE
ANDERSONS INC | United States | COM | 6,360 | 5,640 | -720 | $445,000 | $503,000 | +$58,000 | 2014-01-14 |
|---|
| Q4 2013 | SCSC
SCANSOURCE INC | United States | COM | 11,820 | 10,920 | -900 | $409,000 | $463,000 | +$54,000 | 2014-01-14 |
|---|
| Q4 2013 | PH
PARKER HANNIFIN CORP | United States | COM | 4,297 | 4,038 | -259 | $467,000 | $519,000 | +$52,000 | 2014-01-14 |
|---|
| Q4 2013 | CINF
CINCINNATI FINL CORP | United States | COM | 9,898 | 9,882 | -16 | $467,000 | $518,000 | +$51,000 | 2014-01-14 |
|---|
| Q4 2013 | VAC
MARRIOTT VACATIONS WRLDWDE C | United States | COM | 9,420 | 8,820 | -600 | $414,000 | $465,000 | +$51,000 | 2014-01-14 |
|---|
| Q4 2013 | MDLZ
MONDELEZ INTL INC | United States | CL A | 1,735 | 117 | -1,618 | $55,000 | $4,000 | -$51,000 | 2014-01-14 |
|---|
| Q4 2013 | GME
GAMESTOP CORP NEW | United States | CL A | 9,565 | 8,686 | -879 | $475,000 | $428,000 | -$47,000 | 2014-01-14 |
|---|
| Q4 2013 | ARW
ARROW ELECTRS INC | United States | COM | 9,000 | 8,876 | -124 | $437,000 | $482,000 | +$45,000 | 2014-01-14 |
|---|
| Q4 2013 | BMY
BRISTOL MYERS SQUIBB CO | United States | COM | 7,244 | 7,102 | -142 | $335,000 | $377,000 | +$42,000 | 2014-01-14 |
|---|
| Q4 2013 | MKTX
MARKETAXESS HLDGS INC | United States | COM | 8,100 | 6,660 | -1,440 | $486,000 | $446,000 | -$40,000 | 2014-01-14 |
|---|
| Q4 2013 | AIR
AAR CORP | United States | COM | 17,160 | 15,360 | -1,800 | $469,000 | $430,000 | -$39,000 | 2014-01-14 |
|---|
| Q4 2013 | SNX
SYNNEX CORP | United States | COM | 8,340 | 7,020 | -1,320 | $512,000 | $473,000 | -$39,000 | 2014-01-14 |
|---|
| Q4 2013 | AXP
AMERICAN EXPRESS CO | United States | COM | 2,781 | 2,725 | -56 | $210,000 | $247,000 | +$37,000 | 2014-01-14 |
|---|
| Q4 2013 | SXT
SENSIENT TECHNOLOGIES CORP | United States | COM | 9,960 | 9,060 | -900 | $477,000 | $440,000 | -$37,000 | 2014-01-14 |
|---|
| Q4 2013 | CMCSA
COMCAST CORP NEW | United States | CL A | 5,960 | 5,866 | -94 | $269,000 | $305,000 | +$36,000 | 2014-01-14 |
|---|
| Q4 2013 | HAS
HASBRO INC | United States | COM | 9,889 | 9,121 | -768 | $466,000 | $502,000 | +$36,000 | 2014-01-14 |
|---|
| Q4 2013 | TRN
TRINITY INDS INC | United States | COM | 10,440 | 8,040 | -2,400 | $473,000 | $438,000 | -$35,000 | 2014-01-14 |
|---|
| Q4 2013 | FDX
FEDEX CORP | United States | COM | 1,389 | 1,332 | -57 | $158,000 | $192,000 | +$34,000 | 2014-01-14 |
|---|
| Q4 2013 | MMM
3M CO | United States | COM | 1,859 | 1,826 | -33 | $222,000 | $256,000 | +$34,000 | 2014-01-14 |
|---|
| Q4 2013 | EWBC
EAST WEST BANCORP INC | United States | COM | 14,460 | 14,163 | -297 | $462,000 | $495,000 | +$33,000 | 2014-01-14 |
|---|
| Q4 2013 | LUV
SOUTHWEST AIRLS CO | United States | COM | 32,148 | 26,567 | -5,581 | $468,000 | $501,000 | +$33,000 | 2014-01-14 |
|---|
| Q4 2013 | ADM
ARCHER DANIELS MIDLAND CO | United States | COM | 4,815 | 4,807 | -8 | $177,000 | $209,000 | +$32,000 | 2014-01-14 |
|---|
| Q4 2013 | LEA
LEAR CORP | United States | COM NEW | 6,231 | 5,892 | -339 | $446,000 | $477,000 | +$31,000 | 2014-01-14 |
|---|
| Q4 2013 | MSFT
MICROSOFT CORP | United States | COM | 8,113 | 8,042 | -71 | $270,000 | $301,000 | +$31,000 | 2014-01-14 |
|---|
| Q4 2013 | APD
AIR PRODS & CHEMS INC | United States | COM | 7,043 | 6,990 | -53 | $751,000 | $781,000 | +$30,000 | 2014-01-14 |
|---|
| Q4 2013 | KMB
KIMBERLY CLARK CORP | United States | COM | 2,894 | 2,891 | -3 | $273,000 | $302,000 | +$29,000 | 2014-01-14 |
|---|
| Q4 2013 | TMO
THERMO FISHER SCIENTIFIC INC | United States | COM | 3,117 | 2,321 | -796 | $287,000 | $258,000 | -$29,000 | 2014-01-14 |
|---|
| Q4 2013 | BNY
BANK NEW YORK MELLON CORP | United States | COM | 6,665 | 6,552 | -113 | $201,000 | $229,000 | +$28,000 | 2014-01-14 |
|---|
| Q4 2013 | ITW
ILLINOIS TOOL WKS INC | United States | COM | 3,805 | 3,784 | -21 | $290,000 | $318,000 | +$28,000 | 2014-01-14 |
|---|
| Q4 2013 | MAN
MANPOWERGROUP INC | United States | COM | 6,567 | 5,891 | -676 | $478,000 | $506,000 | +$28,000 | 2014-01-14 |
|---|
| Q4 2013 | STLD
STEEL DYNAMICS INC | United States | COM | 27,877 | 25,293 | -2,584 | $466,000 | $494,000 | +$28,000 | 2014-01-14 |
|---|
| Q4 2013 | CMC
COMMERCIAL METALS CO | United States | COM | 26,880 | 23,760 | -3,120 | $456,000 | $483,000 | +$27,000 | 2014-01-14 |
|---|
| Q4 2013 | AVT
AVNET INC | United States | COM | 11,447 | 11,409 | -38 | $477,000 | $503,000 | +$26,000 | 2014-01-14 |
|---|
| Q4 2013 | WFC
WELLS FARGO & CO NEW | United States | COM | 6,822 | 6,793 | -29 | $282,000 | $308,000 | +$26,000 | 2014-01-14 |
|---|
| Q4 2013 | DHR
DANAHER CORP DEL | United States | COM | 3,938 | 3,867 | -71 | $273,000 | $299,000 | +$26,000 | 2014-01-14 |
|---|
| Q4 2013 | AAPL
APPLE INC | United States | COM | 446 | 425 | -21 | $213,000 | $238,000 | +$25,000 | 2014-01-14 |
|---|
| Q4 2013 | ATO
ATMOS ENERGY CORP | United States | COM | 10,571 | 10,450 | -121 | $450,000 | $475,000 | +$25,000 | 2014-01-14 |
|---|
| Q4 2013 | UPS
UNITED PARCEL SERVICE INC | United States | CL B | 1,982 | 1,955 | -27 | $181,000 | $205,000 | +$24,000 | 2014-01-14 |
|---|
| Q4 2013 | V
VISA INC COM | United States | CL A | 987 | 956 | -31 | $189,000 | $213,000 | +$24,000 | 2014-01-14 |
|---|
| Q4 2013 | VZ
VERIZON COMMUNICATIONS INC | United States | COM | 6,197 | 5,394 | -803 | $289,000 | $265,000 | -$24,000 | 2014-01-14 |
|---|
| Q4 2013 | T
AT&T INC | United States | COM | 8,751 | 7,772 | -979 | $296,000 | $273,000 | -$23,000 | 2014-01-14 |
|---|
| Q4 2013 | STZ
CONSTELLATION BRANDS INC | United States | CL A | 512 | 93 | -419 | $29,000 | $7,000 | -$22,000 | 2014-01-14 |
|---|
| Q4 2013 | CL
COLGATE PALMOLIVE CO | United States | COM | 3,596 | 3,592 | -4 | $213,000 | $234,000 | +$21,000 | 2014-01-14 |
|---|
| Q4 2013 | TDY
TELEDYNE TECHNOLOGIES INC | United States | COM | 5,563 | 5,363 | -200 | $472,000 | $493,000 | +$21,000 | 2014-01-14 |
|---|
| Q4 2013 | BDX
BECTON DICKINSON & CO | United States | COM | 1,903 | 1,899 | -4 | $190,000 | $210,000 | +$20,000 | 2014-01-14 |
|---|
| Q4 2013 | SPG
SIMON PPTY GROUP INC NEW | United States | COM | 190 | 52 | -138 | $28,000 | $8,000 | -$20,000 | 2014-01-14 |
|---|
| Q4 2013 | SYK
STRYKER CORP | United States | COM | 2,810 | 2,793 | -17 | $190,000 | $210,000 | +$20,000 | 2014-01-14 |
|---|
| Q4 2013 | ETR
ENTERGY CORP NEW | United States | COM | 354 | 49 | -305 | $22,000 | $3,000 | -$19,000 | 2014-01-14 |
|---|
| Q4 2013 | PAYX
PAYCHEX INC | United States | COM | 4,016 | 4,005 | -11 | $163,000 | $182,000 | +$19,000 | 2014-01-14 |
|---|
| Q4 2013 | JNJ
JOHNSON & JOHNSON | United States | COM | 3,943 | 3,934 | -9 | $342,000 | $360,000 | +$18,000 | 2014-01-14 |
|---|
| Q4 2013 | CSCO
CISCO SYS INC | United States | COM | 8,782 | 8,415 | -367 | $206,000 | $189,000 | -$17,000 | 2014-01-14 |
|---|
| Q4 2013 | EMR
EMERSON ELEC CO | United States | COM | 3,793 | 3,737 | -56 | $245,000 | $262,000 | +$17,000 | 2014-01-14 |
|---|
| Q4 2013 | HONZZZZ
HONEYWELL INTL INC | | COM | 2,219 | 2,195 | -24 | $184,000 | $201,000 | +$17,000 | 2014-01-14 |
|---|
| Q4 2013 | ABM
ABM INDS INC | United States | COM | 16,800 | 16,200 | -600 | $447,000 | $463,000 | +$16,000 | 2014-01-14 |
|---|
| Q4 2013 | NKE
NIKE INC | United States | CL B | 3,370 | 3,305 | -65 | $245,000 | $260,000 | +$15,000 | 2014-01-14 |
|---|
| Q4 2013 | RRX
REGAL BELOIT CORP | United States | COM | 6,420 | 6,120 | -300 | $436,000 | $451,000 | +$15,000 | 2014-01-14 |
|---|
| Q4 2013 | TXN
TEXAS INSTRS INC | United States | COM | 5,147 | 5,064 | -83 | $207,000 | $222,000 | +$15,000 | 2014-01-14 |
|---|
| Q4 2013 | PFE
PFIZER INC | United States | COM | 7,810 | 7,771 | -39 | $224,000 | $238,000 | +$14,000 | 2014-01-14 |
|---|
| Q4 2013 | ALSN
ALLISON TRANSMISSION HLDGS I | United States | COM | 18,780 | 17,460 | -1,320 | $470,000 | $482,000 | +$12,000 | 2014-01-14 |
|---|
| Q4 2013 | REG
REGENCY CTRS CORP | United States | COM | 376 | 131 | -245 | $18,000 | $6,000 | -$12,000 | 2014-01-14 |
|---|
| Q4 2013 | AFL
AFLAC INC | United States | COM | 3,302 | 3,234 | -68 | $205,000 | $216,000 | +$11,000 | 2014-01-14 |
|---|
| Q4 2013 | BAX
BAXTER INTL INC | United States | COM | 3,112 | 2,777 | -335 | $204,000 | $193,000 | -$11,000 | 2014-01-14 |
|---|
| Q4 2013 | UNP
UNION PAC CORP | United States | COM | 1,473 | 1,427 | -46 | $229,000 | $240,000 | +$11,000 | 2014-01-14 |
|---|
| Q4 2013 | FIS
FIDELITY NATL INFORMATION SV | United States | COM | 484 | 224 | -260 | $22,000 | $12,000 | -$10,000 | 2014-01-14 |
|---|
| Q4 2013 | UHS
UNIVERSAL HLTH SVCS INC | United States | CL B | 402 | 255 | -147 | $30,000 | $21,000 | -$9,000 | 2014-01-14 |
|---|
| Q4 2013 | HSY
HERSHEY CO | United States | COM | 2,414 | 2,391 | -23 | $223,000 | $232,000 | +$9,000 | 2014-01-14 |
|---|
| Q4 2013 | KLAC
KLA-TENCOR CORP | United States | COM | 8,073 | 7,756 | -317 | $491,000 | $500,000 | +$9,000 | 2014-01-14 |
|---|
| Q4 2013 | MOS
MOSAIC CO NEW | United States | COM | 764 | 510 | -254 | $33,000 | $24,000 | -$9,000 | 2014-01-14 |
|---|
| Q4 2013 | OSK
OSHKOSH CORP | United States | COM | 9,800 | 9,341 | -459 | $480,000 | $471,000 | -$9,000 | 2014-01-14 |
|---|
| Q4 2013 | RSG
REPUBLIC SVCS INC | United States | COM | 13,145 | 12,960 | -185 | $439,000 | $430,000 | -$9,000 | 2014-01-14 |
|---|
| Q4 2013 | UNH
UNITEDHEALTH GROUP INC | United States | COM | 3,733 | 3,655 | -78 | $267,000 | $275,000 | +$8,000 | 2014-01-14 |
|---|
| Q4 2013 | WEN
WENDYS CO | United States | COM | 55,712 | 53,213 | -2,499 | $472,000 | $464,000 | -$8,000 | 2014-01-14 |
|---|
| Q4 2013 | MTB
M & T BK CORP | United States | COM | 1,848 | 1,844 | -4 | $207,000 | $215,000 | +$8,000 | 2014-01-14 |
|---|
| Q4 2013 | NUS
NU SKIN ENTERPRISES INC | United States | CL A | 466 | 268 | -198 | $45,000 | $37,000 | -$8,000 | 2014-01-14 |
|---|
| Q4 2013 | ADP
AUTOMATIC DATA PROCESSING IN | United States | COM | 4,608 | 4,222 | -386 | $334,000 | $341,000 | +$7,000 | 2014-01-14 |
|---|
| Q4 2013 | HD
HOME DEPOT INC | United States | COM | 5,971 | 5,415 | -556 | $453,000 | $446,000 | -$7,000 | 2014-01-14 |
|---|
| Q4 2013 | HI
HILLENBRAND INC | United States | COM | 17,220 | 15,780 | -1,440 | $471,000 | $464,000 | -$7,000 | 2014-01-14 |
|---|
| Q4 2013 | CSX
CSX CORP | United States | COM | 2,052 | 1,648 | -404 | $53,000 | $47,000 | -$6,000 | 2014-01-14 |
|---|
| Q4 2013 | KR
KROGER CO | United States | COM | 1,399 | 1,255 | -144 | $56,000 | $50,000 | -$6,000 | 2014-01-14 |
|---|
| Q4 2013 | TRV
TRAVELERS COMPANIES INC | United States | COM | 2,886 | 2,771 | -115 | $245,000 | $251,000 | +$6,000 | 2014-01-14 |
|---|
| Q4 2013 | COP
CONOCOPHILLIPS | United States | COM | 4,257 | 4,122 | -135 | $296,000 | $291,000 | -$5,000 | 2014-01-14 |
|---|
| Q4 2013 | SEE
SEALED AIR CORP NEW | | COM | 910 | 878 | -32 | $25,000 | $30,000 | +$5,000 | 2014-01-14 |
|---|
| Q4 2013 | TDS
TELEPHONE & DATA SYS INC | United States | COM NEW | 670 | 591 | -79 | $20,000 | $15,000 | -$5,000 | 2014-01-14 |
|---|
| Q4 2013 | TJX
TJX COS INC NEW | United States | COM | 1,045 | 982 | -63 | $59,000 | $63,000 | +$4,000 | 2014-01-14 |
|---|
| Q4 2013 | HOG
HARLEY DAVIDSON INC | United States | COM | 64 | 16 | -48 | $4,000 | $1,000 | -$3,000 | 2014-01-14 |
|---|
| Q4 2013 | K
KELLOGG CO | United States | COM | 2,814 | 2,745 | -69 | $165,000 | $168,000 | +$3,000 | 2014-01-14 |
|---|
| Q4 2013 | SHW
SHERWIN WILLIAMS CO | United States | COM | 119 | 105 | -14 | $22,000 | $19,000 | -$3,000 | 2014-01-14 |
|---|
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