ADVENT CAPITAL MANAGEMENT /DE/ quarter change: USA Bonds: Zero-Coupon Convertibles, Sold out
In zero-coupon convertible notes (no coupon in the filed class) (listed in the US), from the quarter ended 2026-03-31 to 2026-06-30, ADVENT CAPITAL MANAGEMENT /DE/ opened 42 positions, added to 54, reduced 50, sold out of 29 and left 18 unchanged. The largest increase in value was DOORDASH INC (+$139,328,578); the largest decrease was VENTAS REALTY LP (-$92,892,518).
- VENTAS REALTY LP: Country of operation United States; Class CONV; Principal 2026-03-31 $61,850,000; Principal 2026-06-30 $0.
- DUKE ENERGY CORP: Country of operation United States; Class CONV; Principal 2026-03-31 $28,645,000; Principal 2026-06-30 $0.
- NEOGENOMICS INC: Country of operation United States; Class CONV; Principal 2026-03-31 $13,479,000; Principal 2026-06-30 $0.
- NCL CORPORATION LTD: Country of operation —; Class CONV; Principal 2026-03-31 $9,534,000; Principal 2026-06-30 $0.
Two Form 13F-HR filings compared (SEC CIK 1097278): 2026-03-31 (filed 2026-05-07) and 2026-06-30 (filed 2026-08-11). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Principal 2026-03-31 | Principal 2026-06-30 | Share change | Value 2026-03-31 | Value 2026-06-30 | Value change |
|---|
VENTAS REALTY LP
CUSIP 92277GAZ0 | United States | CONV | $61,850,000 | $0 | -61,850,000 | $92,892,518 | $0 | -$92,892,518 |
|---|
DUKE ENERGY CORP
CUSIP 26441CBY0 | United States | CONV | $28,645,000 | $0 | -28,645,000 | $32,154,610 | $0 | -$32,154,610 |
|---|
NEOGENOMICS INC
CUSIP 64049MAB6 | United States | CONV | $13,479,000 | $0 | -13,479,000 | $12,340,444 | $0 | -$12,340,444 |
|---|
NCL CORPORATION LTD
CUSIP 62886HBD2 | | CONV | $9,534,000 | $0 | -9,534,000 | $9,323,705 | $0 | -$9,323,705 |
|---|
SOFI TECHNOLOGIES INC
CUSIP 83406FAA0 | United States | CONV | $8,948,000 | $0 | -8,948,000 | $9,185,124 | $0 | -$9,185,124 |
|---|
APPLIED OPTOELECTRONICS
CUSIP 03823UAE2 | United States | CONV | $3,956,000 | $0 | -3,956,000 | $8,853,431 | $0 | -$8,853,431 |
|---|
BURLINGTON STORES INC
CUSIP 122017AD8 | United States | CONV | $5,000,000 | $0 | -5,000,000 | $8,293,404 | $0 | -$8,293,404 |
|---|
ETSY INC
CUSIP 29786AAJ5 | United States | CONV | $7,000,000 | $0 | -7,000,000 | $6,844,600 | $0 | -$6,844,600 |
|---|
MGP INGREDIENTS INC
CUSIP 55303JAB2 | United States | CONV | $5,900,000 | $0 | -5,900,000 | $5,733,404 | $0 | -$5,733,404 |
|---|
ALPHATEC HOLDINGS INC
CUSIP 02081GAB8 | United States | CONV | $4,104,000 | $0 | -4,104,000 | $4,068,125 | $0 | -$4,068,125 |
|---|
WAYFAIR INC
CUSIP 94419LAR2 | United States | CONV | $2,183,000 | $0 | -2,183,000 | $3,845,841 | $0 | -$3,845,841 |
|---|
Q2 HOLDINGS INC
CUSIP 74736LAD1 | United States | CONV | $3,337,000 | $0 | -3,337,000 | $3,331,661 | $0 | -$3,331,661 |
|---|
PACIRA BIOSCIENCES INC
CUSIP 695127AJ9 | United States | CONV | $3,285,000 | $0 | -3,285,000 | $3,198,692 | $0 | -$3,198,692 |
|---|
STARWOOD PROPERTY TRUST
CUSIP 85571BBA2 | United States | CONV | $3,000,000 | $0 | -3,000,000 | $3,103,500 | $0 | -$3,103,500 |
|---|
WORKIVA INC
CUSIP 98139AAB1 | United States | CONV | $2,996,000 | $0 | -2,996,000 | $2,980,880 | $0 | -$2,980,880 |
|---|
LIBERTY MEDIA CORP
CUSIP 531229AQ5 | United States | CONV | $2,500,000 | $0 | -2,500,000 | $2,897,188 | $0 | -$2,897,188 |
|---|
INTEGER HOLDINGS CORP
CUSIP 45826HAB5 | United States | CONV | $2,261,000 | $0 | -2,261,000 | $2,687,663 | $0 | -$2,687,663 |
|---|
BANDWIDTH INC
CUSIP 05988JAD5 | United States | CONV | $2,670,000 | $0 | -2,670,000 | $2,389,650 | $0 | -$2,389,650 |
|---|
VERITONE INC
CUSIP 92347MAB6 | United States | CONV | $2,107,000 | $0 | -2,107,000 | $2,057,720 | $0 | -$2,057,720 |
|---|
BLACKLINE INC
CUSIP 09239BAF6 | United States | CONV | $2,030,000 | $0 | -2,030,000 | $1,919,534 | $0 | -$1,919,534 |
|---|
NABORS INDUSTRIES INC
CUSIP 62957HAL9 | United States | CONV | $1,962,000 | $0 | -1,962,000 | $1,797,491 | $0 | -$1,797,491 |
|---|
PAGAYA TECHNOLOGIES LTD
CUSIP 69549FAB5 | | CONV | $1,422,000 | $0 | -1,422,000 | $1,638,855 | $0 | -$1,638,855 |
|---|
AMERICAN WATER CAPITAL C
CUSIP 03040WBE4 | United States | CONV | $1,200,000 | $0 | -1,200,000 | $1,211,068 | $0 | -$1,211,068 |
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CRACKER BARREL OLD COUNT
CUSIP 22410JAB2 | United States | CONV | $1,058,000 | $0 | -1,058,000 | $1,039,052 | $0 | -$1,039,052 |
|---|
GOSSAMER BIO INC
CUSIP 38341PAA0 | United States | CONV | $2,250,000 | $0 | -2,250,000 | $960,900 | $0 | -$960,900 |
|---|
CABLE ONE INC
CUSIP 12685JAG0 | United States | CONV | $1,244,000 | $0 | -1,244,000 | $939,220 | $0 | -$939,220 |
|---|
LITHIUM ARGENTINA AG
CUSIP 53680QAA6 | | CONV | $809,000 | $0 | -809,000 | $778,820 | $0 | -$778,820 |
|---|
PENN ENTERTAINMENT INC
CUSIP 707569AU3 | United States | CONV | $376,000 | $0 | -376,000 | $380,000 | $0 | -$380,000 |
|---|
BLOOM ENERGY CORP
CUSIP 093712AM9 | United States | CONV | $15,000 | $0 | -15,000 | $98,447 | $0 | -$98,447 |
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