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A.R.T. Advisors, LLC Historic Quarter Change: Foreign Stocks, Added

A.R.T. Advisors, LLC historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, A.R.T. Advisors, LLC opened 216 positions, added to 132, reduced 159 and sold out of 248.

  • Q2 2016: Stock VALE; Country of operation —; Class ADR; Shares before 714,314.
  • Q2 2016: Stock HDB; Country of operation —; Class ADR REPS 3 SHS; Shares before 4,432.
  • Q2 2016: Stock NTTYY; Country of operation Japan; Class SPONSORED ADR; Shares before 13,490.
  • Q2 2016: Stock DEO; Country of operation —; Class SPON ADR NEW; Shares before 9,532.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1315281), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-14); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2016VALE
VALE S A
ADR714,3141,429,914+715,600$3,007,000$7,235,000+$4,228,0002016-08-15
Q2 2016HDB
HDFC BANK LTD
ADR REPS 3 SHS4,43238,132+33,700$273,000$2,530,000+$2,257,0002016-08-15
Q2 2016NTTYY
NIPPON TELEG & TEL CORP
JapanSPONSORED ADR13,49045,990+32,500$583,000$2,165,000+$1,582,0002016-08-15
Q2 2016DEO
DIAGEO P L C
SPON ADR NEW9,53219,032+9,500$1,028,000$2,148,000+$1,120,0002016-08-15
Q2 2016HIMX
HIMAX TECHNOLOGIES INC
SPONSORED ADR57,652189,352+131,700$648,000$1,564,000+$916,0002016-08-15
Q2 2016CX
CEMEX SAB DE CV
SPON ADR NEW502,148531,131+28,983$3,655,000$3,277,000-$378,0002016-08-15
Q2 2016SQM
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B19,48124,381+4,900$400,000$602,000+$202,0002016-08-15

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