SUGARMADE, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2021-11-05: Form 8-K; Period of report 2021-10-28; Description 7.01 Regulation FD Disclosure; 8.01 Other Events; Details 7.01.
- 2021-08-31: Form 8-K; Period of report 2021-08-26; Description 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure; 8.01 Other Events; Details 1.01.
- 2021-08-17: Form 8-K; Period of report 2021-08-11; Description 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure; Details 2.01.
- 2021-08-11: Form 8-K/A; Period of report 2021-05-12; Description 9.01 Financial Statements and Exhibits; Details 9.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2021-11-05 | 8-K | 2021-10-28 | 7.01 Regulation FD Disclosure; 8.01 Other Events | 7.01 On November 5, 2021, the Company issued a Press Release announcing that Lemon Glow obtained a conditional Use Permit (UP) number in connection with the possibility of commercial cultivation of cannabis at the Property. 8.01 On October 28, 2021, Lemon Glow Company, a California corporation (“Lemon Glow”), which is a wholly-owned subsidiary of Sugarmade, Inc. (the “Company”) obtained a conditional Use Permit (UP) number from the Community Development Department of the County of Lake, California, which the Company believes is an important step towards the conditional Use Permit (UP) for commercial cannabis cultivation at its Property. | form8-k.htm |
| 2021-08-31 | 8-K | 2021-08-26 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 7.01 On August 31, 2021, the Company issued a press release relating to the matters described in Items 1.01 and 8.01 in this Current Report. 8.01 On August 24, 2021, the Company and Mr. Hadley formed a limited liability company, SugarRush 5058, LLC, organized under laws of the State of California (“SugarRush”). | form8-k.htm |
| 2021-08-17 | 8-K | 2021-08-11 | 2.01 Completion of Acquisition or Disposition of Assets; 7.01 Regulation FD Disclosure | 2.01 On August 11, 2021, SWC Group, Inc. (“SWC”), a California corporation and wholly-owned subsidiary of Sugarmade, Inc. (the “Company’’) consummated the purchase of an approximately 1,175 square foot property on 6,750 of land located at 5058 Valley Blvd., Los Angeles, CA 90032 (the “Real Property”) from Paredes Diana K Tr / Shalom Trust (“Seller”) for a total purchase price of $830,000 (the “Purchase Price”). 7.01 On August 17, 2021, the Company issued a press release providing an update on the consummation of the purchase of the Real Property described under Item 2.01 of this Current Report. | form8-k.htm |
| 2021-08-11 | 8-K/A | 2021-05-12 | 9.01 Financial Statements and Exhibits | 9.01 (a) Financial Statements of Business Acquired. | form8-ka.htm |
| 2021-07-22 | 8-K | 2021-07-22 | 7.01 Regulation FD Disclosure | 7.01 On July 22, 2021, the Company issued a press release providing updates on certain of its business operations. | form8-k.htm |
| 2021-06-17 | 8-K | 2021-06-11 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 is incorporated by reference into this Item 2.03. | form8-k.htm |
| 2021-06-10 | 8-K | 2021-06-06 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On June 10, 2021, Sugarmade, Inc. issued a press release discussing the entry into the MOU, as well as certain other business developments. | form8-k.htm |
| 2021-06-01 | 8-K/A | 2021-05-12 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure | 1.01 On May 12, 2021, Sugarmade, Inc. (the “Company”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) by and between Carnaby Spot Bay Corp, a California corporation and a wholly owned subsidiary of the Company (“Merger Sub”), Lemon Glow Company, a California corporation (the “Lemon Glow”) and Ryan Santiago (the “Shareholder Representative”). 2.01 As described under Item 1.01 of this Current Report on Form 8-K, the Closing of the Merger occurred in accordance with the terms of the Merger Agreement on May 25, 2021. 2.03 At the Closing of the Merger, the Company issued to the Lemon Glow Shareholders the Merger Consideration. 7.01 On May 17, 2021, the Company issued a press release announcing the Closing of the Merger. | form8-ka.htm |
| 2021-05-25 | 8-K | 2021-05-21 | 8.01 Other Events | 8.01 Effective May 21, 2021, OTC Markets removed the label of “Caveat Emptor” (also known as the “Skull and Crossbones”) from Sugarmade, Inc.’s profile on OTC Markets. | form8-k.htm |
| 2021-05-17 | 8-K | 2021-05-12 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure | 1.01 On May 12, 2021, Sugarmade, Inc. (the “Company”) entered into a Agreement and Plan of Merger (the “Merger Agreement”) by and between Carnaby Spot Bay Corp, a California corporation and a wholly owned subsidiary of the Company (“Merger Sub”), Lemon Glow Company, a California corporation (the “Lemon Glow”) and Ryan Santiago (the “Shareholder Representative”). 2.01 As described under Item 1.01 of this Current Report on Form 8-K, the Closing of the Merger occurred in accordance with the terms of the Merger Agreement on May 14, 2021. 2.03 At the Closing of the Merger, the Company issued to the Lemon Glow Shareholders the Merger Consideration. 7.01 On May 14, 2021, the Company issued a press release announcing the Closing of the Merger. | form8-k.htm |
| 2021-05-14 | 8-K/A | 2021-05-11 | 1.01 Entry into a Material Definitive Agreement | 1.01 On May 11, 2021, the Company and Jimmy Chan, the Chief Executive Officer, Chief Financial Officer, and a Director of the Company, entered into the Stock Redemption Agreement, dated as of May 11, 2021, with the Company. | form8-ka.htm |
| 2021-05-13 | 8-K | 2021-05-11 | 1.01 Entry into a Material Definitive Agreement | 1.01 On May 11, 2021, Sugarmade, Inc. (the “Company”) and Jimmy Chan, the Chief Executive Officer, Chief Financial Officer, and a Director of the Company, entered into a Stock Redemption Agreement (the “Stock Redemption Agreement”). | form8-k.htm |
| 2021-05-04 | 8-K | 2021-05-04 | 8.01 Other Events | 8.01 OTC Markets Group, Inc. (“OTC Markets”) previously added a “caveat emptor” designation to the corporate profile of Sugarmade, Inc. (the “Company”) on OTCMarkets.com as a result of promotional activities relating to the Company’s securities. | form8-k.htm |
| 2021-04-30 | 8-K | 2021-04-27 | 8.01 Other Events | 8.01 On April 27, 2021 (the “Effective Date”), Sugarmade, Inc. (the “Company”) entered into an amendment (the “LOI Amendment”) to the March 28, 2021 letter of intent (the “LOI”) entered into by and between the Company and Lemon Glow Company, Inc., a California corporation (“Lemon Glow”, and, together with the Company, the “Parties”). | form8-k.htm |
| 2021-04-01 | 8-K | 2021-03-28 | 8.01 Other Events | 8.01 On March 28, 2021, Sugarmade, Inc. (the “Company”) entered into a letter of intent (the “LOI”) by and between the Company and Lemon Glow Company (“Lemon Glow”). | form8-k.htm |
| 2021-03-25 | 8-K | 2021-03-25 | 7.01 Regulation FD Disclosure | 7.01 On March 25, 2021, Sugarmade, Inc. (the “Company”) issued a press release discussing certain business developments. | form8-k.htm |
| 2021-03-10 | 8-K | 2021-03-05 | 3.02 Unregistered Sales of Equity Securities; 5.01 Changes in Control of Registrant | 3.02 As previously disclosed, on January 15, 2021, Sugarmade, Inc. (the “Company”) filed with the Delaware Secretary of State a Certificate of Designations of Preferences and Rights of Series C Preferred Stock (the “Series C Certificate”). 5.01 The information provided in Item 3.02 of this Current Report on Form 8-K is incorporated herein by reference. | form8-k.htm |
| 2021-02-12 | 8-K | 2021-02-08 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.01 As disclosed in Item 1.01, the Company acquired a 70% stake in the Seller’s Lynwood Operations in exchange for $560,000 pursuant to the Agreement. 2.03 As disclosed in Item 1.01, pursuant to the Agreement, the Company agreed to pay to the Seller $560,000 over a twelve (12) month period beginning on the Effective Date. 7.01 On February 12, 2021, the Company issued a press release announcing the Closing of the Agreement and the Company’s acquisition of 70% of the Seller’s Lynwood Operations. | sgmd-20210122_8k.htm |
| 2021-01-22 | 8-K | 2021-01-15 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On January 15, 2021, Sugarmade, Inc. (the “Company”) filed with the Delaware Secretary of State a Certificate of Withdrawal of Certificate of Designation, Preferences, and Rights of Series A Convertible Preferred Stock (the “Series A Certificate of Withdrawal”) that had the effect of eliminating the Series A convertible preferred stock and returning the shares of preferred stock previously designated as Series A preferred stock to authorized preferred stock available for designation and issuance. | sgmd-20210122_8k.htm |
| 2021-01-07 | 8-K | 2021-01-06 | 7.01 Regulation FD Disclosure | 7.01 On January 6, 2021, Sugarmade, Inc. (the “Company”) released a letter to shareholders discussing certain business developments, including verticalization, expansion, and the path ahead in 2021. | sgmd-20210106_8k.htm |