WARNACO GROUP INC /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-09: Reporting owner GROMEK JOSEPH R; Form 4; Security Employee stock options (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-08: Reporting owner GROMEK JOSEPH R; Form 4; Security Employee stock options (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-04: Reporting owner McCluskey Helen; Form 4; Security Employee stock options (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-03-01: Reporting owner Wood Elizabeth; Form 4; Security Employee stock options (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-09 | GROMEK JOSEPH R Director, Officer (President and Chief Executive) | 4 | Employee stock options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −82,800 0 owned after | $21.83 exercise price | 2011-03-10 | |
| 2011-03-08 | GROMEK JOSEPH R Director, Officer (President and Chief Executive) | 4 | Employee stock options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,700 82,800 owned after | $21.83 exercise price | 2011-03-10 | |
| 2011-03-04 | McCluskey Helen Officer (Chief Operating Officer) | 4 | Employee stock options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,800 0 owned after | $27.07 exercise price | 2011-03-08 | |
| 2011-03-01 | Wood Elizabeth Officer (Senior VP, Human Resources) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,050 5,050 owned after | $55.57 exercise price | 2011-03-03 | |
| 2011-03-01 | TWORECKE FRANK Officer (Group President, Sportswear) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,300 11,300 owned after | $55.57 exercise price | 2011-03-03 | |
| 2011-03-01 | SILVERSTEIN STANLEY P Officer (Exec VP, Int'l St'gy & Bus Dev) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,150 9,150 owned after | $55.57 exercise price | 2011-03-03 | |
| 2011-03-01 | RUTKOWSKI LAWRENCE Officer (Exec. VP and CFO) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,900 8,900 owned after | $55.57 exercise price | 2011-03-03 | |
| 2011-03-01 | Olson Martha Officer (Grp Pres-Intimate Apprl & Swim) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,900 8,900 owned after | $55.57 exercise price | 2011-03-03 | |
| 2011-03-01 | MEYER DWIGHT Officer (Pres Global Sourc, Dist & Log) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,850 9,850 owned after | $55.57 exercise price | 2011-03-03 | |
| 2011-03-01 | McCluskey Helen Officer (Chief Operating Officer) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,050 21,050 owned after | $55.57 exercise price | 2011-03-03 | |
| 2011-03-01 | GROMEK JOSEPH R Director, Officer (President and Chief Executive) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,700 59,700 owned after | $55.57 exercise price | 2011-03-03 | |
| 2011-03-01 | DUBINER JAY L Officer (Senior VP, GC & Secretary) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,050 6,050 owned after | $55.57 exercise price | 2011-03-03 |