SCKT Material Contracts | SOCKET MOBILE, INC.

SOCKET MOBILE, INC. Material Contracts

Every material contract the company filed as Exhibit 10 (executive pay plans, credit agreements, supplier and indemnity agreements), newest first, with the filing's own description.

2026-08-13: Form 10-Q; Exhibit 10.2; Description First Amendment to Employment Agreement, dated June 12, 2026, by and between Socket Mobile, Inc. and David A. Holmes..
2026-08-13: Form 10-Q; Exhibit 10.1; Description Employment Agreement, dated August 8, 2024, by and between Socket Mobile, Inc. and David A. Holmes..
2026-03-30: Form 10-K; Exhibit 10.14; Description Eighth Business Financing Modification Agreement and Waiver of Defaults dated January 20, 2026 by and between the Company and Western Alliance Bank, an Arizona corporation..
2026-03-30: Form 10-K; Exhibit 10.13; Description Seventh Business Financing Modification Agreement and Waiver of Defaults dated April 21, 2025 by and between the Company and Western Alliance Bank, an Arizona corporation..

Filed	Form	Exhibit	Description
2026-08-13	10-Q	10.2	First Amendment to Employment Agreement, dated June 12, 2026, by and between Socket Mobile, Inc. and David A. Holmes.
2026-08-13	10-Q	10.1	Employment Agreement, dated August 8, 2024, by and between Socket Mobile, Inc. and David A. Holmes.
2026-03-30	10-K	10.14	Eighth Business Financing Modification Agreement and Waiver of Defaults dated January 20, 2026 by and between the Company and Western Alliance Bank, an Arizona corporation.
2026-03-30	10-K	10.13	Seventh Business Financing Modification Agreement and Waiver of Defaults dated April 21, 2025 by and between the Company and Western Alliance Bank, an Arizona corporation.
2026-03-30	8-K	10.1	Form of Secured Subordinated Convertible Note
2026-03-18	8-K	10.1	Secured Subordinated Convertible Note Extension Agreement, effective as of March 18, 2026
2025-08-01	8-K	10.1	Secured Subordinated Convertible Note Extension Agreement, effective as of July 31, 2025
2025-06-02	8-K	10.1	Form of Secured Subordinated Convertible Note
2024-08-22	8-K	10.1	Form of Secured Subordinated Convertible Note
2024-08-15	8-K	10.1	Form of Executive Employment Agreement
2024-05-01	8-K	10.1	Secured Subordinated Convertible Note Extension Agreement, effective as of May 1, 2024
2024-04-04	8-K	10.1	Form of Executive Employment Agreement
2023-05-30	8-K	10.1	Form of Secured Subordinated Convertible Note
2023-01-27	8-K	10.1	Second Business Financing Modification Agreement and Waiver of Defaults dated as of January 25, 2023
2022-11-17	8-K	10.1	Secured Subordinated Convertible Note Extension Agreement, effective as of November 16, 2022
2021-05-19	8-K	10.1	Form of Employment Agreement
2021-02-04	8-K	10.1	Amended and Restated Business Financing Agreement dated as of January 29, 2021
2021-01-27	8-K	10.1	Form of Executive Employment Agreement
2020-10-06	8-K	10.1	Form of Executive Employment Agreement
2020-09-01	8-K	10.1	Form of Secured Subordinated Convertible Note
2020-01-14	8-K	10.1	Seventh Business Financing Modification Agreement dated as of January 8, 2020
2018-06-08	8-K	10.1	Fourth Business Financing Modification Agreement and Forbearance Agreement
2018-02-02	8-K	10.1	Third Business Financing Modification Agreement, dated January 31, 2018, by and between the Company and Western Alliance Bank, successor in interest to Bridge Bank, National Association
2017-05-05	8-K	10.1	Form of Executive Employment Agreement
2017-03-21	8-K	10.1	Business Financing Modification Agreement effective March 20, 2017 between Socket Mobile, Inc. and Western Alliance Bank
2016-03-03	8-K	10.1	Business Financing Modification Agreement effective February 26, 2016 between Socket Mobile, Inc. and Western Alliance Bank
2015-07-07	8-K	10.1	Form of Executive Employment Agreement
2015-03-24	8-K	10.1	Business Financing Modification Agreement effective March 12, 2015 and completed March 23, 2015 by and between Socket Mobile, Inc. and Bridge Bank, National Association.
2014-05-21	8-K	10.1	Form of Subordinated Note dated June 2, 2014
2014-03-07	8-K	10.1	Business Financing Agreement dated February 27, 2014 by and between Socket Mobile, Inc. and Bridge Bank, National Association.
2014-01-16	8-K	10.1	Settlement Agreement dated December 24, 2013
2013-09-10	8-K	10.2	Copy of Convertible Subordinated Note replacing the notes dated Nov/Dec 2012
2013-09-10	8-K	10.1	Form of Convertible Subordinated Note replacing the notes dated August 1, 2012
2013-01-04	8-K	10.1	Second Amendment to Standard Industrial/Commercial Multi-Lessee Lease–Net
2012-11-06	8-K	10.1	Form of Convertible Subordinated Note
2012-08-03	8-K	10.1	Form of Convertible Subordinated Note
2012-03-08	8-K	10.1	Form of Executive Employment Agreement
2011-10-18	8-K	10.12	Loan and Security Agreement (EXIM Loan Facility) dated October 12, 2011 by and between Socket Mobile, Inc. and Silicon Valley Bank.
2011-10-18	8-K	10.11	Loan and Security Agreement dated October 12, 2011 by and between Socket Mobile, Inc. and Silicon Valley Bank.
2011-02-24	8-K	10.13	Securities Purchase Agreement dated as of February 23, 2011 between Socket Mobile, Inc. and AboCom Systems, Inc.
2011-02-24	8-K	10.13	Securities Purchase Agreement dated as of February 23, 2011 between Socket Mobile, Inc. and AboCom Systems, Inc.
2010-11-22	8-K	10.6	Warrant for Common Stock issued November 19, 2010 by the Company to the Placement Agent (*)
2010-11-22	8-K	10.5	Security Agreement, dated November 19, 2010 in favor of the Collateral Agent for the Investor (*)
2010-11-22	8-K	10.4	Registration Rights Agreement, dated November 19, 2010 between the Company and the Investor (*)
2010-11-22	8-K	10.3	Warrant for Common Stock issued November 19, 2010 by the Company to the Investor (*)
2010-11-22	8-K	10.2	Senior Secured Convertible Note issued November 19, 2010 by the Company to the Investor (*)
2010-11-22	8-K	10.1	Amended and Restated Securities Purchase Agreement, dated November 19, 2010, between the Company and the Investor (*)
2010-11-08	8-K	10.2	Letter Agreement, dated November 5, 2010, between the Company and the Investor
2010-11-08	8-K	10.1	Letter Agreement, dated November 3, 2010, between the Company and the Investor
2010-10-28	8-K	10.5	Form of Security Agreement in favor of the Collateral Agent for the Investor
2010-10-28	8-K	10.4	Form of Registration Rights Agreement between the Company and the Investor
2010-10-28	8-K	10.3	Form of Warrant
2010-10-28	8-K	10.2	Form of Senior Secured Convertible Note
2010-10-28	8-K	10.1	Securities Purchase Agreement, dated October 27, 2010, between the Company and the Investor
2010-09-03	8-K	10.1	Second Amendment to Standard Industrial/Commercial Multi-Lessee Lease-Net
2010-05-05	8-K	10.1	Socket Mobile, Inc. 2004 Equity Incentive Plan, as amended
2010-03-08	8-K	10.2	Forbearance Agreement, dated February 4, 2010, between Socket Mobile, Inc. and Silicon Valley Bank.
2010-03-08	8-K	10.1	First Amendment to Forbearance Agreement, dated March 3, 2010, between Socket Mobile, Inc. and Silicon Valley Bank.
2009-10-06	8-K	10.2	Supply and Licensing Agreement Between Quatech, Inc. and Socket Mobile, Inc.
2009-10-06	8-K	10.1	Asset Purchase Agreement, dated as of September 30, 2009, among Socket Mobile, Inc., Development Capital Ventures, LP and Quatech Inc.
2009-07-07	8-K	10.2	Second Amendment to Second Amended and Restated Export-Import Bank Loan and Security Agreement, dated July 7, 2009 by and between Socket Mobile, Inc. and Silicon Valley Bank.
2009-07-07	8-K	10.1	Second Amendment to Second Amended and Restated Loan and Security Agreement, dated July 7, 2009, by and between Socket Mobile, Inc. and Silicon Valley Bank.
2009-05-20	8-K	10.16	Form of Warrant for the Purchase of Shares of Common Stock to be issued to Security Research Associates, Inc.
2009-05-20	8-K	10.15	Form of Warrant for the Purchase of Shares of Common Stock to be issued to the Non-Management Purchasers.
2009-05-20	8-K	10.14	Registration Rights Agreement dated as of May 18, 2009 by and among Socket Mobile, Inc. and the Purchasers listed on Exhibit A.
2009-05-20	8-K	10.13	Securities Purchase Agreement dated as of May 18, 2009 among Socket Mobile, Inc., the Non-Management Purchases listed on Exhibit A and the Management Purchasers listed on Exhibit A.
2009-02-25	8-K	10.2	First Amendment to Second Amended and Restated Export-Import Bank Loan and Security Agreement, dated February 19, 2009, by and between Socket Mobile, Inc. and Silicon Valley Bank.
2009-02-25	8-K	10.1	First Amendment to Second Amended and Restated Loan and Security Agreement, dated February 19, 2009, by and between Socket Mobile, Inc. and Silicon Valley Bank.
2009-01-27	8-K	10.9	Form of Executive Employment Agreement
2009-01-27	8-K	10.1	Form of Indemnification Agreement
2009-01-07	8-K	10.12	Second Amended and Restated Export-Import Bank Loan and Security Agreement dated December 31, 2008 by and between Socket Mobile, Inc. and Silicon Valley Bank.
2009-01-07	8-K	10.11	Second Amended and Restated Loan and Security Agreement dated December 31, 2008 by and between Socket Mobile, Inc. and Silicon Valley Bank.

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