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Allen Investment Management, LLC Historic Quarter Change: Foreign ADRs, Reduced

Allen Investment Management, LLC historic quarter change: Foreign ADRs, Reduced

In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), over 23 quarters from 2013-06-30 to 2026-06-30, Allen Investment Management, LLC opened 8 positions, added to 3, reduced 7 and sold out of 7.

  • Q2 2015: Stock GLAXOSMITHKLINE PLC; Country of operation —; Class SPONSORED ADR; Shares before 26,096.
  • Q1 2015: Stock SHIRE PLC; Country of operation —; Class SPONSORED ADR; Shares before 135,000.
  • Q1 2015: Stock GLAXOSMITHKLINE PLC; Country of operation —; Class SPONSORED ADR; Shares before 42,319.
  • Q4 2014: Stock SHIRE PLC; Country of operation —; Class SPONSORED ADR; Shares before 288,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1326234), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-05); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-07); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-10); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-06); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-07); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-07); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-10); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-07); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-08); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-07); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-15); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-06); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2005-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2015GLAXOSMITHKLINE PLC
CUSIP 37733W105
SPONSORED ADR26,09623,180-2,916$1,204,000$965,000-$239,0002015-08-14
Q1 2015SHIRE PLC
CUSIP 82481R106
SPONSORED ADR135,00070,000-65,000$28,693,000$16,750,000-$11,943,0002015-05-15
Q1 2015GLAXOSMITHKLINE PLC
CUSIP 37733W105
SPONSORED ADR42,31926,096-16,223$1,809,000$1,204,000-$605,0002015-05-15
Q4 2014SHIRE PLC
CUSIP 82481R106
SPONSORED ADR288,000135,000-153,000$74,606,000$28,693,000-$45,913,0002015-02-17
Q4 2014GLAXOSMITHKLINE PLC
CUSIP 37733W105
SPONSORED ADR215,23442,319-172,915$9,894,000$1,809,000-$8,085,0002015-02-17
Q3 2014ASTRAZENECA PLC
CUSIP 046353108
SPONSORED ADR250,000105,000-145,000$18,578,000$7,501,000-$11,077,0002014-11-14
Q4 2013VODAFONE GROUP PLC NEW
CUSIP 92857W209
SPONS ADR NEW1,070,000350,000-720,000$37,643,000$13,759,000-$23,884,0002014-02-06

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