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10-15 ASSOCIATES, INC. Current Holdings: Foreign ADRs

10-15 ASSOCIATES, INC. current holdings: Foreign ADRs

10-15 ASSOCIATES, INC. reported $0.01 billion in depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), 2 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are GLAXOSMITHKLINE PLC, ROYAL DUTCH SHELL PLC.

  • GLAXOSMITHKLINE PLC: Country of operation —; Class SPONSORED ADR; Shares 211,082; Value $9,104,000.
  • ROYAL DUTCH SHELL PLC: Country of operation —; Class SPON ADR B; Shares 24,525; Value $1,296,000.

Form 13F-HR as filed (SEC CIK 1511144): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
GLAXOSMITHKLINE PLC
CUSIP 37733W105
SPONSORED ADR211,082$9,104,0002016-09-302016-11-14
ROYAL DUTCH SHELL PLC
CUSIP 780259107
SPON ADR B24,525$1,296,0002016-09-302016-11-14

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