WARNACO GROUP INC /DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-06: Reporting owner WILLIAMS ROGER A; Form 4; Security Employee stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-02-28: Reporting owner GALLUZZO JAY A; Form 4; Security Employee stock option (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-02-28: Reporting owner WILLIAMS ROGER A; Form 4; Security Employee stock options (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-02-28: Reporting owner TWORECKE FRANK; Form 4; Security Employee stock options (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-06 | WILLIAMS ROGER A Officer (Group President, Swimwear) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −95,000 145,000 owned after | $10.45 exercise price | 2006-12-08 | |
| 2006-02-28 | GALLUZZO JAY A Officer (Senior VP-Corp Dev, GC & Sec'y) | 4 | Employee stock option (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 6,500 owned after | $23.21 exercise price | 2008-03-04 | |
| 2006-02-28 | WILLIAMS ROGER A Officer (Group President, Swimwear) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,600 314,100 owned after | $23.21 exercise price | 2006-03-02 | |
| 2006-02-28 | TWORECKE FRANK Officer (Group President, Sportswear) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,700 257,700 owned after | $23.21 exercise price | 2006-03-02 | |
| 2006-02-28 | SILVERSTEIN STANLEY P Officer (Exec VP, Int'l St'gy & Bus Dev) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,700 281,700 owned after | $23.21 exercise price | 2006-03-02 | |
| 2006-02-28 | RUTKOWSKI LAWRENCE Officer (Exec. VP and CFO) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,600 277,400 owned after | $23.21 exercise price | 2006-03-02 | |
| 2006-02-28 | McCluskey Helen Officer (Group Pres., Intimate Apparel) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,800 253,800 owned after | $23.21 exercise price | 2006-03-02 | |
| 2006-02-28 | GROMEK JOSEPH R Director, Officer (President and Chief Executive) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,300 865,800 owned after | $23.21 exercise price | 2006-03-02 | |
| 2006-02-28 | GALLUZZO JAY A Officer (Senior VP, GC and Sec'y) | 4 | Employee stock options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,500 112,500 owned after | $23.21 exercise price | 2006-03-02 |